Compliance

  • June 23, 2026

    No Slowdown: A Midyear Look At FDA Ad Enforcement

    An FDA drug ad enforcement surge that began last year continued in the first half of 2026. Experts say the agency is looking hard at the overall impression an ad makes, including in broad emotional appeals to consumers.

  • June 23, 2026

    Truist Division Sued Over Citizenship-Based Loan Denial

    A recipient of Deferred Action for Childhood Arrivals hit Truist Financial Corp. division Sheffield Financial and an Oklahoma motorcycle dealership with a proposed class action alleging he was wrongfully denied credit based on his immigration status despite having an above-average credit score.

  • June 23, 2026

    FCC's Carr Calls Policy Against DEI 'Right Thing To Do'

    Federal Communications Commission Chair Brendan Carr has told Congress that tanking diversity, equity and inclusion programs across the telecom industry is not only justified but also a policy where Americans find more "common ground" than many lawmakers realize.

  • June 23, 2026

    Engineer Plotted To Send US Tech To Iran, Jury Is Told

    Prosecutors told a Boston federal jury Tuesday that an Iranian-born engineer schemed to send electronic parts with potential military applications to Iran in violation of U.S. sanctions on the country, while the engineer's attorney asserted his innocence and urged jurors not to let the U.S. conflict with Iran color their views on the case. 

  • June 23, 2026

    Circle Says It's Not Liable To Crypto Users For Drift Hack

    Circle Internet Group urged a Massachusetts federal court to toss a suit from crypto users accusing the stablecoin issuer of failing to act when $280 million in digital assets was drained from crypto project Drift Protocol in an April Fools' Day exploit, arguing that accusations of inaction are insufficient to support the claims.

  • June 23, 2026

    Voyager Investors Appeal Toss Of Mark Cuban Crypto Case

    Investors of collapsed cryptocurrency brokerage Voyager Digital on Tuesday told a Florida federal judge they are challenging his order dismissing their claims against Mark Cuban and the Dallas Mavericks and his ruling denying the transfer of the case to Texas.

  • June 23, 2026

    Claritev Says It Wasn't Target Of Criminal Antitrust Probe

    Healthcare data firm Claritev said the U.S. Department of Justice is ending a grand jury investigation of potential antitrust violations in the health insurance space and is not targeting the company with a criminal probe.

  • June 23, 2026

    SEC Sends E-Delivery Proposal To White House

    The U.S. Securities and Exchange Commission could soon put forth a proposal amending the rules for providing electronic statements to investors, following recent comments from SEC Chair Paul Atkins that changes to the opt-in model are "long overdue."

  • June 23, 2026

    BioNTech Accused Of Firing Nurse Over Drug Trial Concerns

    A former senior clinical trial manager at BioNTech US Inc. told a North Carolina federal court Monday that she was wrongfully fired after complaining to higher-ups about an "epidemic of safety issues and protocol deviations" in clinical trials.

  • June 23, 2026

    Feds Tout AI's Role In $6.5B Healthcare Fraud Crackdown

    Federal authorities said Tuesday that artificial intelligence and sophisticated data analysis helped them detect and prosecute healthcare fraud as part of a national crackdown that resulted in charges against 455 defendants.

  • June 23, 2026

    Ex-AT&T Counsel Charged Over Disclosing Privileged Info

    A former in-house attorney for AT&T, accused of leaking privileged information to opposing counsel while seeking a share of financial gains from a lawsuit filed 18 years ago against the company, has been charged with violating attorney professional conduct rules.

  • June 23, 2026

    Investors Say Franklin's Putnam Unit Overvalued Funds

    Franklin Templeton's Putnam Funds failed to disclose accounting practices that led to inflated net asset value calculations and saddled investors with higher costs, according to a proposed $100 million class action filed in Massachusetts state court.

  • June 23, 2026

    SEC Won't Revoke Cannabis Co. Share Trading

    Oregon-based cannabis cultivator Grown Rogue International Inc. will continue to be a publicly traded company after the U.S. Securities and Exchange Commission dismissed a revocation case against it, finding the company had caught up on years of late filings and stayed current.

  • June 23, 2026

    ADP Strikes Deal In Sweeping 401(k) Class Action

    Payroll processing company ADP has agreed to settle a 50,000-member class action alleging it kept expensive, underperforming investment options in its 401(k) plan and funneled millions of dollars from employees' retirement savings to a subsidiary, according to a filing in New Jersey federal court.

