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November 10, 2016
Luis et al v. RBC Capital Markets, LLC
Case Number:
0:16-cv-03873
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Multi Party Litigation:
Class Action
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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July 12, 2019
RBC Capital Exits Investors' Contract Breach Suit
Brokerage firm RBC Capital Markets LLC wiggled out of a proposed class action accusing it of breaching its contract with investors in how it sold risky, complex securities known as reverse convertible notes when a Minnesota federal judge found that RBC did not break promises to its clients.
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