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Securities and Exchange Commission v. Bivona et al
Case Number:
3:16-cv-01386
Court:
Nature of Suit:
Judge:
Firms
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December 18, 2017
SEC Reaches $50M Deal Settling Saddle River Ponzi Suit
A New Jersey fund manager, his company Saddle River Advisors LLC and several of his family members have agreed to disgorge a combined nearly $50 million to settle U.S. Securities and Exchange Commission claims over an alleged Ponzi-style fraud that purportedly preyed on investors looking to invest in Twitter and other startups before their initial public offerings.
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March 25, 2016
SEC Gets Assets Frozen In Ponzi-Style Scheme
A California judge Friday granted a U.S. Securities and Exchange Commission request to freeze the assets of an ex-investment adviser accused of participating in a Ponzi-style fraud by his uncle that dipped into tech investment funds to repay investors and funneled $3.7 million to family members.
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March 22, 2016
SEC Says Barred NJ Adviser Involved In Ponzi-Like Scheme
The U.S. Securities and Exchange Commission on Tuesday asked a San Francisco federal court to freeze an ex-investment adviser's and his uncle's accounts, saying the pair dipped into tech investment funds to buy a beach house and repay other investors in a Ponzi-like scheme.