Asset Management Archive » November, 2024

Asset Management - November, 2024

231 articles

• GM, Cruise Say DPA Has No Bearing On Securities Fraud Suit
• Law Profs Tell Del. Justices Moelis Appeal Would Blunt DGCL
• CFPB Fights Student Loan Servicer's Bid To Pause Deal
• 5th Circ. Reverses Treasury's Block Of Crypto Mixer
• AME Church, Retirees Ask To Drop Bishops From $90M Suit
• The Challenges Of Abandoned Retirement Plans In Ch. 7
• How CFIUS' Updated Framework Affects Global Investors
• Weil-Led Apse Capital Secures €350M For Continuation Fund
• SEC Exempts More Debt Securities From New Trading Rules
• 5 Ways SEC's Crypto Approach Could Change Under Trump
• Davis Polk, Cleary Drive Chinese Robotaxi Firm's Upsized IPO
• 3 Argument Sessions Benefits Attys Should Watch In Dec.
• GE Inks $362.5M Settlement In Investors' Stock Fraud Suit
• 2nd Circ. Nixes VR Capital Venezuela Fraud Suit
• 9th Circ. Reopens Teachers' Retirement Savings Interest Suit
• Flying Makes Me A Better Lawyer
• California's Top Bank, Fintech Regulator To Exit At Year's End
• With Precautions, AI Can Help With Suspicious Activity Filings
• Ropes & Gray Atty Is Kirkland's Latest Debt Finance Hire
• Ex-Wamco Exec Charged In 'Criminal Cherry-Picking Scheme'
• SEC Secured Historic $8.2B Enforcement Haul In 2024
• Gov't Defends EB-5 Rule That Hikes Up Petition Fees
• Grayscale Seeks Win In Rival's $2M Unfair Practices Suit
• 7th Circ. Says Schwab Race Bias Suit Filed Too Late
• How Crypto Cos. Can Take Advantage Of 'Mini-IPOs'
• Hedge Fund-Backed SPAC Returns To Market With 3rd IPO
• J.S. Held Acquires Forensic Accounting Firm Luttrell Wegis
• Vanguard, Investors Get Initial OK On $40M Deal In Tax Suit
• NC Biz Owner Settles SEC's $28M Fraud Claims
• Kirkland, Milbank Shape $3.5B Blackstone-EQT Corp. JV
• Macy's Delays Earnings Report After $154M Employee Error
• SDNY's Williams To Resign Before Trump Takes Office
• 5 Firms Build CA$12.1B Take-Private Of CI Financial
• Private Cos. Seek Pre-IPO Share Sales Amid Liquidity Crunch
• Democratic SEC Member To Step Down Amid GOP Takeover
• Chinese EV Maker's European Unit Eyes $410M SPAC Merger
• Nvidia Supreme Court Case May Not Make Big Splash
• Software-Focused VC Firm Closes 2nd Fund At $450M
• Taxation With Representation: Stradley Ronon, Davis Polk
• Circus Arts Make Me A Better Lawyer
• FDIC's 'Hot Money' Revamp Gets Bank, Fintech Cold Shoulder
• FirstEnergy Investors Slam Ex-Execs' Info 'Bogeyman' Story
• Forex Trader Gets 23 Years For $93M Investor Fraud
• SEC Seeks More Data On Nasdaq Plan To Speed Up Delistings
• Tempur Gave UK Co. 'Total Autonomy' Post-Merger, CEO Says
• Legal Fee Suit Widens Paragon Tech Control Fight In Del.