  • June 23, 2026

    Ill. Feds Drop More Charges For Grand Jury 'Irregularities'

    A third federal prosecution has unraveled over "serious irregularities" in grand jury proceedings at Chicago's federal courthouse, with U.S. Attorney Andrew Boutros personally moving Monday to permanently dismiss arson charges against four defendants after improper communications between a prosecutor and grand jurors came to light.

  • June 23, 2026

    Connecticut Courts Require Verification Of AI Output In Filings

    Connecticut's state judges on Tuesday issued a new requirement that attorneys and pro se filers independently verify all citations, legal authorities and evidence produced by generative artificial intelligence tools, threatening to impose case-ending sanctions on those who flout the rule.

  • June 23, 2026

    UK Seeks To Restore Capital Gains Deferrals For Share Gifts

    The U.K. is planning to restore capital gains tax deferral treatment on gifts of business assets covered by the country's substantial shareholding exemption or intangible fixed asset regime, the government said Tuesday.

  • June 23, 2026

    UK Seeks Input On Potential Customs Updates

    HM Revenue & Customs is considering a plan to require customs intermediaries to register with the agency for the purposes of raising standards, it said Tuesday while also looking for general input on modernizing the U.K. customs regime.

  • June 23, 2026

    UK Weighs Extending VAT Accounting To Online Marketplaces

    Online marketplaces would be tasked with accounting for value-added tax on the sales they facilitate for U.K. businesses selling domestic goods to U.K. consumers rather than the underlying business itself, according to a set of reforms proposed Tuesday by the government.

  • June 23, 2026

    High Court Tosses Rastafarian's Haircut Suit

    The U.S. Supreme Court on Tuesday ended a Rastafarian's bid to hold Louisiana prison guards responsible for allegedly violating his religious rights by forcibly shaving off his dreadlocks, ruling a law aimed at preventing religious discrimination at state and local levels can't be used to sue government officials in their individual capacities without their consent.

  • June 23, 2026

    Justices Say Cisco Can't Be Sued Under Alien Tort Statute

    The U.S. Supreme Court on Tuesday ruled that the Ninth Circuit was wrong to reinstate an Alien Tort Statute suit alleging that Cisco helped the Chinese government's allegedly unlawful crackdown on the Falun Gong religious movement, saying federal courts lack authority to create causes of action for alleged violations of international law.

  • June 22, 2026

    FTC Reaches 'Agreement In Principle' With Southern Glazer's

    A California federal judge hit pause Monday on the Federal Trade Commission's price discrimination lawsuit against Southern Glazer's Wine and Spirits LLC so the parties can hash out a tentative deal resolving the FTC's first, and now only, Robinson-Patman Act case in decades.

  • June 22, 2026

    House Floats Revised Kids' Safety Bill After Bipartisan Deal

    A pair of influential House lawmakers on Monday introduced a revamped bipartisan version of proposed legislation to boost online safety protections for children and teens, although they drew an immediate rebuke from a U.S. senator leading a similar effort in the upper chamber, who slammed the House proposal as a "toothless and tepid capitulation" to major tech companies.

  • June 22, 2026

    Texas Asks Justices To Keep App Store Law In Force

    The Texas attorney general urged the U.S. Supreme Court to allow a state law requiring app stores to block minors from downloading apps without parental consent to remain in effect, arguing Monday that a lower court "committed several errors" in pausing the measure.

  • June 22, 2026

    Home Depot Worker Seeks Class Of 21K In Moonlighting Suit

    A Home Depot employee called on a Seattle federal judge to certify a class of more than 21,000 current and former low-income workers whom the home improvement store chain allegedly barred from working additional jobs in violation of Washington state law.

Expert Analysis

  • Series

    Speed Jigsaw Puzzling Makes Me A Better Lawyer

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    My passion for speed puzzling — I can complete a 500-piece jigsaw puzzle in under 50 minutes — has sharpened my legal skills in more ways than one, with both disciplines requiring patience, precision and the ability to keep the bigger picture in mind while working through the details, says Tazia Statucki at Proskauer.

  • Tips For Handling DEI Clampdown In Gov't Contracts

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    A recent executive order and subsequent guidance from the Federal Acquisition Regulatory Council reflect unified opposition to diversity, equity and inclusion in federal contracts, requiring contractors to, among other things, identify which entities are subject to flow-down obligations and prepare for near-term contract action and negotiations, say attorneys at Morgan Lewis.

