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Suit Slams SEC's Use Of 'Career Death Penalty'

By Ali Sullivan ( December 20, 2024, 9:26 PM EST) -- A father and son who settled allegations of defrauding investment advisory clients with the U.S. Securities and Exchange Commission are suing in D.C. federal court to block the agency from barring them from the securities industry, claiming that the administrative case is unconstitutional....

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