Compliance

  • June 11, 2026

    FCC Says Telecom Filed Fake Doc To Get Phone Numbers

    A telecom filed a fake Federal Communications Commission document with the North American Numbering Plan in a bid to gain access to phone numbers, and the agency is ready to block that company's traffic unless it has a good explanation.

  • June 11, 2026

    SEC Says PE Fund Hiding Info In Sealed Monitor Reports

    The U.S. Securities and Exchange Commission asked a Florida federal court on Wednesday to unseal reports by a court-appointed monitor of a private equity firm accused of defrauding investors in a $1 billion fund, arguing that the firm is abusing a sealing order to hide information from investors.

  • June 11, 2026

    Sports Prediction Co. Wins CFTC OK To Launch Event Market

    Sports prediction company ProphetX on Thursday received approval from the U.S. Commodity Futures Trading Commission to register as a federally regulated prediction market exchange focused on sports-based event contracts, becoming the first American sports-native, direct-clearing prediction market to launch and operate in full compliance with federal law.

  • June 11, 2026

    Ex-Bank Chief Admits Role In Odebrecht Tax Evasion Plot

    The former CEO of Austrian lender Meinl Bank AG on Thursday pled guilty in Brooklyn federal court after a yearslong fight over accusations he helped Odebrecht SA hide $170 million in funds used to bribe officials around the world and defraud the Brazilian government out of more than $100 million in taxes. 

  • June 11, 2026

    Altria Can't Halt ITC Patent Case It Calls Unconstitutional

    A Virginia federal judge on Thursday denied Altria's motion for a preliminary injunction blocking a U.S. International Trade Commission vaping patent suit against it by Juul, ruling that Altria is unlikely to succeed in its arguments that ITC patent proceedings are unconstitutional.

  • June 11, 2026

    Another GOP Nominee For SEC Could Violate Law, Dems Say

    Senate Banking Committee Democrats are warning the White House not to put another Republican on the U.S. Securities and Exchange Commission without also naming a Democrat, saying it would violate a federal mandate for partisan balance.

  • June 11, 2026

    Shell Says Enviro Group Can't Delay Handing Over AI Prompts

    Shell Oil told a Connecticut federal judge Wednesday an environmental advocacy group can't delay turning over artificial intelligence prompts its expert witness might've used to craft her opinions in their Clean Water Act dispute and the generated outputs, arguing that "AI is not entitled to any special, unwritten discovery rules."

  • June 11, 2026

    Conn. Asks FERC To Scrap 'Unjust' Electric Co. Grid Bonuses

    Eversource Energy and Avangrid units were named Thursday in a Federal Energy Regulatory Commission complaint by three Connecticut agencies plus the state attorney general, alleging in-state ratepayers are incorrectly being charged millions for the utilities' once-voluntary participation in a regional transmission grid.

  • June 11, 2026

    GlobalStar Opposes FCC Review Of 2 GHz Satellite Order

    The Federal Communications Commission should ignore a request to rethink its rejection of a plan that would bring sweeping changes to the "Big LEO" satellite rules, an American satellite telecom is telling the agency.

  • June 11, 2026

    Ex-Pharma Exec Fights SEC 'Shadow Trading' Win At 9th Circ.

    An ex-Medivation Inc. executive urged the Ninth Circuit on Thursday to scrap a jury verdict finding him liable in the U.S. Securities and Exchange Commission's first-ever "shadow trading" case, arguing the company's own policies permitted the trades and affirming the verdict will allow companies to adopt vague trading policies.

  • June 11, 2026

    CFTC Eyes Faster 30% Whistleblower Awards In Small Cases

    The U.S. Commodity Futures Trading Commission is looking to amend its whistleblower rules to align with those of the U.S. Securities and Exchange Commission and to establish an immediate minimum 30% payout for whistleblower awards of $5 million or less.

  • June 11, 2026

    Fla. Hospital Antitrust Case Paused For Cert. Denial Appeal

    Patients who have accused hospital operator Health First of illegally fending off competition by preventing doctors from referring patients to rivals have convinced a Florida federal judge to put their lawsuit on hold while they challenge her decision to deny them class certification.

  • June 11, 2026

    Feds Illegally Axed Enviro Justice Grant Funds, Judge Says

    A South Carolina federal judge said Thursday that the Trump administration unlawfully terminated a $2.8 billion environmental and climate justice grant funding program that was authorized by Congress in 2022's Inflation Reduction Act.

