Try our Advanced Search for more refined results
- Law360
- Law360 UK
- Law360 Pulse
- Law360 Employment Authority
- Law360 Tax Authority
- Law360 Insurance Authority
- Law360 Real Estate Authority
- Law360 Healthcare Authority
- Law360 Bankruptcy Authority
- Products
- Lexis®
- Law360 In-Depth
- Law360 Podcasts
- Rankings
- Regional Powerhouses
- Law360's MVPs
- Women in Law Report
- Law360 400
- Diversity Snapshot
- Practice Groups of the Year
- Rising Stars
- Titans of the Plaintiffs Bar
- Sections
- Adv. Search & Platform Tools
- About all sections
- Browse all sections
- Banking
- Bankruptcy
- Class Action
- Competition
- Employment
- Energy
- Expert Analysis
- Insurance
- Intellectual Property
- Product Liability
- Securities
- Beta Tools
- Track docs
- Track attorneys
- Track judges
Securities and Exchange Commission v. Offill et al
Case Number:
3:07-cv-01643
Court:
Nature of Suit:
Other Statutes: Securities/Commodities/Exchange
Judge:
Firms
Government Agencies
-
April 06, 2012
Ex-SEC Atty, Others To Pay Millions Over Illegal Stock Sales
A Texas federal judge on Thursday ordered five men, including a former U.S. Securities and Exchange Commission attorney already in prison for securities fraud, to pay millions of dollars in disgorgement and civil penalties for allegedly trading unregistered penny stocks.
-
January 26, 2012
Ex-SEC Lawyer, 5 Others Sold Unregistered Stocks: Judge
A Texas federal judge on Thursday ruled on summary judgment that six individuals, including a former U.S. Securities and Exchange Commission attorney already in prison for securities fraud, traded unregistered penny stocks in six companies.