Compliance

  • July 17, 2026

    Ex-SEC Worker's Son Posted Probe Info Online, OIG Says

    The U.S. Securities and Exchange Commission's Office of Inspector General said Friday that prosecutors declined to prosecute a now-retired SEC employee for purportedly sharing information about an active enforcement investigation with her son, who then posted information about the matter on social media.

  • July 17, 2026

    Ex-FDIC, CFPB Chiefs Back Colo. In 10th Circ. Rate Law Case

    Two former members of the FDIC's board of directors, one of whom also led the Consumer Financial Protection Bureau, filed an amicus brief urging the Tenth Circuit to uphold a panel's ruling reinstating a Colorado law intended to curb high-cost lending in the state that a lower court initially shot down.

  • July 17, 2026

    Mass. Drug Co. To Pay $4.7M To Resolve Kickback Claims

    A Massachusetts-based pharmaceutical company has agreed to pay $4.7 million to settle allegations that it paid illegal kickbacks to physicians to induce them to buy a drug that treats eye inflammation, the U.S. Department of Justice said Friday.

  • July 17, 2026

    Lenders, Tech Cos. Seek Exit From Antitrust Suit

    A group of mortgage lenders and software companies once again pushed for the dismissal of a proposed mortgage price-fixing class action filed by homeowners in Tennessee federal court, arguing that the claims should be tossed, in part, because the plaintiffs failed to allege that the software products at the center of their suit made pricing recommendations.

  • July 17, 2026

    NetChoice Ordered To Produce Harm Studies In Va. Case

    A Virginia federal judge ordered tech industry group NetChoice to turn over any studies or reports it has examining social media's potential addictiveness or harm to young people Friday, partially granting a motion to compel from the state as it fights a suit challenging its law limiting children's access.

  • July 17, 2026

    Core Scientific Data Center Builder Hit With $2.5M Suit

    A contractor brought on to build a data center owned by cryptocurrency mining company Core Scientific Inc. is accused of owing a subcontractor $2.5 million after it failed to pay for completed work, according to a new lawsuit in North Carolina federal court.

  • July 17, 2026

    AGs Have 'Significant Concerns' With DOJ's Live Nation Deal

    A bipartisan coalition of state attorneys general asked a New York federal judge Thursday for a peek into the negotiations behind the Justice Department's controversial midtrial settlement with Live Nation, voicing concerns the deal isn't in the public interest and saying they need details as they seek a breakup.

  • July 17, 2026

    Senate Bill Would Ease SEC Reporting For Rural Telecoms

    A bipartisan Senate bill would make it easier for small, rural communications providers to prepare reports to the U.S. Securities and Exchange Commission when obligated to submit paperwork for certain financial events.

  • July 17, 2026

    PBGC Aims To Settle Union Trustees' $132M Bailout Fight

    The Pension Benefit Guaranty Corp. and trustees of a union bakery drivers' pension fund told a New York federal judge Friday that they're working to settle a dispute over the agency's denials of $132 million in bailout funds from a program that Congress enacted during the coronavirus pandemic.

  • July 17, 2026

    Judge Denies Bid To Fast-Track Alaska Refuge Road Ruling

    An Alaskan district judge is asking the federal government, the state of Alaska and an Indigenous corporation to provide an anticipated construction timeline for a road through the Izembek National Wildlife Refuge.

  • July 17, 2026

    Bipartisan Bill Targets Google's Search Dominance

    U.S. Sens. Amy Klobuchar, D-Minn., and Eric Schmitt, R-Mo., have introduced bipartisan legislation aimed at preventing dominant search engines such as Google from engaging in anticompetitive tactics to monopolize the online search market.

  • July 17, 2026

    GC Cheat Sheet: The Hottest Corporate News Of The Week

    The U.S. Securities and Exchange Commission is considering allowing electronic delivery to be the default method for sending investors information, and a panel of investor activists said the 2026 proxy season was shaped by regulators who seem to let public companies behave more like private ones. These are among the stories in corporate legal news you may have missed in the past week.

  • July 17, 2026

    States Stepping Up Merger Work In First Half Of 2026

    Federal enforcers reached a number of merger settlements in the first half of 2026, while state attorneys general stepped up their independent enforcement efforts, taking on Nexstar's planned purchase of rival broadcaster Tegna and Paramount's deal for Warner Bros. Discovery.

