Compliance

  • October 23, 2026

    5th Circ. Weighs Iowa Bid To Toss Charles Schwab Settlement

    A Fifth Circuit panel pushed Charles Schwab to explain why it should sign off on a settlement with investors resolving claims that its 2020 merger with TD Ameritrade created a monopoly, asking Friday how an agreed upon antitrust compliance program created value.

  • October 23, 2026

    NetChoice Seeks To Halt Calif. Social Media Warning Law

    Tech trade group NetChoice is pressing a California federal court to strike down a state law that will soon require social media platforms to display mental health warning labels, arguing that the mandate violates the "bedrock" constitutional prohibition on forcing services to "act as a mouthpiece" for the government.

  • October 23, 2026

    Senate Dem. Presses Tether Over Ties To Ex-White House Aide

    U.S. Sen. Richard Blumenthal, the leading Democrat on the Senate's Subcommittee on Investigations, is demanding records and information from Tether about the stablecoin issuer's relationship with former White House crypto aide Bo Hines, who is now the CEO of Tether's U.S. division.

  • October 23, 2026

    Employment Authority: High Court To Weigh Disparate Impact

    Law360 Employment Authority covers the biggest employment cases and trends. Catch up this week with coverage on why a legal case headed to the U.S. Supreme Court centering on disparate impact liability may have ripple effects in employment law, how Vermonters could enshrine a right to collective bargaining in the state's constitution, and why the Third Circuit has made it easier to strike hybrid wage and hour settlements. 

  • October 23, 2026

    Colo. Justices Asked To Hear Challenge To Amendment 87

    The man challenging the validity of signatures for a Colorado ballot initiative to raise taxes on the state's wealthiest residents appealed the dismissal of his lawsuit to the state's high court Thursday.

  • October 23, 2026

    5th Circ. Revives Facebook Users' Eyemart Wiretap Suit

    The Fifth Circuit on Friday revived a group of Facebook users' proposed class action accusing Eyemart Express LLC of disclosing their HIPAA-protected information to Meta without their consent, saying in a published opinion that Eyemart and a district court had read the statutory definition of individually identifiable health information too narrowly.

  • October 23, 2026

    SEC Fines Fund Adviser Over Outdated ID Theft Program

    The U.S. Securities and Exchange Commission levied a $175,000 fine against a New York-based investment adviser on Friday for failing to update its identity theft prevention procedures and for failing to submit some of its accounts to an outside auditor.

  • October 23, 2026

    Crypto.com Hires Ex-Western Union Global Compliance Head

    Crypto.com said it has appointed Western Union's former global head of compliance to serve as chief compliance officer, a move the crypto exchange said supports its global expansion and consumer access after its former CCO departed for Binance Holdings Ltd.

  • October 23, 2026

    TransDigm Can't Ax Ex-GC's Retaliation Suit, Ohio Court Says

    TransDigm Group cannot push to arbitration its former general counsel's lawsuit alleging that she was terminated in retaliation for reporting two instances of sexual harassment and antitrust compliance concerns at the aerospace company, an Ohio appeals court ruled, saying sexual harassment allegations are not subject to arbitration.

  • October 23, 2026

    NYC Hit With Class Action Over 'Kafkaesque' Seizure System

    New York City has been hit with a proposed class action in federal court, alleging that the New York Police Department regularly unconstitutionally seizes property, which can only be recovered in a "Kafkaesque Odyssey" and by navigating a "bureaucratic scavenger hunt, riddled with contradictory instructions, arbitrary requirements and dead ends."  

  • October 23, 2026

    Fla. AG Says Home Climate Risk Data Is Deceptive Practice

    Florida's attorney general sued a climate-risk modeler on Friday, claiming its data, which shows up on major real estate sites, deviates from official federal data and deceives homebuyers about the actual flood and fire risks of properties.

  • October 23, 2026

    Ex-Broker-Dealer Cops To $1.5M Insider Trading Scheme

    A former partner at a New Jersey broker-dealer firm admitted to conspiring to commit securities fraud involving insider trading in a special purpose acquisition company that netted millions of dollars in illegal profits, the U.S. attorney for the District of New Jersey announced Friday.

  • October 23, 2026

    NYSE Owner's $6B MarketAxess Deal Clears US Review

    Federal antitrust enforcers have ended their investigation of Intercontinental Exchange's planned $6 billion acquisition of fixed income trading platform MarketAxess Holdings Inc. after the companies gave enforcers more time to review the transaction.

