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Suntrust Banks, Inc. v. Turnberry Capital Management L
Case Number:
13-2075
Court:
Nature of Suit:
4190 CONTRACT-Other Contract Action
Sectors & Industries:
-
May 15, 2014
Hedge Fund's FINRA Arbitration Hopes Dashed By 2nd Circ.
The Second Circuit on Thursday dashed a Connecticut hedge fund's bid to bring a $13 million Financial Industry Regulatory Authority arbitration claim against a SunTrust Banks Inc. unit over soured mortgage-backed securities, agreeing with a lower court's finding that the firm was not a customer of the bank.
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April 21, 2014
2nd Circ. Asked To Keep FINRA 'Customer' Definition Broad
An attorney for Connecticut-based hedge fund Turnberry Capital Management LP told a panel for the Second Circuit Monday that the Financial Industry Regulatory Authority's definition of a "customer" should not be narrowly interpreted against the spirit of FINRA's core mission.
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April 17, 2014
2nd Circ. To Test Flexibility Of FINRA Arbitration Rule
A Connecticut hedge fund faces an uphill battle in the Second Circuit next week in a bid to overturn a district court's narrow definition of "customer" under the Financial Industry Regulatory Authority's arbitration rules despite FINRA's open-ended interpretation of the term, attorneys say.