  • July 16, 2026

    Kalshi Says Gov't Employee Traded On Trump Speeches

    Kalshi said Thursday that it's working with the U.S. Commodity Futures Trading Commission to address suspicious trades on the president's speeches that appear to have netted a federally employed teleprompter operator approximately $90,000.

  • July 16, 2026

    Paramount Beats Effort To Quickly Block $110B Warner Deal

    A California federal judge denied a preliminary injunction request Thursday from consumers challenging Paramount Skydance Corp.'s pending $110 billion acquisition of Warner Bros. Discovery after challenging their attorney to cite more recent rulings beyond the 1960s-era U.S. Supreme Court cases he relied on.

  • July 16, 2026

    Texas Probes LinkedIn Over Alleged 'Ghost Jobs'

    Texas Attorney General Ken Paxton has announced his office will be investigating whether LinkedIn advertises and profits from "ghost jobs," listings for positions that don't exist or aren't actively being filled, saying it might have misled consumers who paid up to $69.99 a month for premium subscriptions.

  • July 16, 2026

    Regulators Set New Protocols For 'Sensitive' Bank Exam Data

    Federal regulators said Thursday that they are stepping up their protocols for handling bank data and documents during supervisory examinations, outlining a new policy that will allow banks to designate certain "highly sensitive" information for stricter access control measures.

  • July 16, 2026

    Senate Unanimously Opposes SBF's Quest For Clemency

    The U.S. Senate has passed a resolution condemning Sam Bankman-Fried's bid for a presidential pardon, making clear that lawmakers on both sides of the aisle oppose clemency for the imprisoned FTX founder.

  • July 16, 2026

    NY Bag Importer To Pay DOJ $7.3M Over Duty Evasion Claims

    A New York-based importer of plastic bags and its CEO have settled the U.S. Department of Justice's claims that they misrepresented the country of origin for their merchandise from China to avoid antidumping duties, agreeing to pay the federal government $7.3 million.

  • July 16, 2026

    Texas Judge Warns BNSF, Unions Against Tactical Litigation

    A Texas federal judge had stern words for both BNSF Railway Co. and two unions that are tangled in a labor dispute with the company, saying in a Thursday hearing that federal district courts do not exist to "provide leverage" in union negotiations.

  • July 16, 2026

    Edible Arrangements Wins $13.9M Judgment Against Ex-COO

    Edible Arrangements' former chief operating officer and his company must pay nearly $14 million after defaulting in a case that accused him of regularly stealing from the fruit-basket company by intercepting vendor rebate checks and diverting millions of dollars in media-contract payments, a Georgia federal judge said Thursday.

  • July 16, 2026

    Calif. Says AT&T Mustn't Make Move From Copper 'Disorderly'

    The California Public Utilities Commission has told AT&T that it's not pleased to hear that the cost of certain copper services has gone up "exponentially" as the state and the mobile behemoth duke it out in federal court and at the Federal Communications Commission over AT&T's desire to end legacy copper service.

  • July 16, 2026

    High Court Ruling Shields WaPo In $2.78B Trump Media Suit

    A Florida federal judge cited a 1964 U.S. Supreme Court case in an explanation of his decision Thursday to end President Donald Trump's $2.78 billion defamation suit against The Washington Post, writing that if he was "deciding this case on a clean slate, the result might be different."

  • July 16, 2026

    Players Expand NCAA Suit Over 5th-Season Eligibility

    A group of college football players challenging the NCAA over its eligibility rules proposed adding athletes from other sports to its Tennessee federal proposed class action as well as naming the five "power" conferences as co-defendants.

  • July 16, 2026

    Dish Freed From 5G Network Commitment

    A D.C. federal judge has signed off on the U.S. Department of Justice's request that Dish be freed from its commitment to build and run a nationwide 5G network following its sale of $40 billion worth of spectrum licenses to AT&T and SpaceX.

Expert Analysis

  • How A Novel NY Law Fits Into The AI Legal Landscape For Ads

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    An amendment to New York's General Business Law requiring disclosures when advertisements use performers generated by artificial intelligence arrives at a moment of rapid transformation in the marketing ecosystem and indicates that advertisers should take a proactive approach grounded in transparency, contractual protections and alignment across legal and creative teams, say attorneys at Manatt.

  • Opinion

    Current Consumer Protection Laws Can Fit Agentic Commerce

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    While agentic commerce — artificial intelligence that searches, compares and makes purchases for customers — doesn't warrant a new consumer protection regime, it will require companies to design compliance into their products from the outset and challenge regulators to consistently apply existing laws, says Katherine Adkins at Affirm.

