NFA Fines UK-Based Asset Manager $1M Over Loans To CEO

By Cara Mannion ( May 3, 2017, 2:57 PM EDT) -- A London-based asset manager agreed on Tuesday to pay the National Futures Association a $1 million fine to settle allegations that it used pooled investor funds to loan money to entities affiliated with the company's CEO in furtherance of his personal interests. . . .

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