Banned Adviser Urges DC Circ. To Upend Past Ruling On ALJs

By Carmen Germaine ( March 10, 2017, 4:07 PM EST) -- An investment adviser challenging the constitutionality of the U. S. Securities and Exchange Commission's in-house judges urged the D. C. Circuit on Friday to overturn a past circuit ruling on similar agency judges, after the appellate court agreed to rehear the SEC case. . . .

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