Try our Advanced Search for more refined results
Asset Management - August, 2024
275 articles
- 5th Circ. Rejects SEC Whistleblower Award Calculation Appeal
- 3 Atty Takeaways On What's Ahead As ERISA Turns 50
- After Chevron: SEC Climate And ESG Rules Likely Doomed
- Assessing Whether Jarkesy May Limit FINRA Prosecutions
- FINRA Dings Raymond James $2M Over Customer Complaints
- Being An Opera Singer Made Me A Better Lawyer
- Steel Co. Escapes 401(k) Investment Lineup Fight, For Now
- Cancer Detection Co. Valued At $375M In SPAC Merger
- Fall IPO Pickup Could Be A Prelude For 2025 Recovery
- Tesla, Elon Musk Beat Dogecoin Buyers' Fraud Suit, For Good
- Texas' Anti-ESG Law Is Unconstitutional, Green Biz Org Says
- SEC Says PE Firm Ran $3.3M Real Estate Investment Scam
- Ex-SPAC Agrees To Face 'Springing Penalty' In SEC Case
- DLA Piper Steers Tech-Focused SPAC GigCapital's Latest IPO
- Schwab's 'Cash Sweep' Paid For TD Ameritrade Buy, Suit Says
- 8th Circ. Won't Revive O'Reilly Auto Parts 401(k) Fee Suit
- GAO Suggests IRS Improve Retirement Account Oversight
- Amid SEC Rule Limbo, US Cos. Subject To ESG Regs In EU
- Waters Corp. Strikes Deal To End 401(k) ERISA Action
- How Law Firms Can Avoid 'Collaboration Drag'
- Cintas Corp.'s $4M 401(k) Fee Suit Deal Gets Final OK
- Deals Rumor Mill: Ackman IPO, Covestro Takeover, Trinitech
- 4 Firms Guide VivoPower Subsidiary's $904M SPAC Merger
- Former Ohio House Legal Chief Rejoins Barnes & Thornburg
- Banking Compliance Takeaways From Joint Agency Statement
- Hogan Lovells-Led Paint Company Sells Silicas Biz For $310M
- Raymond James Hit With Suit Over 'Cash Sweep' Programs
- SEC To Embattled NC Insurance Exec: Show Us The Money
- Cooley, Latham Steer Defense Co.'s $80M VC Funding Round
- Businessman Can't Force $1B Gramercy Suit Into Arbitration
- Engineering Co. Says Overpriced 401(k) Fee Suit Lacks Proof
- The NFL-Approved PE Firms That Can Now Invest In Teams
- Conn. Investment Firm Withheld Pay, Commissions, Suit Says
- Class Attys Seek Review Of Del. Magistrate's Doc Suit Toss
- SEC Omits 'Swing Pricing' Plan From Fund Disclosure Rules
- 6 Considerations To Determine If A Cyber Incident Is Material
- DOL Backs IBM Retirees' Bid To Revive Suit At 2nd Circ.