  • June 11, 2026

    SEC Proposes Rescinding Trade-Through Rule

    The U.S. Securities and Exchange Commission on Thursday proposed rescinding its rule preventing exchanges from executing trades at lower prices than the best displayed price available on other exchanges, with SEC Chairman Paul Atkins calling the measure "a grave misstep."

  • June 11, 2026

    5th Circ. Says FTC Can't Outsource Horse-Racing Enforcement

    The Fifth Circuit once again struck down the Horseracing Integrity and Safety Authority's enforcement power over nationwide thoroughbred racing Thursday, holding that the U.S. Supreme Court's ruling last year in FCC v. Consumers' Research doesn't upend the circuit court's previous decision on the issue.

  • June 11, 2026

    Sorsby Gambling Order Deepens NCAA's Existential Crisis

    A state court decision allowing Texas Tech quarterback Brendan Sorsby to continue playing despite his confession to sports betting has exposed a vulnerability for the NCAA, with courts outstripping the association in setting rules for college sports.

  • June 11, 2026

    Judge Doubts Need For Discovery In Digital Equity Suit

    A Washington, D.C., federal judge struggled to find a reason for plaintiffs challenging the Trump administration's shutdown of the Digital Equity Act's Competitive Grant Program to get discovery in their lawsuit, suggesting the question of the program's constitutionality appeared to be a purely legal question, as the government suggested.

  • June 11, 2026

    Anthropic Says Feds' Retaliation Efforts Are Evident

    Anthropic PBC told a California federal judge Wednesday that the Trump administration has been "remarkably transparent" about its "campaign of retaliation," in a bid to win its lawsuit challenging the Pentagon's designation of the company as a supply chain risk to national security.

  • June 11, 2026

    FTC Wants Zillow-Redfin Deal Presumed Illegal Ahead Of Trial

    The Federal Trade Commission sought Wednesday to further limit Zillow and Redfin's ability to defend a rental listings syndication deal the agency says was a $100 million payoff for Redfin to exit the market, asking a Virginia federal judge to treat the agreement as a presumptively unlawful transaction.

  • June 11, 2026

    Sports Tech Company Calls Rival's Licensing Claims False

    Genius Sports has accused Panda Interactive in Delaware federal court of falsely claiming licensing deals in several states, connections with sportsbooks, and production of NFL-related content, the latest act in a multiyear legal battle between the rival sports tech companies.

  • June 11, 2026

    FCC Aims To Quell Pole Attachment Fights At State Level

    The Federal Communications Commission says it wants to speed up the resolution of disputes over broadband attachments on utility poles in states that have adopted their own rules on top of federal requirements.

  • June 11, 2026

    Pasco Bank Ex-CEO Alleges He Was Fired For Going To OCC

    The First National Bank of Pasco faces accusations it retaliated against its CEO by firing him after he made a whistleblower report about suspected compliance issues at the bank to the Office of the Comptroller of the Currency.

  • June 11, 2026

    Paxton's ActBlue Suit Blocked As Retaliatory By Mass. Judge

    A Massachusetts federal judge on Thursday blocked Texas Attorney General Ken Paxton's fraud lawsuit against Democratic fundraising platform ActBlue, citing evidence that Paxton targeted the organization because of its role supporting his political opponent in a U.S. Senate race. 

  • June 11, 2026

    Alaska Man Sues Tribal Police Over Botched Murder Probe

    An Alaskan Indigenous man who spent years battling a first-degree murder charge in connection to the death of his older brother is suing former Metlakatla Police Department officials, supervisors and tribal policymakers over the now-dismissed allegation, saying the investigation should have been handled with care, honesty and respect for the truth.

  • June 11, 2026

    NJ Justices Rule Private Emails Can't Shield Public Business

    The New Jersey Supreme Court held on Thursday that school board members cannot shield public business by conducting it through their private email accounts, ruling that logs of government‑related emails housed in personal accounts qualify as government records under the state's Open Public Records Act.

Expert Analysis

  • Health Cos. Must Act Quickly To Secure Digital Front Doors

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    A fast-approaching deadline will require health providers to implement digital accessibility standards to their websites, necessitating important compliance steps that will help to ensure equal access to online health services, say attorneys at Holland & Knight.

  • FinCEN Rule Could Reshape AML Priorities Across Finance

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    Financial institutions should prepare for a proposed Financial Crimes Enforcement Network rule that would heighten scrutiny of anti-money laundering requirements and encourage responsible use of technology, potentially reorienting compliance, governance decisions and enforcement exposure for organizations across the financial sector, not just banks, say attorneys at Pillsbury.

