Compliance

  • August 24, 2026

    SEC Sues Adviser, Firm Over Unpaid Settlement Amount

    The U.S. Securities and Exchange Commission is asking a Nebraska federal court in a lawsuit launched Monday to direct an investment adviser and his company to disgorge over $286,000 they still owe from a 2024 settlement accusing them of disproportionately directing advantageous trades to themselves.

  • August 24, 2026

    Merck Loses HHS Suit Over Medicare Drug Price Program

    A D.C. federal judge shot down Merck's challenge to the Inflation Reduction Act's Drug Price Negotiation Program on Monday, ruling that the pharmaceutical giant's voluntary participation in connected Medicare and Medicaid programs meant that its inclusion in the negotiation program doesn't constitute an unconstitutional taking.

  • August 24, 2026

    FCA, Parts Co. Say Seat Defect Claims Fall Short Of RICO

    FCA US LLC and Lear Corp. are urging a Texas federal judge to throw out the latest complaint in a proposed class action alleging a defective seat height adjuster presents a danger in rear-end collisions, saying the fact that no plaintiff alleges this defect actually manifested dooms the suit and its racketeering claims.

  • August 24, 2026

    CFTC Weighs In On Criminal Case Over Soldier's Maduro Bet

    A Manhattan federal judge gave leave Monday for the Commodity Futures Trading Commission to oppose a bid by a U.S. Army sergeant to sink criminal charges over his alleged Polymarket bets on the capture of deposed Venezuelan President Nicolás Maduro.

  • August 24, 2026

    FCC's Trusty Sees Need For Fresh Look At Universal Service

    Since taking a seat on the Federal Communications Commission more than a year ago, Olivia Trusty says her travels around some of the most rural parts of the country have convinced her of a need to bring the FCC's universal service programs up to date.

  • August 24, 2026

    SEC To End Insider Trading Case Against Pardoned Ex-Rep.

    The U.S. Securities and Exchange Commission informed a New York federal court on Monday that it is walking away from a case accusing former Indiana Rep. Stephen Buyer of insider trading two months after he was pardoned by President Donald Trump.

  • August 24, 2026

    Sports Media Co. CEO Will Pay $250K To End SEC Fraud Suit

    Icaro Media Group's CEO has agreed to pay $250,000 to the U.S. Securities and Exchange Commission to resolve claims that he used the company to fraudulently raise $22 million from investors through a false narrative about the planned launch of a sports media smartphone application.

  • August 24, 2026

    Social Media Giants Denied Pause Of Calif. Kids Algorithm Law

    A California federal judge on Friday again refused to block the Golden State law that bars social media companies from using algorithmic feeds to deliver content to children without parents' consent, telling Meta, Google and TikTok that predictive algorithms that show "interesting" content aren't protected free speech.

  • August 24, 2026

    NCUA No Longer Leaderless As Crews Sworn In, Named Chair

    The National Credit Union Administration said Monday that President Donald Trump's pick to lead the federal credit union regulator has now formally taken office, ending its brief leaderless stretch without any sitting chairman or board members at its helm.

  • August 24, 2026

    Biz Lobby Urges OECD To Cut Platform Reporting's Threshold

    The OECD's model rules for platforms to report information to tax authorities shouldn't have a transaction-based threshold that excludes some sellers from platforms' reporting requirements, the official lobby for businesses at the organization said in response to a consultation.

  • August 24, 2026

    Kalshi Fights To Keep NY Betting Case In Federal Court

    Prediction market giant Kalshi is fighting to keep New York's suit targeting its sports event contracts in federal court, punching back at the state's contention that those offerings should be subjected to state-level gambling regulations.

  • August 24, 2026

    Battery-Maker Investor Sues Brass Over $200M DOE Grant

    A Microvast Holdings Inc. stockholder has sued the battery-maker's current and former directors and executives in the Delaware Chancery Court, alleging they breached their fiduciary duties by misleading investors about a $200 million federal grant and the progress of a Tennessee manufacturing plant.

  • August 24, 2026

    DirecTV Opposes Nexstar's High Court Bid In Fee Case

    DirecTV has urged the U.S. Supreme Court not to grant a petition for review in the satellite provider's case accusing Nexstar of working with two other station owners to fix retransmission fees, arguing DirecTV's past licensing deals show it has standing to sue.