  • Why White Collar Juries Resist 'Honest Mistake' Defenses

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    Cases like the bribery conviction of a Cincinnati City Council member recently vacated by the U.S. Supreme Court show juries often reject “I made an honest mistake” as a white collar defense, but attorneys who understand why jurors convict defendants who made reasonable but flawed decisions can strategize around this, says Jonathan Porter at Husch Blackwell.

  • FTC Focus: Ad Deal Signals Viewpoint Suppression Is A Risk

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    The Federal Trade Commission's recent settlement of an antitrust case accusing major ad agency holding companies of colluding on brand safety standards underscores the risk of industry coordination on politically or socially sensitive issues and signals heightened viewpoint suppression scrutiny for companies and antitrust practitioners, say attorneys at Proskauer.

  • Navigating The Annulment Of NY Wetlands Permitting Rules

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    A New York state court's recent unprecedented annulment of the state's wetlands regulations brings uncertainty about the standards for determining and classifying wetlands jurisdiction and assessing compliance with permitting requirements as next steps are determined, say attorneys at Foley Hoag.

  • Banks Face Cloudy Rate Horizons As Opt-Outs Spread

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    Banks and fintechs are grappling with a fragmented, fast-changing consumer lending landscape as more states consider opting out of preemption under the Depository Institutions and Monetary Control Act, which may ultimately lead to a decrease in interstate lending and access to credit, says Marc Franson at Chapman and Cutler.

  • How To Reconcile AI Opacity And Advisers' Fiduciary Duties

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    Firms that treat fiduciary compliance as a foundation for responsible artificial intelligence adoption will be best positioned when the U.S. Securities and Exchange Commission moves from implicit expectations to explicit rules regarding advisers' core duties, as those are unlikely to change, says Ivor Wolk at Manatt.

  • Insider Trading Safeguards Can Mitigate Sports Betting Risk

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    As the rapid growth of sports betting heightens the risk that sensitive information held by coaches, players and staff may be improperly exploited, sports organizations can look to the securities context to safeguard information and address potential misconduct, say attorneys at Patterson Belknap.

  • How Oregon Ruling Affects Federal Gender Care Crackdown

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    In a favorable development for healthcare providers, an Oregon federal court recently vacated certain U.S. Department of Health and Human Services restrictions on gender-affirming care for minors, but the government's broader campaign against this care, including proposed rulemaking and agency investigations, leaves significant uncertainty, say attorneys at Arnold & Porter.

  • Opinion

    Congress Should Ax Privacy Bill For Not Shielding Consumers

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    The SECURE Data Act should be rejected because, despite Congress' claims, it would not meaningfully rein in data practices, but instead would weaken enforcement, eliminate stronger protections and prioritize data extraction over consumer protection and accountability, say attorneys at DiCello Levitt.

  • Bet On Prediction Market Regulation To Accelerate

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    Watershed developments concerning prediction markets — such as the first insider trading charges, major speeches from U.S. Commodity Futures Trading Commission leadership, and the introduction of rulemaking and legislation — dominated the first quarter of 2026, a trend that will likely continue throughout the rest of the year, say attorneys at K&L Gates.

  • Opinion

    Financial Meltdown Fears Don't Warrant Private Credit Regs

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    Recent withdrawals from business development companies have resurfaced theories that private credit growth poses a crisis-level risk to the financial system, but arguments that more regulation is needed should be viewed with beady and careful eyes, says James Deeken at Akin.

  • New Risks Emerge As States Push Proxy Voting Legislation

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    Recent state proxy voting laws have increasingly emphasized financial returns while intensifying scrutiny of proxy advisory firms and stewardship practices, creating new compliance challenges and risks, according to attorneys at Morgan Lewis.

  • Framing Membership Filings To Anticipate FINRA's Concerns

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    Recent updates to the Financial Industry Regulatory Authority’s membership application program should remind firm management to treat the filing process not as a compliance chore, but as a test of operational and regulatory readiness where they can anticipate and address FINRA's concerns, says Andrew Mount at Eversheds Sutherland.

  • 2 AI Snafus Show Why Attys Can't Outsource Judgment

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    The recent incident involving Sullivan & Cromwell where citations in a filed motion were fabricated by artificial intelligence, as well as a punitive ruling from the Sixth Circuit in U.S. v. Farris, demonstrate that the obligation to supervise AI has belonged and always will belong to lawyers, says John Powell at the Kentucky School Boards Association.

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