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Securities And Exchange Commission v. Resources Planning Group, Inc. et al
Case Number:
1:12-cv-09509
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Firms
Government Agencies
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September 29, 2014
Investment Firm To Pay SEC $3.5M Over Lying About PE Fund
An Illinois federal judge on Monday granted summary judgment in favor of the U.S. Securities and Exchange Commission, ordering Resources Planning Group Inc. and its co-owner to pay it $3.5 million after RPG allegedly raised $1.3 million by lying to investors about a failing private equity fund and using the money to pay other debts.
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November 29, 2012
SEC Says Chicago Investment Firm Lied About PE Fund
The U.S. Securities and Exchange Commission on Thursday sued a Chicago-based investment firm alleging the firm illicitly raised $1.3 million by lying to investors about a failing private equity fund and used the investments to pay off other clients to whom it owed money.