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June 08, 2023
Alpine Securities Corporation, et al v. Financial Industry Regulatory Authority, Inc.
Case Number:
23-5129
Court:
Nature of Suit:
Companies
- Alpine Securities Corp.
- CME Group Inc.
- Financial Industry Regulatory Authority Inc.
- Members Exchange
- Miami International Securities Exchange LLC
- NASDAQ Inc.
- National Futures Association
- New Civil Liberties Alliance
- New York Stock Exchange LLC
- North American Securities Administrators Association
- Scottsdale Capital Advisors Corp.
Government Agencies
Sectors & Industries:
View recent docket activity
Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
Coverage
-
November 22, 2024
Split DC Circ. Punts On FINRA's Constitutionality
A partially divided D.C. Circuit panel on Friday blocked the Financial Industry Regulatory Authority from removing Alpine Securities Corp. from its membership rolls while the corporation sues in federal court to challenge the agency's constitutionality, which the appeals court declined to remark on.
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