- Litigation Funding Disclosure Key To Open, Impartial Process
- Latham Leads Entertainment-Focused SPAC's $150M Offering
- Wells Fargo Says 'Good Faith' Efforts Ax Investors' Bias Suit
- Deutsche Bank, Rabo Beat Antitrust Suit Over Euro Bonds
- AT&T Tells Justices 9th Circ. Erred In Reviving 401(k) Suit
- No Coverage For Tire Co.'s Unpaid Invoices, Judge Rules
- NY Fines Nordea Bank $35M In Panama Papers-Linked Action
- New Jersey Man Gets 3 Years In Prison For Forex Fraud
- Nasdaq Seeks SEC's Green Light To Launch Bitcoin Options
- Wells Fargo Seeks To Scrap Ex-Worker's $22M ADA Verdict
- First Busey, CrossFirst Bankshares Merging In $917M Deal
- Travel Co. Inks $1.7M Deal To End 401(k) Mismanagement Suit
- Whistleblowers Must Note 5 Key Differences Of DOJ Program
- 3 Firms Build $314M Events.com SPAC Merger
- Willkie-Led LS Power Secures $2.7B For Latest Fund
- What NFL Draft Picks Have In Common With Lateral Law Hires
- SEC Fines Sound Point $1.8M Over Nonpublic Info Oversight
- 'Jarkesy 2.0': SEC Sees New Attack On In-House Courts
- Funds Say Norfolk Southern Can't Ditch Derailment Fraud Suit
- 11th Circ. Won't Revive JPMorgan Chase Whistleblower Suit
- SEC Claims Crypto Bros. Raised Millions With Lies
- Former X Worker Seeks Class Certification In Bonus Suit
- Tech-Focused VC Firm Nabs $1.1B For 6th Flagship Fund
- Kirkland-Led CenterOak Clinches 3rd Fund With $1.1B In Tow
- Open Questions 3 Years After 2nd Circ.'s Fugitive Ruling
- JPMorgan Cash Sweep 'Shortchanged' Customers, Suit Says
- Catching Up With Delaware's Chancery Court
- Replacing The Stigma Of Menopause With Law Firm Support
- Prime Healthcare's 401(k) Was In Good Hands, Judge Rules
- PE Fund Says SEC Is Overstepping With 'Fishing Expedition'
- Hong Kong Relaxes Listing Rules For Tech Startups, SPACs
- Split 9th Circ. Says Ponzi Schemes Don't Need Proof Of Intent
- Cantor, Lutnick OK $12M Deal To End View Inc. Suit In Del.
- Texas City Can't Avoid Improvement District Bond Payments
- Canada Mining Biz Seeks US Listing Via $589M SPAC Merger
- Class Actions At The Circuit Courts: August Lessons
- Crypto Regs Could See A Reset Under The Next President
- Planning Law Firm Content Calendars: What, When, Where
- Key Concerns To Confront In FDIC Brokered Deposit Proposal
- Taxation With Representation: Latham, Wachtell, Paul Weiss
- 2 Biotech Firms File Plans To Go Public As IPO Pipeline Grows
- New SEC Rule Provides Break To Smaller Venture Funds
- Ameriprise Benefits Most From Cash Sweeps, Customer Says
- Israeli Tech Co. Cancels SPAC Deal Amid Market Rout
- Bank, Fintech Groups Say FDIC Should Ice 'Hot Money' Plan
- Deals Rumor Mill: Saudi Fund, Disney-Reliance, Repligen
- Playing Golf Makes Me A Better Lawyer
- Mining Firm USA Rare Earth Inks $870M SPAC Merger
- TD Bank Designates $2.6B For Anti-Money Laundering Fines
- Northern Trust's $2.5M Deal Approved In AutoZone 401(k) Suit
- Fla. Adviser Settles SEC Dispute Over Alleged Audit Lies
- Kurdish Telecom Co. Investor Says $490M Judgment Is Valid
- 2nd Circ. OKs Argentine Bondholders' $310M Collateral Win
- Western Asset Exec Takes Leave Of Absence Amid SEC Probe
- Investment Firm, Ex-Advisers Settle Dispute Over Clients
- Hedge Fund Priest Sues SEC Over Proposed Industry Ban
- Law Firms Should Move From Reactive To Proactive Marketing
- Wells Fargo Hires Jones Day After $22M ADA Trial Loss In NC
- 6th Circ. Rules Man Can Pay Restitution To Himself