  • August 24, 2026

    Ill. Won't Hold Religious Docs To 'Aid-In-Dying' Law, For Now

    Illinois agreed not to force a group of religious healthcare providers to refer patients to "medical aid in dying" services, a form of care recently legalized by the state allowing certain terminally ill individuals to seek prescriptions for lethal medication to bring about their death.

  • August 24, 2026

    Dems Seek GAO Review Of Federal Agencies Hacking Americans

    U.S. Sen. Ron Wyden, D-Ore., and U.S. Rep. Greg Casar, D-Texas, ranking member of the House Oversight Subcommittee on Federal Law Enforcement, have requested that the Government Accountability Office conduct a comprehensive review of federal law enforcement agencies' hacking of Americans' electronic devices.

  • August 24, 2026

    Feds Seek Early End To Commodities Firm Bribery Case DPA

    Federal prosecutors have moved to release a Connecticut-based commodities firm from a deferred prosecution agreement nearly four months early, telling a judge Monday that Freepoint Commodities LLC has satisfied its obligations and paid more than $106 million to resolve allegations that it bribed Brazilian government officials.

  • August 24, 2026

    Mass. Retailers Sue To Block Kratom Sales Emergency Ban

    Four Massachusetts store owners have asked a judge to find that the state's public health commissioner exceeded his authority with a one-year emergency ban on the sale of all kratom products set to take effect this week.

  • August 24, 2026

    Feds Propose New $103K Fee For H-1B Visa Petitions

    The Trump administration proposed a new rule Monday that would impose a roughly $103,000 fee for all H-1B visa petitions subject to government caps, separate from the $100,000 fee President Donald Trump announced last year via executive proclamation.

  • August 24, 2026

    Landlord Inks 2nd Deal To Repair Unsafe Conn. Complex

    Connecticut's attorney general announced a second settlement with the landlord of a 544-unit apartment site to resolve an investigation into unsafe conditions at the property, a deal that comes after the owner paid out $5.1 million in February to compensate tenants for problems at the complex. 

  • August 24, 2026

    Interference Cross-Claims Tossed In Pot Sale Contract Suit

    A Los Angeles judge has thrown out several interference cross-claims in a contract dispute over cannabis product distribution rights, finding that distributor Broadway Alliance hadn't sufficiently alleged that Stella Farms deliberately sabotaged its relationships with third parties.

  • August 24, 2026

    Zillow Avoids Trial As Redfin Agrees 'To Reenter Market'

    The Federal Trade Commission told a Virginia federal judge Monday that it had settled its lawsuit challenging a rental listings syndication deal that the agency said amounted to a $100 million payout by Zillow for the smaller Redfin listing service to exit the market.

  • August 23, 2026

    US-Canada Trade Talks Crater Ahead Of 50% Tariffs

    Canada will place tariffs on American goods in response to 50% U.S. tariffs that took effect Saturday on goods arriving from across the Northern border after talks to strike a broader economic deal fell apart.

  • August 21, 2026

    Banking Industry Pushes For Lighter Load On 'Camels'

    The banking industry is pressing federal regulators to beef up their plan to rein in confidential supervisory ratings that are used to score the health of banks, urging them to set sharper limits around downgrade decisions and potentially ditch management-specific ratings entirely.

  • August 21, 2026

    Real Estate Recap: Retail, Hospitality Leaders Weigh In

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including interviews with real estate attorneys about the latest trends in the retail and hospitality sectors, among others.

  • August 21, 2026

    SEC Sues To Enforce Subpoena On Texas Oil Co.

    The U.S. Securities and Exchange Commission asked a federal judge Thursday to order a Texas oil company and its affiliates to comply with subpoenas in an investigation over possible securities violations through offers and sales of fractional undivided working interests in oil leases, where the company raised about $42.7 million.

Expert Analysis

  • Midyear Trends, Takeaways As Securities Class Actions Surge

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    High numbers of securities class actions through June suggest filings will stay elevated, with factors like changing enforcement attitudes, media scrutiny and the proliferation of potential defendants serving as both cause and effect in increased litigation involving AI-related disclosures, health and tech companies, and foreign issuers, say attorneys at Alston & Bird.

  • How Copa América Reshaped Crowd Security Risk Planning

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    Two years after crowds overwhelmed security at the Copa América Final in Florida, the host stadium's updated practices demonstrate a reassessment of the standard of reasonable care for large events, illustrating broader principles that attorneys, venue operators, municipalities, insurers and security professionals should consider, says Joshua Padron at Padron & Lopez-Trigo.

