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SEC Wins Atlanta Trial Over $1.7M Retirement Savings Scam

By Rachel Scharf ( March 22, 2022, 4:34 PM EDT) -- The U. S. Securities and Exchange Commission scored an Atlanta jury verdict Monday finding a former affiliate of LPL Financial illegally netted $1. 7 million by convincing hundreds of federal employees to shift their retirement savings into higher-fee investments. . . .

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