- 3rd Circ. Rejects Ex-Engineering Co. GC's Benefits Suit
- 7 Firms Build $175M All-Stock Sale Of Bitcoin Mining Biz
- 3 Ways To Limit Risks Of Black-Box AI In Financial Services
- SEC Fines Equiniti Trust After Cyberattacks Stole $6.6M
- Ex-SEC Senior Counsel, AUSA Joins Tech Co. As CCO
- Split 6th Circ. Revives FCRA Claims Against Experian
- A Deep Dive Into Law360 Pulse's 2024 Women In Law Report
- These Firms Have The Most Women In Equity Partnerships
- The Big Issues A BigLaw Associates' Union Could Address
- Kirkland-Led Dermody Closes $1B Real Estate-Focused Fund
- Catching Up With Delaware's Chancery Court
- Philadelphia, Insurer Settle Trans Firefighter's Surgery Suit
- Arden Trust Co. Sued In Del. Over Bikini Atoll Fund Depletion
- Chancery Resets Del. Hearing In Masimo-Politan Proxy Battle
- Ethanol Co. Investors Say $9M Arbitration Award Was Stolen
- NC Accelerator Claims It Was Duped Into Investment
- Retirees Ask 2nd Circ. To Reboot IBM Pension Fight
- AI Platform AMC Corp. To Go Public Via $175M SPAC Merger
- 9th Circ. Sends Northrop Pension Disclosure Row To Trial
- CFTC's Pham Wants More Credit For Firms In Wash Trade Deal
- It's Time For A BigLaw Associates' Union
- Atty Faces Contempt Bid In Fla. Forex Trading Firm Case
- Latham, Paul Weiss Guide AMD's $5B Buy Of ZT Systems
- Icahn Settles With SEC Over Company-Betting Loan Claims
- Owner Of Elite Baseball Teams Sues Over Broken $1.3M Deal
- Intuit Decision Shows 401(k) Forfeiture Suits Gaining Traction
- LifePoint Stiffed Workers On Retirement Savings, Suit Says
- Feds To Appeal Platinum Win Over Zero Loss, Count Toss
- How Justices Upended The Administrative Procedure Act
- Ex-Genworth Financial Workers Nab Class Cert. In 401(k) Suit
- SEC Seeks Default Judgment In $8.4M Ponzi Scheme Case
- Taxation With Representation: Cleary, Kirkland, Skadden
- HarbourVest Raises $18.5B Across 2 Secondary Funds
- 2nd Circ. Won't Revive Platinum Investors' Ch. 7 Challenge
- SEC Nabs $5.75M Judgment Against Unregistered Broker
- SEC Defendants Fight Ex-Latham Atty For Whistleblower Docs
- Jarkesy May Thwart Consumer Agencies' Civil Penalty Power
- Caterpillar Must Face Illinois Ex-Workers' Genetic Privacy Suit
- SEC, CFTC To Collect $474M In Latest Texting Probe Fines
- Top Stories From Real Estate's Latest Quarterly Updates
- NC Judge OKs $15.2M Deal For Medical Device Investors
- Del. Justices Affirm $266M Atty Fee Award In Dell Class Suit
- Computer Equipment Co. Hid Demand Decline, Investor Says
- Fuel Co. Can't Halt Fund's Contributions Dispute, Judge Says
- Proskauer-Led PE Firm Closes $800M Tech Fund
- Judge Blocks Missouri's Anti-ESG Rules, Handing SIFMA Win
- Texas Judges Ignored ERISA's Core To Stall Fiduciary Rule
- 2nd Circ. Ruling Reaffirms Short-Swing Claims Have Standing
- Inside OCC's Retail Nondeposit Investment Products Refresh
- EliseAI Becomes 'Unicorn' After Latest $75M Fundraise
- Squarespace Shareholder Opposes $6.9B Go-Private Deal
- Mirror, Mirror On The Wall, Is My Counterclaim Bound To Fall?
- Atlassian Again Beats Investor Suit Over Software Co.'s Slump
- Musk Can't Ax Fraud Suit Over Twitter Buy, Investors Say
- Judge Urged To Toss Novel Insider Trading Conviction
- Intuit Can't Escape Ex-Employee's 401(k) Forfeiture Suit
- Nvidia Urges High Court To Rein In 'Abusive' Investor Suits
- Yellow Takes Teamsters' Win Over Restructuring To 10th Circ.