  • Mapping A Compliance Framework For AI Chatbot Operators

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    The Federal Trade Commission's recent artificial intelligence guidance, together with emerging state AI chatbot laws, wiretapping statutes and telecommunications requirements, carry significant implications for consumer-facing chatbot and customer service tool operators that require a layered disclosure framework addressing multiple regulatory touchpoints, say attorneys at Winston Taylor.

  • Fashion Greenwashing Risk Goes From Reputational To Legal

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    Fashion brands now face greenwashing risks that extend beyond reputational damage, with California's extended producer responsibility law taking effect soon, and regulatory enforcement and class actions increasing around terms like "sustainable" and "carbon-neutral" — so companies must ensure their marketing is backed up by evidence, says Benjamin Thompson at Thompson LLP.

  • Bank Charter Denial Offers Road Map For Stablecoin Issuers

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    The Office of the Comptroller of the Currency's recent denial of Wise's bank charter application signals that stablecoin issuers should expect rigorous scrutiny of anti-money laundering controls, governance, management expertise and affiliate compliance history when applying for federal approval, say attorneys at Katten.

  • 3 Ways The SEC's Retail Fraud Reboot Raises The Bar

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    The U.S. Securities and Exchange Commission's recent revival of the retail fraud working group with an expanded mandate, scope and experienced senior leadership points to a stronger incarnation of the task force with concrete implications for firms managing retail-accessible alternative investments, say attorneys at Fried Frank.

  • Series

    Going To Hardcore Shows Makes Me A Better Lawyer

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    While government contracts law and the hardcore scene may seem entirely unrelated, in my experience, both are about community, focus, being prepared for the unexpected and managing chaos, says Isaac Natter at Fluet.

  • Brace For Expanding Scrutiny Of Dark Patterns In Healthcare

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    Recent reporting and regulatory developments highlight growing concern surrounding so-called dark patterns in healthcare — user interface designs that improperly influence consumer decision-making — and represent an important evolution of how healthcare professionals should evaluate consent processes, say attorneys at Clark Hill.

  • How Axing SEC Trade-Through Rule Could Reshape Markets

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    The proposed elimination of a Securities and Exchange Commission rule that mandates a price benchmark for equity securities trades could allow blockchain-based trades to compete with legacy frameworks in registered markets, potentially serving as a test case for updated regulatory models, say Alex Zozos at Superstate, and Lewis Rinaudo Cohen and Edward Leaf at Cahill Gordon.

  • What Regulatory 'Reputation Risk' Purge Means For Banks

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    Banks should expect closer scrutiny of account closures and service denials after federal regulators recently stripped "reputation risk" from supervisory guidance, and should tie customer decisions to documented, objective legal and financial criteria to protect against debanking-related enforcement, say attorneys at Troutman.

  • What 'Good Faith' Means In Calif.'s 1st Climate Reporting Year

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    Initial submissions to California's corporate greenhouse gas emissions reporting program are due this month — and for regulated businesses, the first-year issue is not whether CARB has answered every implementation question, but how a company can make its good faith compliance efforts provable later, says Thierry Montoya at FBT Gibbons.

  • How New Counter-Drone Rule Will Reshape Event Security

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    A new interim final rule on counter-unmanned aircraft systems creates one of the most structured regulatory frameworks yet adopted for mitigating unauthorized drone activity, with implications for law enforcement, airport and stadium operators, drone companies, and public event organizers, say attorneys at Morgan Lewis.

  • NYDFS Swedbank Order Offers Lessons On Candor

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    The New York State Department of Financial Services' consent order with Swedbank reflects the department's broad view of its investigative authority, emphasizes transparency, and underscores the risks of intrusive investigations that can occur if a regulator believes that it was misled, say attorneys at Paul Hastings.

  • AI Data Mining Is Changing FCA Enforcement

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    With False Claims Act investigations increasingly emerging from statistical anomalies identified by data miners, companies need to consider what conclusions an outsider armed with artificial intelligence might draw from public-facing data and be ready to explain any anomalies if questions arise, say attorneys at Cohen & Gresser.

  • Del. High Court Ruling Signals Next Post-Jarkesy Phase

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    The Delaware Supreme Court recently ruled in Swan Energy v. Investor Protection Unit that the jury trial principles underlying the U.S. Supreme Court’s Jarkesy opinion do not compel the same result under the state's constitution, offering state courts a road map for the next phase of administrative enforcement litigation, says Benjamin Lajoie at Nelson Mullins.

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