  • October 23, 2026

    EEOC Suit Over Yale's Age-Based Doc Testing Headed To Trial

    A Connecticut federal judge on Friday shot down competing bids to end a U.S. Equal Employment Opportunity Commission lawsuit accusing Yale New Haven Hospital of unlawfully subjecting doctors over 70 to cognitive tests, ruling a trial is needed to determine whether patient safety concerns warranted the exams.

  • October 23, 2026

    Conn. AG Settles Sunrun Solar Sales Deception Claims

    Connecticut has reached a pair of settlements worth $500,000 with solar companies including Sunrun Inc. and two sales representatives accused of using deceptive tactics to lock people into long-term contracts and installing systems that didn't work.

  • October 23, 2026

    Tax Court Misread Easement Rules, 4th Circ. Told

    The U.S. Tax Court imposed conservation easement donation requirements beyond what the law allows in evaluating a property's condition and potential mining value, a partnership told the Fourth Circuit, seeking to overturn the 2025 denial of its charitable deduction.

  • October 23, 2026

    FCC Grants Intel's Automatic Vehicle Waiver For 1 Year

    The Federal Communications Commission has granted Intel Corp. a one-year waiver from rules that could otherwise subject the automated vehicles used in its chipmaking plants to security restrictions.

  • October 23, 2026

    Texas Sues OpenAI, Altman Over ChatGPT Safety Claims

    The Texas attorney general's office sued OpenAI and its chief executive Sam Altman in state court Friday, alleging the company breached consumer protection laws by unleashing a chatbot that often gives harmful advice and is addictive to children.

  • October 23, 2026

    FCC Nat'l Security Clampdown Draws Rare Industry Rebukes

    Industry leaders see the Federal Communications Commission hitting for a high batting average during President Donald Trump's second term, pushing deregulation they have sought for years. But when it comes to putting the squeeze on device imports from foreign adversaries, business groups are less than bowled over — and they're letting the FCC know it.

  • October 23, 2026

    Goodyear Can't Get Redo On Toss Bid In Nicotine Fee Suit

    An Ohio federal judge rejected Goodyear's bid for a redo on its motion to dismiss a suit from workers who challenged a nicotine fee in their employee health plan, holding Friday that a judge's decision in another dispute against grocery chain Meijer didn't change his analysis.

  • October 23, 2026

    Trump Signs Law Updating Wireless Emergency Alert System

    President Donald Trump has signed into law a bipartisan, bicameral act that will modernize the emergency alert infrastructure by integrating satellite networks into the Wireless Emergency Alert system.

  • October 23, 2026

    Feds Want Grant Ruling Foiling Priorities Stayed For Appeal

    The Trump administration asked a Massachusetts federal judge to pause a decision declaring that a grant termination clause does not allow agencies to scrap awards not aligned with its new priorities, claiming it is likely to prevail in a First Circuit appeal.

  • October 23, 2026

    SEC Wants To Settle $152M Fraud Suit Against Fla. REIT

    The U.S. Securities and Exchange Commission told a Florida federal court Friday that it wants to settle its $152 million investor fraud suit against a real estate investment trust and its founders.

  • October 23, 2026

    Wells Fargo Ignored Ex-Atty's $330K Fraud, Fla. Firm Says

    A law firm sued Wells Fargo for alleged breach of contract in Florida federal court, claiming that the bank negligently failed to detect a former partner's multiyear scheme diverting $330,000 in checks intended for the firm's account into his own personal account. 

  • October 23, 2026

    GC Cheat Sheet: The Hottest Corporate News Of The Week

    Meta's legal chief says the company will appeal a $25 billion verdict involving data privacy practices including the Cambridge Analytica scandal. And a new study shows that while in-house starting salaries are staying stable, adding special skills like AI expertise can lift them higher.

Expert Analysis

  • Challenges On The Horizon For Illinois Data Center Projects

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    Illinois has more data centers in operation or under construction than all but five other states — but such projects face growing litigation threats and a range of state and local legislative proposals that could hinder further development of these facilities in the Land of Lincoln, say attorneys at Paul Hastings.

  • Planning For D&O Exclusions As Risks Mount For Banks

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    Banks should scrutinize directors and officers exclusions for artificial intelligence, disclosure and cybersecurity risks during policy renewal negotiations to preserve coverage amid the current uptick in insurer scrutiny and related shareholder litigation, say attorneys at Jones Walker.

