Compliance

  • June 29, 2026

    Ex-SVB Exec Concedes 'Excessive Risks' As FDIC Trial Opens

    Silicon Valley Bank's former chief financial officer testified Monday during the first day of a California federal bench trial over the Federal Deposit Insurance Corp.'s claims that the bank's brass mismanaged its assets, acknowledging under examination SVB took on sustained "excessive risks" under the bank's own definition months before it collapsed.

  • June 29, 2026

    Citibank Defeats Texas Man's $20M NFT Romance Scam Suit

    A New York federal judge Monday threw out a Texas man's suit accusing Citibank NA of ignoring red flags that allowed scammers to siphon nearly $4 million from his family trusts after he fell for a social media romance scam involving nonfungible tokens.

  • June 29, 2026

    Volatility May Follow As Justices Make Agency Firings Easier​​​​​​​

    The policies and enforcement priorities of federal agencies may fluctuate more rapidly based on who is president, as a result of the U.S. Supreme Court's Monday decision finding that presidents have unlimited authority to fire members of independent agencies, experts told Law360.

  • June 29, 2026

    House Sends Kids Online Safety Bill To Skeptical Senate

    The U.S. House of Representatives on Monday passed legislation to boost online data privacy and safety protections for children and teens, moving the measure along to the U.S. Senate, where key lawmakers have already come out against the proposal for what they say are insufficient mechanisms for holding major technology companies accountable. 

  • June 29, 2026

    Amazon Buy Might Tie Instant Pot Maker To Burn Suit In Wash.

    The Chinese manufacturer of Instant Pot can't escape claims that one of its pressure cookers malfunctioned and ejected scalding food on two people, a Washington state judge ruled, giving the plaintiffs a chance to show the company's relationship with Seattle-based online retailer Amazon is enough to establish jurisdiction.

  • June 29, 2026

    FCC Set To Block Call Traffic From Telecom Over Robocalls

    The Federal Communications Commission is ready to block a Denver-based voice call provider from operating in the United States if it doesn't quickly answer the agency's questions about what it's doing to stop illegal robocalls from being transmitted on its network.

  • June 29, 2026

    Gov't Arg. For DOGE Access Stay Is 'Red Herring,' Judge Says

    The Trump administration can't convince a Maryland federal judge to rescind her order opening discovery into allegations the Department of Government Efficiency flouted her orders to stop accessing sensitive Social Security Administration data.

  • June 29, 2026

    Wayne-Sanderson Says Wage Claims Blocked By $70M Deal

    Wayne-Sanderson urged a Maryland federal court to enforce nearly $70 million in settlements the poultry processor reached with workers and to block dozens of individuals who are suing or threatening to sue in Alabama state court alleging wage suppression.

  • June 29, 2026

    Kalshi's Sports Betting Temporarily Halted In Michigan

    A Michigan judge Monday issued an order temporarily blocking Kalshi from offering sports wagers to residents, as the state's attorney general pursues a lawsuit alleging the prediction market is running an unlicensed online sports betting platform.

  • June 29, 2026

    Feds Sue Mich., Other States For Not Sharing SNAP Records

    The U.S. Department of Justice is asking federal courts to force Kentucky, Michigan, Minnesota and Pennsylvania to turn over their Supplemental Nutrition Assistance Program applicant data that the Trump administration claims it needs to uncover billions of dollars in overpayments and fraud.

  • June 29, 2026

    SEC Wins $5.4M Default In 1st Crypto 'Pig Butchering' Case

    The U.S. Securities and Exchange Commission has won its first suit targeting a type of crypto scam known as pig butchering with a roughly $5.4 million default judgment against NanoBit Limited and its related entities.

  • June 29, 2026

    SEC Fines Merrill Lynch $7.5M For Unfiled Reports

    Bank of America subsidiary Merrill Lynch will pay $7.5 million to settle claims from the U.S. Securities and Exchange Commission that it violated securities laws by failing to further investigate certain transactions processed by its suspicious activity detection system.

  • June 29, 2026

    SEC Fines Wedbush $1.9M Over Electronic Blue Sheet Errors

    The U.S. Securities and Exchange Commission on Monday fined Wedbush Securities Inc. $1.9 million over alleged electronic blue sheet filing errors that resulted in the misreporting of EBS data for at least 51.8 million transactions.

  • June 29, 2026

    ChatGPT Helped FSU Shooter Plan Attack, Survivor Says

    A survivor of the deadly April 2025 shooting at Florida State University alleges OpenAI's ChatGPT program helped the shooter plan the details of his attack on the school's campus and failed to alert anyone to his mental health issues.