• Prime Core's Ch. 11 Trust Sues To Reclaim $10M Payout
• Grayscale Says Rival In $2M Suit Misled Bitcoin Investors
• Kirkland-Led LLCP Secures $575M For Continuation Fund
• Dentons Atty Owed No Duty In $54M Currency Deal, Jury Says
• 11th Circ. Says Fla. Law Bars Workers' Comp Suit
• 2 Energy Transition-Focused SPACs Raise $210M Combined
• PE Posting Near-Record Megadeal Numbers, Report Shows
• House Panel Seeks Info On DOL Agreements With Law Firms
• 3 Ways To Train Junior Lawyers In 30 Minutes Or Less
• Accel-KKR Closes Tech-Focused Fund With $2.2B In Tow
• New SEC 'Dealer' Rule Tossed In Win For Hedge Funds, Crypto
• 2nd Circ. Doubts Concrete Cos.' Revival Bid In CBA Fight
• Trump Eyes Crypto, SpaceX To Sell Shares, And More Rumors
• SEC Chair Gensler To Step Down When Trump Takes Office
• How To Safely Leverage AI In The Digital Assets Industry
• SEC Cooperators More Likely To See Pay Reprieve In 2024
• US Called Upon To Lead Cross-Border Payment Overhaul
• Ex-Wells Fargo Adviser Admits To Stealing $3M From Clients
• Fla. Couple Ask To Revive Suit Over Unclaimed Property
• 6th Circ. Revives 401(k) Fund Suit Against Parker-Hannifin
• What Trump Presidency May Mean For Climate Reporting
• Archegos Founder Gets 18 Years For Massive Market Fraud
• Pfizer Unit Can't Get $75M Left In Insider Trading Deal Fund
• Ex-OpenSea Staffer Says Insider Trading Verdict Must Fall
• 10th Circ. Mulls Constitutional Challenge To Securities Orgs
• Finnish Sports Co. Fights NHL Agent's Bid To Ax $1.2M Suit
• CFPB's Medical Debt Guidance Faces Industry Injunction Bid
• Dentons Atty Owed No Duty In $54M Currency Swap, Jury Told
• Graham Capital Sues To Stop Ex-Exec's Return To Competitor
• No Venue Change For Baseball Team Sale Clash
• Cravath-Led Robinhood To Acquire TradePMR In $300M Deal
• SEC Action Indicates Continued Focus On ESG Disclosures
• The Bar Needs More Clarity On The Discovery Objection Rule
• Fringe Benefits Co.'s Ex-Atty Can't 'Abandon' Them, DOL Says
• Industry Group Wants Trump-Era SEC Proxy Rules Reinstated
• J&J Posts $1.17B Bond For Del. Merger Milestone Appeal
• Mutual Fund Manager Owes SEC, CFTC $11M After Trial
• StraightPath Execs Must Face $386M IPO Fraud Charges
• Latham-Led Software Startup ServiceTitan Joins IPO Pipeline
• Chancery Orders Paybacks In Decade-Old Lease Co. Suit
• Bain Capital Lands $5.7B For Global Special Situations Fund
• Wachtell-Led CVS Adds Glenview CEO, Others To Board
• Bechtel Retiree Seeks Class Status In 401(k) Fee Suit
• What's Next For The CFTC After The Election
• Comtech Agrees To Board Shake-Up With Ex-CEOs
• Silver Point Clinches 3rd Credit Fund With $8.5B In Tow
• Trump's SDNY Pick A Familiar Face In Wall Street's Legal Wing
• Venezuelan Lawyer Relied On Ex-Dentons Atty In $54M Swap
• 3rd Circ. Won't Rehear Moroccan Hotel Fight Over $60M Award
• SEC Says Risky Bond Recommendations Violated Reg BI
• SEC's Top Cop Says Election Hasn't Slowed Enforcers Down
• Hedge Fund Group Urges Trump To Reject 'Punitive' Policies
• Tenneco Asks Justices To Review 6th Circ. Arbitration Denial
• Being A Navy Reservist Makes Me A Better Lawyer
• Chinese Self-Driving Startup Pony Revs Up $180M IPO
• MVP: Weil's Stephanie E. Srulowitz
• Katten Atty Brings Derivatives Expertise To Faegre Drinker
• Taxation With Representation: Cravath, MoFo, Gibson Dunn
• Cos. Should Inventory Issues To Prep For New Congress
• Biden Withdraws Cohen Weiss Atty's PBGC Nomination
• Student Loan Servicer Wants CFPB Deal Paused Amid Appeal
• Ex-JP Morgan Rep To Stop Soliciting Clients Amid Arbitration
• Judge Presses SEC Over 'Rogue Employee' In PE Fund Fight
• 3 Firms Guide UAE Grocery Giant Lulu's $1.7B Market Debut
• Crypto And Private Fund Groups Push SEC On Dealer Rule
• Fenwick-Led AI Firm CoreWeave Inks $650M Secondary Sale
• Whole Foods Workers Seek Massive Class In 401(k) Fee Suit
• OCC Recovery Guidance Can Help Banks Bounce Back Better
• Boeing Could Sell Navigation Unit For $6B, And More Rumors
• Ovintiv Buys Montney Assets For $2.4B, Sells Others For $2B
• Navigating DOJ's Patchwork Whistleblower Regime
• 'We'll Leave It To Others': SEC's Gensler Hints At Exit
• So You Want To Move Your Law Practice To Canada, Eh?