  • Opinion

    The SEC Should Institute A New Enforcement Scorecard

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    Amid controversy over the recent release of the U.S. Securities and Exchange Commission's annual enforcement statistics, the SEC should use a new scorecard that measures how well the Division of Enforcement detects and stops intentional fraud in order to refocus on its core mission of investor protection, says Peter Chan at Baker McKenzie.

  • Series

    Speed Jigsaw Puzzling Makes Me A Better Lawyer

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    My passion for speed puzzling — I can complete a 500-piece jigsaw puzzle in under 50 minutes — has sharpened my legal skills in more ways than one, with both disciplines requiring patience, precision and the ability to keep the bigger picture in mind while working through the details, says Tazia Statucki at Proskauer.

  • Tips For Handling DEI Clampdown In Gov't Contracts

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    A recent executive order and subsequent guidance from the Federal Acquisition Regulatory Council reflect unified opposition to diversity, equity and inclusion in federal contracts, requiring contractors to, among other things, identify which entities are subject to flow-down obligations and prepare for near-term contract action and negotiations, say attorneys at Morgan Lewis.

  • Why White Collar Juries Resist 'Honest Mistake' Defenses

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    Cases like the bribery conviction of a Cincinnati City Council member recently vacated by the U.S. Supreme Court show juries often reject “I made an honest mistake” as a white collar defense, but attorneys who understand why jurors convict defendants who made reasonable but flawed decisions can strategize around this, says Jonathan Porter at Husch Blackwell.

  • FTC Focus: Ad Deal Signals Viewpoint Suppression Is A Risk

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    The Federal Trade Commission's recent settlement of an antitrust case accusing major ad agency holding companies of colluding on brand safety standards underscores the risk of industry coordination on politically or socially sensitive issues and signals heightened viewpoint suppression scrutiny for companies and antitrust practitioners, say attorneys at Proskauer.

  • Navigating The Annulment Of NY Wetlands Permitting Rules

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    A New York state court's recent unprecedented annulment of the state's wetlands regulations brings uncertainty about the standards for determining and classifying wetlands jurisdiction and assessing compliance with permitting requirements as next steps are determined, say attorneys at Foley Hoag.

  • Banks Face Cloudy Rate Horizons As Opt-Outs Spread

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    Banks and fintechs are grappling with a fragmented, fast-changing consumer lending landscape as more states consider opting out of preemption under the Depository Institutions and Monetary Control Act, which may ultimately lead to a decrease in interstate lending and access to credit, says Marc Franson at Chapman and Cutler.

  • How To Reconcile AI Opacity And Advisers' Fiduciary Duties

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    Firms that treat fiduciary compliance as a foundation for responsible artificial intelligence adoption will be best positioned when the U.S. Securities and Exchange Commission moves from implicit expectations to explicit rules regarding advisers' core duties, as those are unlikely to change, says Ivor Wolk at Manatt.

  • Insider Trading Safeguards Can Mitigate Sports Betting Risk

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    As the rapid growth of sports betting heightens the risk that sensitive information held by coaches, players and staff may be improperly exploited, sports organizations can look to the securities context to safeguard information and address potential misconduct, say attorneys at Patterson Belknap.

  • How Oregon Ruling Affects Federal Gender Care Crackdown

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    In a favorable development for healthcare providers, an Oregon federal court recently vacated certain U.S. Department of Health and Human Services restrictions on gender-affirming care for minors, but the government's broader campaign against this care, including proposed rulemaking and agency investigations, leaves significant uncertainty, say attorneys at Arnold & Porter.

  • Opinion

    Congress Should Ax Privacy Bill For Not Shielding Consumers

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    The SECURE Data Act should be rejected because, despite Congress' claims, it would not meaningfully rein in data practices, but instead would weaken enforcement, eliminate stronger protections and prioritize data extraction over consumer protection and accountability, say attorneys at DiCello Levitt.

  • Bet On Prediction Market Regulation To Accelerate

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    Watershed developments concerning prediction markets — such as the first insider trading charges, major speeches from U.S. Commodity Futures Trading Commission leadership, and the introduction of rulemaking and legislation — dominated the first quarter of 2026, a trend that will likely continue throughout the rest of the year, say attorneys at K&L Gates.

  • Opinion

    Financial Meltdown Fears Don't Warrant Private Credit Regs

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    Recent withdrawals from business development companies have resurfaced theories that private credit growth poses a crisis-level risk to the financial system, but arguments that more regulation is needed should be viewed with beady and careful eyes, says James Deeken at Akin.

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