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March 17, 2025
O'Meara et al v. United States Securities and Exchange Commission
Case Number:
1:25-cv-00878
Court:
Nature of Suit:
Securities, Commodities, Exchange
Judge:
Firms
Government Agencies
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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March 19, 2025
Colo. Adviser Says SEC Can't Seek Suspension
A Colorado-based municipal adviser and his company have sued the U.S. Securities and Exchange Commission, asserting that the regulator violated their right to due process with administrative moves to revoke their registration following its partial summary judgment win in first-of-its-kind enforcement litigation.
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