• Settlement Reached In Ga. Data Breach Class Action
• MVP: Kirkland's Robert Blaustein
• A Look At Similarities Between SOX And SEC's Cyber Rule
• Tempur Sealy Has 'Keys' To Merger, Mattress Firm CEO Says
• 2 Firms Tapped To Lead French Fry Maker Investor Suit
• Swedish Fintech Klarna Confidentially Files US IPO Plans
• PrivatBank Says Ukraine Ruling Doesn't Bar Looting Suit
• Justices Puzzled By Nvidia's Position In Investor Case
• SEC's Uyeda Says Limits On Private Funds Need Review
• Frontier Stockholders Vote In Favor Of $20B Verizon Deal
• Class Actions At The Circuit Courts: November Lessons
• Fla. Judge Tosses Law Firm Investor's Derivative Suit
• 5 Areas Congress May Investigate After GOP Election Wins
• MVP: Paul Weiss' Marco Masotti
• Ex-FDIC Head Urges Banks To 'Push Back' Against Examiners
• FTX Targets Scaramucci, PACs, Law Firm In Wave Of Suits
• 'I Had A Dream': NJ Ponzi Schemer Gets 12 Years
• Businessman Blames Dentons For Failed $54M Currency Swap
• Shuttered NHL Talent Rep Appeals Asset Freeze To 1st Circ.
• 3 Firms Guide Rare Canadian IPO Eyed By Groupe Dynamite
• Tempur Sealy Merger 'Surprisingly Bold,' Competitor Testifies
• American Airlines Escapes Pandemic Early Retirement Suit
• Ex-Alorica Employees Ask For Class Status In 401(k) Fee Suit
• Cardinal Health, Endeavor Group Top Veterans Day M&A Deals
• Trump's 2nd Term May Be A Boost To Banking Industry
• Trump's 'Pro-Business' Agenda Could Be A Boon For M&A
• Indian Food Delivery Giant Swiggy To Debut After $1.3B IPO
• DOJ Suing To Block UnitedHealth Unit's $3.3B Amedisys Deal
• Elliott Reveals $5B Honeywell Holding, Calls For Change
• MVP: Simpson Thacher's Barrie Covit
• High Court Turns Away Appeal From 'Insider' Hedge Fund
• Meet The Attys Arguing Nvidia Securities Case At High Court
• Up Next At High Court: Self-Deportation Deadlines & Murder
• Payments Co. Never Returned $1.5M, Tribal Authority Claims
• Invesco To Pay SEC $17.5M Over Misleading ESG Statements
• 5 Ways Trump's Election Could Change Employee Benefits
• French Generative AI Startup Seeks Landmark IPO In Paris
• Kustom Entertainment's $222M SPAC Merger Goes Kaput
• Predicting Shareholder Activism Trends In New Trump Admin
• Experienced Dealmakers Lead 3 SPACs Raising $365M Total
• What Trump's 2nd Presidency Could Mean For Crypto Sector
• Mitsubishi Chemical Dodges Ex-Worker's ERISA Suit, For Now
• FTX Investment Firm Seeks Return Of $11M In Crypto Assets
• Promoting Diversity In The Selection Of ADR Neutrals
• Katten Adds Private Credit Partner From Weil In NY
• Ex-Celsius CEO OK'd To Seek Testimony From Abroad
• JPMorgan Sues Adviser Who Jumped To Morgan Stanley
• Vanguard Investors Ink $40M Settlement In Tax Liability Suit
• FINRA Orders Ga. Broker To Pay $2M Over Trading Strategy
• Truth Social Tipper Gets 28 Mos. In Trump SPAC Insider Case
• Fed Chair Powell Says He Won't Step Down If Trump Asks
• FINRA Grants Client Poach Injunction To TD Bank
• Playing Ultimate Makes Us Better Lawyers
• LeBron Eyes Media Merger, AI Startup IPO, And More Rumors
• Lynk Global Taps New Execs Amid Deal With A-Rod's SPAC
• Dissecting New Circuit Split Over SEC's Proxy Adviser Rule
• AT&T Buys UScellular Spectrum Licenses In $1B Deal
• Trump's Win Likely To Spur Deals For Capital Markets Attys
• SEC's Gensler Faces Group's Call To Resign After Trump Win
• CMA Probing Outbrain's $1B Altice Video Platform Deal
• Sanctioned Supplier, Abbott Strike Deal Over TM Judgment
• Stifel Balks At CFTC Offer To Settle Text Messaging Case
• Judge Axes NY Claims In Chase Bank Counterfeit Check Row
• Tempur Sealy, Mattress Firm Ask Court To Pause FTC Case
• FINRA Fines Firm Over Lax Real Estate Investment Diligence
• E-Discovery Quarterly: Recent Rulings On Metadata
• Extradited Fund Manager Denies Stealing $3.4M In Conn.
