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FINRA Fines Citadel Securities, IMC Over Audit Trail Reporting

By Sydney Price ( October 10, 2024, 9:34 PM EDT) -- Citadel Securities LLC and IMC Financial Markets agreed to fines of $1 million and $1.2 million, respectively, to settle allegations from the Financial Industry Regulatory Authority that they failed to accurately or timely report tens of billions of equity and option orders to the consolidated audit trail....

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