- Gene Tech Co. Execs Pilfered Biz Amid Collapse, Suit Says
- Tar Sands Firm Strikes SPAC Merger With Integrated Rail
- 3D Printing Co. Investor Wants Merger With Israeli Co. Blocked
- Bank M&A Continues To Lag Amid Regulatory Ambiguity
- FTC Makes 2nd Request In Review Of Medical Device Co. Deal
- Baker Botts-Led Drilling Firm Joins September's IPO Pipeline
- Davis Polk Lands 3 Fund Management Pros From Debevoise
- Why The SEC Is Targeting Short-And-Distort Schemes
- Miami Investor Sues In Del. For Cash From London Manor Sale
- Paul Weiss-Led CPP Injects $843M Into Tallgrass Energy
- State Street Fired 9/11 Victim During Cancer Bout, Suit Says
- Playing Dungeons & Dragons Makes Me A Better Lawyer
- Firms In State Street Case See $400K Slashed From Fee Bid
- Chase Bank Sued Over Alleged Ties To $119M Ponzi Scheme
- Nasdaq Isn't Immune From Racial Bias Claims, Investor Says
- PE Firms Aim To Escape RICO Suit Over Inadequate Claims
- Adviser To Pay SEC $6M Over Undisclosed Conflicts
- SEC Fines OTC Link For Suspicious Activity Reports Failures
- Skadden Reps WSP In $1.8B Buy Of Power Engineers
- Judge Won't DQ Asst. US Atty In Standard Chartered FCA Case
- Ryan LLC Gets HR Group Assist In Noncompete Fight
- Kimberly-Clark Cuts Settlement Deal In 401(k) Fee Suit
- Markel Says No Coverage For Film-Financing Scheme Claims
- NC Court Won't Stop 'Ultimate Relief' In Mogul's $524M Case
- 2nd Circ. Says Arbitration Ban Protects Sex Harassment Suit
- Asian Streaming Platform Plans US Listing Via SPAC Merger
- Scotiabank Lands Minority Stake In KeyCorp In $2.8B Deal
- DOL Tweaks 2 Parts Of Asset Manager Exemption
- Catching Up With Delaware's Chancery Court
- SEC Settles With EV Fleet Co., 3 Execs For More Than $5M
- Biotech Firms Mull Acquisition Offers Amid Shaky IPO Climate
- 6th Circ. Partially Revives Crypto IRS Reporting Challenge
- DC Circ. Says Mining Cos. Can't Appeal Retiree Health Win
- Healthcare-Focused SPAC Voyager Nets $220M IPO
- Amynta Lodges Fraud Suit In Chancery Over $105M Merger
- Virtu Financial Can't Cut Down SEC's Information Security Suit
- Investor Can't Drop Fraud Suit Against Crowdfunding CEO
- 3 Leadership Practices For A More Supportive Firm Culture
- Home Depot's ERISA Win At 11th Circ. Deepens Circuit Split
- Investors, Banks Pitch Next Steps In Saved Bond-Rigging Suit
- Uber's $200M Deal To End Investors' 'Train Wreck' IPO Suit OK'd
- Fed Hits Customers Bank With Crypto-Related Consent Order
- Fla. Judge Won't Pause E-Scooter Co.'s Ch. 11 Plan
- Wash. Firm, Atty Say Rehashed $20M Con Claims Can't Stick
- Nasdaq Seeks To Step Up Delistings For Cheap, Risky Stocks
- BlackRock Asia COO To Become Global Compliance Head
- SEC Wins Jurisdiction Over German As Sanction For Default
- Olympic Museum Scores Partial Win In $2M COVID Relief Suit
- Apollo Stockholder Suit Held Until Del. Justices Hear Moelis
- Kirkland-Led Valor Raises $3.4B Across 3 PE Funds
- After Chevron: Don't Let Loper Lead To Bank Compliance Lull
- Monroe, Triad Team Up In $300M Collab To Buy Rental Loans
- Deals Rumor Mill: Roche, Thoma Bravo, Klarna
- E-Discovery Quarterly: Rulings On Hyperlinked Documents
- Enron Law Is Still Threat To Execs After Justices' Jan. 6 Ruling
- 4th Circ. Approves Payout Plan In $550M Ponzi Case
- Republican Lawmakers Target Union Pension Overpayments
- Highland, Co-Founder Battle Over $70M Debt In 5th Circ.