• Kirkland Investment Funds Partner Joins Alston & Bird In NY
• Nano Dimension Targeted By Activist Investor Murchinson
• Parsing SEC's Emerging Trend Of Section 204A Enforcement
• 2nd Circ. Hostile Workplace Ruling Widens Arbitration Pitfalls
• What Trump's Return Means For Bank Regulation: 5 Questions
• Trump's Win Expected To Pare Back Gensler's SEC Agenda
• Trump Has Official Immunity. What About His Aides?
• How Trump Can Quash His Criminal Cases
• An Early Look At Trump's Supreme Court Shortlist
• GOP's Senate Win Hands Future Of The Judiciary To Trump
• The Firms With An Inside Track To A New Trump Admin
• Trump Media Reports $19M Quarterly Loss On Election Day
• SEC Beats Stockbroker Challenge To BSA Enforcement
• FTX Says Convicted Former Exec Must Cough Up $99M
• SEC Risk Alert Flags Investment Fund Oversight, Disclosures
• Bright Health Beats Investor Suit Over COVID-19 Costs
• Shuttered NHL Talent Rep Wants $1.2M Finnish Arb. Suit Nixed
• Alerus Financial Can't Escape DOL's Stock Valuation Suit
• Alterra, JP Morgan JV Sells Property Portfolio In $490M Deal
• Glazer Sues In Del. For Appraisal In $7.2B Squarespace Deal
• On The Ground: How Attorneys Safeguarded The Election
• SEC Must Prep For Legal Challenges To Regs, Watchdog Says
• BofA Unit Escapes Trading Firm's Spoofing Suit For Now
• Ex-Dentons Atty Botched $54M Currency Deal, Jury Told
• SEC Dings Adviser For Improper Athlete-Endorsed Ads
• Finance Cos. Can't Prove Trade Secret Theft, Conn. Court Told
• FINRA Fines Morgan Stanley $1M For Controls Violations
• Crypto Industry Hopes Election Will Bring SEC Shake-Up
• US Must Pay Legal Fees To Challenger Of IRS Guidance
• UAE Grocery Giant Lulu Seeks $1.7B IPO As Demand Grows
• Haynes Boone Hires 3 More RE Attys From Holland & Knight
• Proskauer-Led Shamrock Capital Snags $1.6B Across 2 Funds
• Striking A Balance Between AI Use And Attorney Well-Being
• US IPO Activity Hits Standstill As Election Takes Center Stage
• Insurance Industry Impacts If DOL Fiduciary Rule Is Revived
• Law Profs Urge Del. Reversal Of Chancery's Moelis Ruling
• Newbury Street SPAC Returns To Market With $150M Offering
• 4 Appellate Arguments Benefits Attys Should Watch In Nov.
• Blockchain Coinvestors SPAC To Dissolve With No Biz Combo
• ISS Advises Frontier Shareholders To Abstain On Verizon Vote
• Taxation With Representation: Kirkland, Davis Polk, Wachtell
• Empathy In Mediation Offers A Soft Landing For Disputes
• A Look At The Increased Scrutiny Of Cash Sweep Programs
• Chinese National Stole Investment Firm's Code, Feds Say
• Being An Artist Makes Me A Better Lawyer