  • June 29, 2026

    Rural Network Providers Seek FCC Waiver To Alter Routers

    Now that the Federal Communications Commission has given some telecommunications trade groups permission to make changes to foreign-made routers that the agency has banned from being imported, those groups are asking the agency to let suppliers make the changes themselves.

  • June 29, 2026

    Judge Voids DOT Freeze On NY-NJ Gateway Tunnel Funds

    A Manhattan federal judge on Monday barred the Trump administration from freezing funds for New York and New Jersey's $16 billion rehabilitation of aging commuter train tunnels under the Hudson River, saying the administration's unilateral cancellation of federally obligated grant funds was unlawful.

  • June 29, 2026

    US Pays Duke Energy $129M To Drop NC Offshore Wind Lease

    Duke Energy Corp. has agreed to give up an offshore wind project off the coast of North Carolina in exchange for a $129 million payment by the Trump administration, according to an announcement Monday by the U.S. Department of the Interior.

  • June 29, 2026

    The End Of An 'Independent' FTC

    Federal Trade Commission members, responsible for merger review, antitrust enforcement, consumer protection safeguards and rulemaking, and industry analysis, no longer serve at a remove from presidential authority, thanks to Monday's U.S. Supreme Court ruling that could dramatically remake the FTC and other independent agencies.

  • June 29, 2026

    Blackfeet Tribe Wants Mont. Water Rights Dispute Tossed

    The Blackfeet Nation has asked a district court to dismiss a challenge to a Milk River water rights settlement between the tribe, Montana and the federal government, arguing that if successful, the case will deprive the tribe of its most significant property rights.

  • June 29, 2026

    Colo. Justices Nix Group's Fine For Not Disclosing Donors

    A conservative political organization that spent more than $4 million on Colorado ballot initiatives during the 2020 election is not an issue committee under the state's constitution and can't be fined for not disclosing its donors, the Colorado Supreme Court unanimously held Monday.

  • June 29, 2026

    Verizon Asks Justices To Send Privacy Fine Back To 2nd Circ.

    Verizon urged the U.S. Supreme Court on Monday to allow it to contest an already-paid $47 million data privacy fine in the Second Circuit after the justices upheld the Federal Communications Commission's penalty powers but found them subject to court review.

  • June 29, 2026

    Circle Faces $232M Suit From N. Korea Victim's Family

    The family of a missionary who was kidnapped and murdered by North Korean agents is seeking to collect over $232 million from blockchain company Circle after the stablecoin issuer allegedly failed to freeze funds linked to North Korean hackers amid the April Fools' Day exploit of crypto project Drift Protocol.

  • June 29, 2026

    Judge Rebukes Feds For Demanding Pennsylvania Voter Info

    A Pennsylvania federal judge rebuked the U.S. Department of Justice for demanding the state's voter rolls, ruling Saturday that the federal government lacked legal authority to seek records that include voters' private information.

  • June 29, 2026

    Judge Limits Vegas Trip For BigLaw Insider Trading Defendant

    A Massachusetts federal magistrate judge said Monday a defendant described by prosecutors as a "lynchpin" in the BigLaw insider trading case must limit a planned visit to Las Vegas next month to just two nights, saying she also has "concerns about the validity" of a financial statement he provided to obtain a federal defender.

  • June 29, 2026

    Former FirstEnergy CEO Escapes SEC Fraud Suit

    The U.S. Securities and Exchange Commission's lawsuit against the former CEO of FirstEnergy Corp. has been thrown out by an Ohio federal judge who said the agency's securities fraud claims attempt to "enforce a disclosure regime where none presently exists."

Expert Analysis

  • How Hantavirus May Expand Cruise Ship Liability Concerns

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    In an incident like the recent hantavirus outbreak aboard a cruise ship, application of maritime negligence principles may expand beyond environmental exposure considerations to encompass how operators identify, respond to and manage emerging infectious disease risks in real time, says Eric Shane at Leesfield & Partners.

  • SEC Disgorged Fund Distribution Is Next Query After Sripetch

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    Following the Supreme Court's Sripetch v. U.S. Securities and Exchange Commission decision, investor harm isn't required for the SEC to obtain a disgorgement award, but future cases must resolve whether the commission will be freed from a requirement to distribute disgorged funds to the victims of alleged misconduct, says Daniel Walfish at Katsky Korins.

