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Securities and Exchange Commission v. Fiore et al
Case Number:
7:18-cv-05474
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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April 15, 2020
NY Businessman Settles SEC's Microcap Fraud Suit For $3.5M
A White Plains, New York, businessman and his two companies will pay a combined $3.5 million to resolve the U.S. Securities and Exchange Commission's claims that he manipulated a microcap company's stock in an $11.5 million fraud scheme.
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December 10, 2018
SEC Slams Man's 'Unfocused' Bid To Nix $11.5M Fraud Suit
The U.S. Securities and Exchange Commission asked a New York federal judge on Friday to reject a Bronxville businessman's dismissal bid that levies a "series of unfocused attacks" on the agency's civil suit alleging that he manipulated a microcap company's stock in an $11.5 million fraud scheme.
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June 19, 2018
SEC Sues NY Man Over $11.5M Microcap Co. Stock Scheme
The U.S. Securities and Exchange Commission accused a Bronxville businessman of manipulating microcap company Plandai Biotechnology Inc.'s stock price in a scheme that netted him more than $11.5 million in illicit stock sale proceeds, according to a lawsuit filed in New York federal court on Monday.