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Securities and Exchange Commission v. Offill et al
Case Number:
3:07-cv-01643
Court:
Nature of Suit:
Other Statutes: Securities/Commodities/Exchange
Judge:
Firms
Government Agencies
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April 06, 2012
Ex-SEC Atty, Others To Pay Millions Over Illegal Stock Sales
A Texas federal judge on Thursday ordered five men, including a former U.S. Securities and Exchange Commission attorney already in prison for securities fraud, to pay millions of dollars in disgorgement and civil penalties for allegedly trading unregistered penny stocks.
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January 26, 2012
Ex-SEC Lawyer, 5 Others Sold Unregistered Stocks: Judge
A Texas federal judge on Thursday ruled on summary judgment that six individuals, including a former U.S. Securities and Exchange Commission attorney already in prison for securities fraud, traded unregistered penny stocks in six companies.