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Expert Analysis

Recent SEC Actions Highlight Importance Of Filing Form D

By Patrick McCloskey ( January 27, 2025, 6:55 PM EST) -- In an unprecedented step, on Dec. 20, the U.S. Securities and Exchange Commission took enforcement action against Pipe Technologies Inc., Underdog Sports Holdings Inc., and GRID 202 LLC d/b/a Re-Envision Wealth solely for failing to timely file Forms D, as required by Rule 503 under the 1933 Act.[1]...

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