  • Direct Fed Payment Access Finally In Sight For Fintechs

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    A recent executive order and a Federal Reserve proposal could finally allow direct payment system access for fintechs and other nonbanks, potentially reducing reliance on sponsor banks and reshaping competition, as well as prompting organizations to reassess partnership strategies as litigation and rulemaking unfold, say attorneys at Freshfields.

  • How FCA, FCPA Risks Are Shifting As Feds Pull Back

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    As the federal government continues its retreat from white collar enforcement, companies should expect False Claims Act risk to grow through private whistleblower suits and Foreign Corrupt Practices Act scrutiny to shift toward foreign prosecutors, requiring more adaptability as accountability becomes less centralized, says Temidayo Aganga-Williams at Selendy Gay.

  • If Upheld, Wash. Millionaire Tax Could Upend State Law

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    The Washington Supreme Court could open the door to broader income, rental and corporate taxes if it defies precedent and the historically established desires of voters by redefining the state constitution's concepts of “income” and “property” to uphold a new tax on wages over $1 million, says Richard Birmingham at Davis Wright.

  • 3 New Pay Transparency State Laws Raise Compliance Risks

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    Wage transparency measures taking effect in Delaware, Maine and New Jersey add a layer of complexity to the hiring landscape and highlight the need for employers to develop thorough compliance strategies while navigating the laws' ambiguities, say attorneys at Foley & Lardner.

  • New State AI Laws Create Dual Misrepresentation Risk

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    As artificial intelligence transparency laws are enacted across the country and the volume and specificity of compliance records increase, companies will be required to speak more often, more precisely and to more audiences about the same systems, compounding the risk of litigation, say attorneys at Cooley.

  • Series

    Cow Horse Makes Me A Better Lawyer

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    Moving an unwilling 800-pound cow while riding a horse at high speed is exhilarating, a little unhinged and, at least for me, a surprisingly effective training ground for litigation — both demand focus, preparation over rigid planning and the willingness to act despite fear, says Ashley Zitrin at Glenn Agre.

  • Fla. Driver Ruling Shows Renewed Focus On Privacy Standing

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    A Florida federal court's recent dismissal of a class action alleging that private driving records had been improperly used in violation of the Driver's Privacy Protection Act suggests that companies defending against privacy class actions in Florida may reconsider Article III challenges at the dismissal stage, say attorneys at Sidley.

  • Unpacking The Take It Down Act's Compliance Ambiguities

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    The Federal Trade Commission’s recent guidance concerning the Take It Down Act suggests that covered platforms should build removal systems immediately and prioritize compliance, but until courts or regulators provide additional clarity, companies will be navigating a statutory framework that is urgent and uncertain, says Laura-Kate Bernstein at ZwillGen.

  • NY's UCC Updates Spell Change In Digital Asset Lending

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    Given the state’s role as a preferred jurisdiction for financing transactions, New York’s recent enactment of Uniform Commercial Code amendments, which establish control as a central concept for determining who has rights to a digital asset, will encourage nationwide growth toward a more technology-neutral approach to secured transactions, say attorneys at Manatt.

  • What Prop 65 Listings For Welding Fumes, Drugs Mean For Cos.

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    With California poised to add welding chemicals and three medications to its list of known carcinogens under Proposition 65, businesses must assess risks from nontraditional pharmaceutical dispensing, occupational and environmental exposures to welding operations, and downstream exposures from the manufacture of both types of substances, says Gregory Berlin at Alston & Bird.

  • West Coast Health Cos. Must Brace For Federal Enforcement

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    In light of the U.S. Department of Justice's newly established West Coast strike force targeting healthcare fraud across Northern California, Arizona and Nevada, health organizations will need to prioritize knowledge, vigilance and operational discipline to reduce exposure from potentially parallel criminal and civil investigations, says Michael Beckwith at Dickinson Wright.

  • How Trump's Nuclear EO Has Transformed The NRC

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    In the year since President Donald Trump issued Executive Order No. 14300, directing sweeping reforms of the U.S. Nuclear Regulatory Commission, the agency has revised key oversight programs and proposed major rulemakings and new licensing frameworks — but the NRC must continue to center transparency and trust as key values, says Brooke Clark at Morgan Lewis.

  • Opinion

    Agentic AI And Securities Law: Steps Congress Should Take

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    Agentic artificial intelligence technology doesn't fit comfortably into the existing securities regulatory landscape, so Congress should avoid repeating the mistakes that led to the legal uncertainty crypto companies and investors have faced over the past decade-plus by providing a legislative framework before AI fully matures, says Joseph A. Hall at Davis Polk.

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