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Securities and Exchange Commission v. Johnson et al
Case Number:
1:11-cv-03618
Court:
Nature of Suit:
Judge:
Government Agencies
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December 12, 2014
SEC Puts Bow On Case Against Crooked Ex-Nasdaq Exec, Wife
Dalila Lopez, the wife of former Nasdaq executive Donald L. Johnson, was dismissed as a relief defendant by the U.S. Securities and Exchange Commission on Thursday, after Johnson made good on a recent $898,000 civil judgment tied to his 2011 criminal insider trading admission.
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October 09, 2014
Convicted Ex-Nasdaq Exec Agrees To Asset Freeze With SEC
Former Nasdaq executive Donald L. Johnson on Thursday agreed to an asset freeze with the U.S. Securities and Exchange Commission — which is trying to extract payment tied to his 2011 criminal insider trading admission — and a finding that he must pay back more than $755,000.
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July 13, 2011
Ex-Nasdaq Exec Settles SEC Insider Trading Charges
A former Nasdaq executive who pled guilty in May to fraud charges stemming from a $640,000 insider trading scheme agreed in New York federal court on Wednesday to settle a related civil case brought by U.S. securities regulators.