  • How Reserve Studies Fit Into Condo Association Compliance

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    In the five years since the Surfside condominium collapse and as states like New Jersey establish related safety mandates, reserve planning has emerged as a central compliance concern for community associations, acting as a practical tool for responsible disclosure and managing long-term capital obligations, say attorneys at Dilworth Paxson.

  • Justices' ICA Ruling Provides Certainty For Regulated Funds

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    The U.S. Supreme Court's recent ruling in FS Credit v. Saba that a contract-rescission provision of the Investment Company Act does not provide investors with a private right of action is a victory for the regulated fund industry, emphasizing that where Congress intended to create private remedies, it did so expressly, say attorneys at Simpson Thacher.

  • AI Heightens Old Compliance Risks For Investment Advisers

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    Though artificial intelligence offers genuine promise for investment advisers, it also magnifies long-standing risks — including those involving fiduciary duties, books and records, client confidentiality, and marketing — with most foundational compliance requirements likely to remain, says Theodore Edwards at Troutman.

  • Drawing A Line Between Settlement Pressure And Extortion

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    U.S. v. Luo, pending in the U.S. District Court for the Southern District of New York, may force courts to address anew when settlement negotiations become criminal extortion, particularly in the age of easily fabricated digital evidence, says attorney Denis Kiely.

  • Responding To US Labeling Brazilian Gangs As Terrorist Orgs

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    The Trump administration's recent designation of two Brazilian criminal organizations as foreign terrorists affects companies in multiple sectors that must now assess their exposure and enhance their sanctions, know-your-customer and anti-money-laundering screening programs, say attorneys at King & Spalding.

  • Recent Cases Clarify When Risk Disclosures Trigger Liability

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    Several recent decisions highlight circumstances where risk disclosures can constitute actionable misrepresentations, providing clarity on how the Private Securities Litigation Reform Act's safe harbor and the common-law bespeaks caution doctrine apply to risk disclosures, and how publicly traded companies can guard against such claims, say attorneys at Katten.

  • Colorado's New Chatbot Law May Be Defined By Its Carveouts

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    What makes Colorado's conversational artificial intelligence service law worth close attention is what it leaves out, so a thorough scoping analysis may be as important as compliance planning for companies that develop, license or deploy conversational AI, say attorneys at Eversheds Sutherland.

  • Opinion

    Md., Colo. Climate Rulings Point To Need For Federal Solution

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    As the U.S. Supreme Court prepares to review the Colorado Supreme Court's 2025 ruling in Boulder County v. Suncor U.S. Inc., which green-lit a state-level climate lawsuit, a recent conflicting ruling from the Maryland Supreme Court underscores why a uniform federal answer on climate litigation is needed now, says Phil Goldberg at Shook Hardy.

  • What Fed's Fast Track To Account Access Means For Fintechs

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    Fintechs, stablecoin issuers and other nonbank entities should assess eligibility, compliance demands and operational limits ahead of the Federal Reserve's potential finalization of a payment account framework proposing a faster path to direct access to key payment rails, says Stephen Aschettino at Fox Rothschild.

  • High Court's FCC Ruling Adds To Comms Industry Paradox

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    The Supreme Court's recent decision in Federal Communications Commission v. AT&T, finding that the FCC's informal forfeiture process survives Seventh Amendment scrutiny, opens some doors for regulated entities, but the practical effect may be surprisingly constrained, says Jonathan Marashlian at The CommLaw Group.

  • A Lender's Guide To Fraud: Identifying Risks

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    The evolving lending landscape, particularly the private credit boom, has heightened lenders' exposure to fraud, but recent bankruptcies demonstrate where fraud risks most commonly materialize and how banks can mitigate exposure at the outset, say attorneys at Moore & Van Allen.

  • Class Actions Have Entered The Fight Over Prediction Markets

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    While disputes brought by states over the regulation of prediction markets have claimed most of the headlines, class actions brought by ordinary citizens, particularly in Kentucky and Massachusetts, represent another avenue to challenge the legality of the prediction markets themselves, says Laura Chiu at DarrowEverett.

  • Series

    Founding An Autism Academy Made Me A Better Lawyer

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    Starting a nonprofit autism school with no building, no funding model and no guarantee that families would trust us taught me the importance of mission, patience and purpose — lessons that sharpened my practice and showed how meaningful work outside the office can make lawyers better, says Phillip Russell at Ogletree Deakins.

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