- Judge Says Byju's Exec Can Make $20M Settlement Payment
- Lender Says Mogul's Privacy Concerns Stymying Trial Prep
- Japanese Space Co. Slips Ex-Exec's $8M Stock Suit
- Loper Bright Limits Federal Agencies' Ability To Alter Course
- Kirkland-Led SPAC Raises $350M To Pursue Energy Targets
- Davis Polk, Cooley Lead $1.5B Sale Of PetIQ
- 2nd Circ. Case Reinforces Need For Advance Notice Bylaws
- Dentons Hires Former CFTC Commissioner As Partner In DC
- 3 Firms Guide AI-Focused Semiconductor Maker's SPAC Deal
- 2nd Circ. Says Citi Whistleblower Can't Get Cut Of $400M Fine
- Iraqi Kurdish Gov't Looks To Nix $490M Debt Suit
- KKR & Co., 2 Founders Sued In Del Over $500M Exit Deal
- Piper Sandler Says It Will Pay $16M In Recordkeeping Fines
- 6 Firms Lead Chinese AI Chipmaker's $133M Hong Kong IPO
- Ex-Mayor's Fight With Law Firm No RICO Case, 5th Circ. Told
- Life Sciences Credit Firm Symbiotic Launches With $600M
- Finance Co. EasyKnock Scams Poor Homeowners, Suit Says
- Cargo Airline, Workers Forge Settlement In ESOP Battle
- Teaching Scuba Diving Makes Me A Better Lawyer
- DC Circ. Urged To Revive Investor's Pandemic-Era Losses Suit
- Epstein's Advisers Must Face Victims' Proposed Class Action
- Morgan Stanley Says SEC Eyeing Its Cash Sweep Policies
- Ex-Virgin Islands Premier Gets 11 Years For Drug Conspiracy
- SEC, Other Regulators Propose Joint Data Standards
- BCBS Asks 9th Circ. To Undo Trans Patients' Win In Bias Suit
- Insurer Must Face Pa. Trans Firefighter's Surgery Claim
- Cornell Workers Urge High Court To Hear ERISA Suit
- SVB Ex-Parent's Ch. 11 Plan OK'd With $1.9B FDIC Fight Alive
- 3 Ways To Lower Insider Trading Risk After First 10b5-1 Case
- Lawyers Can Take Action To Honor The Voting Rights Act
- Evolving Regulatory Oversight For AI And Asset Management
- Catching Up With Delaware's Chancery Court
- AI Biz Hits $2.8B Valuation After Latest Funding Round
- Industry Backs Commonwealth's Appeal Of SEC's $93M Win
- Corporate Battles Thrust Activist Investing Into The Spotlight
- Chancery Won't Force Open Paramount's Books On Skydance
- Auto Parts Co. To Pay $2.9M To End 401(k) Class Action
- Ex-Dropbox Exec Says JPMorgan Can't Block Arbitration
- SDNY Brass Looks To Future After String Of Courthouse Wins
- Ares Sees Single-Best Fundraising Quarter In Firm History
- 4 ERISA Excessive Health Fee Suits To Watch
- Allstate Plan Participants Want $70M ERISA Case Kept In Play
- SEC Narrows Its Rulemaking Focus As Election Looms
- Ex-CFO Of Embattled PE Firm Sues In Del. For Legal Fees
- Taxation With Representation: Sullivan, Dechert, Kirkland
- More 'Equitable' Banking? This Ex-Biden Official Has A Plan
- GPB Capital Execs Convicted Of Fraud For $1.8B Scheme
- SEC Wants Win In Suit Over Ex-Morgan Stanley Rep's Scam
- BNY's Pershing Hit With $1.4M FINRA Recordkeeping Fine
- Grayscale Wants Rival's $2M Conn. Trade Practices Suit Nixed
- Google Beats RNC's Claims It Censored Fundraising Emails
- Crypto-Forex Co. Defaults In Fla. Civil Fraud Lawsuits
- Latham, Ellenoff Rank Among Top Firms For July IPOs
- AI-Focused Chipmaker Cerebras Confidentially Files IPO Plans
- TD Bank's $25M Client Poach Case Hits FINRA Snags
- EU Approves $18B Grain Deal With Asset Sales
- Weil-Led Goldman Sachs Plugs $440M Into Power Biz
- GE Retirees Reach Deal To Resolve Pension Benefits Dispute
- Brookfield Buys Thermal Management Biz In $1.7B Deal
- After Chevron: ERISA Challenges To Watch
- Outbrain Buys Video Platform Teads From Altice In $1B Deal
- Mass. Could Be New Front In The Battle Over Jury Trial Right
- UK Capital Gains Tax Liabilities Decline, HMRC Says