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Securities and Exchange Commission v. Goldstone et al

  1. January 26, 2017

    TMST Execs Slam SEC Over Trial Tactics, Demand Delay

    Two former Thornburg Mortgage executives headed for a retrial on U.S. Securities and Exchange Commission claims that they misled investors and auditors in connection with $428 million in financial-crisis-era losses slammed the agency's witness disclosure tactics Wednesday, demanding that 17 witnesses be struck after "an unseemly display of hide-the-ball tactics." 

  2. September 26, 2016

    SEC Drops Claims TMST Mortgage Execs Hid $428M Loss

    The U.S. Securities and Exchange Commission has agreed to drop claims that two executives at mortgage lender TMST Inc. hid $428 million in losses from an annual report after a federal jury granted the executives a partial win on other charges in the case, according to a notice filed Friday.

  3. June 30, 2016

    SEC Loses Fraud Case Against TMST Mortgage Execs

    Two executives at mortgage lender TMST Inc. defeated U.S. Securities and Exchange Commission claims that they hid $428 million in losses when a New Mexico federal jury handed down a partial verdict in their favor Wednesday.

  4. June 13, 2016

    SEC Can Tell Jurors TMST Execs' Income In $428M Trial

    The U.S. Securities and Exchange Commission can tell jurors how much two executives at mortgage lender TMST Inc. were making when they allegedly hid $428 million in losses, but not their overall wealth, a New Mexico federal judge ruled on Monday.

  5. June 09, 2016

    SEC Can't Use Evidence Against TMST Execs In $428M Trial

    The U.S. Securities and Exchange Commission may not use evidence from previous cases to bolster claims that two former TMST Inc. executives omitted a $428 million loss in a 2007 annual company report, a New Mexico federal judge said Thursday.

  6. June 01, 2016

    Ex-TMST Exec Takes SEC Deal Over $428M Loss Ahead Of Trial

    The former top accountant for mortgage company TMST Inc. has agreed to a three-year suspension to settle claims by the Securities and Exchange Commission that she helped hide a $428 million loss in a 2007 annual report, dodging a New Mexico federal trial that was set to begin Monday.

  7. August 24, 2015

    Ex-TMST Exec Can't Duck SEC Suit Over 2007 TV Interview

    A New Mexico federal judge denied a bid by an ex-TMST Inc. executive to toss a U.S. Securities and Exchange Commission suit claiming that he misled investors about the capital position of the since-collapsed mortgage lender in a televised interview on the day of a misleading 2007 annual report, according to an order unsealed Saturday.

  8. May 19, 2014

    Ex-TMST CEO Denies Lying On TV In Bid To Nix SEC Suit

    The former CEO of TMST Inc. urged a federal judge on Friday to can the U.S. Securities and Exchange Commission's claims that he misled investors about the capital position of the since-collapsed mortgage lender in a televised interview given the day of a purportedly misleading 2007 annual report.

  9. March 13, 2012

    SEC Sues Ex-TMST Execs For Hiding $428M Loss In 10-K

    The U.S. Securities and Exchange Commission on Tuesday sued three former TMST Inc. executives for allegedly misrepresenting investors by omitting a $428 million loss in the now-bankrupt mortgage lender's 2007 annual report.

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