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July 21, 2009
Securities And Exchange Commission v. Seiden
Case Number:
1:09-cv-03116
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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June 30, 2011
Ex-Broker Settles SEC Pump-And-Dump Suit
An imprisoned former investment broker on Thursday settled a U.S. Securities and Exchange Commission suit in New York alleging he duped brokerage houses into selling millions of shares of a co-conspirator's oil company and other lightly traded stocks.
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