  • Why The SEC Proposed Rescinding Its 'Pay-To-Play' Rule

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    The U.S. Securities and Exchange Commission's recent proposal to nix its pay-to-play rule governing political contributions by investment advisers follows years of industry advocacy and commissioner criticism that it suppresses political speech and affects hiring, say attorneys at Simpson Thacher.

  • Transfer Pricing Analyses May Apply To Tariff Refunds Claims

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    Both plaintiffs and defendants in consumer class actions over tariff refunds should examine transfer pricing analyses, which can offer contemporaneous evidence as to how much of a tariff was borne in the U.S. by the importer or consumers rather than absorbed earlier in the supply chain, say economists at The Brattle Group.

  • CFIUS Annual Report Reveals Enforcement Trends

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    The Committee on Foreign Investment in the United States' recently published annual report to Congress shows that it is increasingly focused on nonnotified transactions, mandatory filing compliance, critical technologies and postclosing mitigation enforcement across the full life cycle transactions, say attorneys at Bass Berry.

  • Importer Risk Rises As AI Enters Trade Fraud Enforcement

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    The Trump administration's new data-driven and artificial intelligence-enabled push against tariff evasion raises the stakes for companies with global supply chains, making it crucial that they consider strengthening response protocols, documentation and internal reporting mechanisms, say attorneys at Cooley.

  • What CMS Audit Rule Means For Medicare Advantage Plans

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    Despite ongoing legal challenges, the Centers for Medicare & Medicaid Services is moving forward with implementation of its risk adjustment data validation audits, raising statistical concerns around overpayments indicated by variance in unbalanced samples, say Stephen Fink, Brad Rice and Igor Karagodsky at Analysis Group.

  • Clippers Salary Cap Probe Offers Investigation Tips For Cos.

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    The NBA's recent investigation into whether the Los Angeles Clippers circumvented salary cap rules offers an unusually detailed look at how a significant organizational probe was conducted and how its findings were presented, offering practical lessons for companies conducting their own investigations, say attorneys at Wiley.

  • Parsing The Latest Signals On FTC Section 5 Enforcement

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    Federal Trade Commission cases brought over the last several years and Commissioner Mark Meador’s recent call for stand-alone Section 5 enforcement suggest businesses should prepare for continued scrutiny of conduct beyond traditional antitrust violations, particularly in essential goods, technology and labor markets, say attorneys at Axinn.

  • Calif. PFAS Pesticide Reporting Law Raises Cos.' Legal Risks

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    A new California law requiring public reporting of how registered pesticides containing intentionally added perfluoroalkyl and polyfluoroalkyl substances are used across the state could increase regulatory scrutiny — and provide a road map for litigation involving growers, applicators, distributors, pesticide manufacturers and upstream chemical suppliers, say attorneys at O'Melveny.

  • Terminix Deal Shows Risks Of Calif. Aggregating Local Lapses

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    California district attorneys’ novel use of an unfair competition law to merge unrelated local enforcement matters against pest control providers Rentokil and Terminix into one recently settled statewide case demonstrates that lack of adequate communication between facilities and corporate compliance managers may cause isolated regulatory violations to snowball into larger challenges, say attorneys at Kazmarek Mowrey.

  • As Congress Stalls, SEC Hits Go On 'Innovation Exemption'

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    While the U.S. Securities and Exchange Commission's recently issued innovation exemption to facilitate on-chain trading of certain tokenized stocks isn't a replacement for a comprehensive legislative framework, it reduces the likelihood that further congressional delay will freeze market development, says Stephen Aschettino at Fox Rothschild.

  • What Lawyers Should Know Before Accepting Crypto Payment

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    As clients increasingly request to pay legal fees, retainers and escrow funds using cryptocurrency, lawyers should consider how only a handful of state bar authorities have addressed the issue with varying ethics opinions, as well as the related questions that no authority has yet answered, says attorney Felix Shipkevich.

  • How To Use AI In Employment Contract Drafting

    Excerpt from Practical Guidance
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    Before using artificial intelligence to draft employment contracts, law firms and employers must assess practical ethical guardrails, appropriate use cases, core risk areas and validation workflows, says Samuel Mitchell at Smith Gambrell.

  • NY Severance Rules Persist Despite McLaren Macomb Threat

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    Despite recent calls to overturn the National Labor Relations Board's decision in McLaren Macomb, New York's robust regulation will remain intact, limiting practitioners' ability to offer nonsupervisory employees severance agreements with confidentiality and nondisclosure provisions, says Matthew Berman at Valli Kane.

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