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SEC, FINRA Fine Wells Fargo $3.6M For Deficient Trading Data

By Katryna Perera ( December 20, 2024, 7:53 PM EST) -- Wells Fargo Clearing Services LLC and LPL Financial LLC on Friday each agreed to pay separate $900,000 fines to the U.S. Securities and Exchange Commission and Financial Industry Regulatory Authority to resolve claims they failed to provide complete and accurate securities trading information, known as blue sheet data....

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