Compliance

  • January 29, 2025

    SEC Says PE Firm Defrauded Investors In $1B Fund

    The U.S. Securities and Exchange Commission sued a private equity firm in Florida federal court Wednesday, alleging that it defrauded investors in a $1 billion fund by, among other things, falsely promising to segregate their assets and by transferring tens of millions of dollars into bank accounts held by the fund's leading executives.

  • January 29, 2025

    Apple Will Appeal Denial Of Bid To Defend Google Search Deal

    Apple said Wednesday that it will appeal an order refusing to let it intervene in the government's search monopolization case against Google to defend a multibillion-dollar revenue-sharing deal that makes Google the default search engine for the Safari browser.

  • January 29, 2025

    SEC Wins $11.3M In Texas Oil Investment Fraud Case

    A Texas federal judge ruled in favor of the U.S. Securities Exchange Commission in an 11-year-old case accusing brokers of soliciting more than 340 "partners" to invest in drilling projects that were actually unregistered investment vehicles, granting the request for over $11 million in disgorgement, interest and a civil penalty from one of the brokers and his companies.

  • January 29, 2025

    Calif. Privacy Agency Keeps Up Pressure On Data Brokers

    The California Privacy Protection Agency continued to build on its scrutiny of data brokers Wednesday, announcing a settlement with a Connecticut-based company that allegedly failed to comply with the registration requirements of a groundbreaking state data deletion law. 

  • January 29, 2025

    Roomba Maker Escapes Suit Over Scuttled Amazon Merger

    A Massachusetts federal judge has permanently thrown out a shareholder class action accusing iRobot Corp. of misleading investors about expected regulatory opposition that ultimately led to the abandonment of a proposed $1.7 billion merger with Amazon, saying "the pleading process ought not be used as a trial balloon, with repeated bites at the apple."

  • January 29, 2025

    Ga. Judge Won't Free Wildlife Rehab From Animal Care Suit

    A Georgia federal judge on Tuesday refused to free Noah's Ark Animal Rehabilitation Center and Sanctuary or the chair of its board of directors from an Ohio-based nonprofit's suit alleging the center failed to properly care for its wildlife.

  • January 29, 2025

    Allstate Says Houston Referral Site Ran Kickback Scheme

    Allstate Insurance told a Texas federal court that a group of clinics ran a kickback scheme with a medical referral website, saying in a Wednesday complaint the website funneled car crash victims to clinics that overcharged in exchange for payouts.

  • January 29, 2025

    5th Circ. Rejects Outside Bid To Defend CFPB Small-Biz Rule

    The Fifth Circuit on Wednesday stood by its decision to refuse two advocacy groups' request to help defend the Consumer Financial Protection Bureau's small business lending data rule, a day after the bureau and the suing banking trade groups pushed back and said they are fine to litigate themselves, without intervention.

  • January 29, 2025

    Gov't Contractors Want More Clarity On Trump Orders

    Vague requirements in Trump administration orders affecting federal spending and differing implementations in related agency directives have left federal contractors confused and seeking more clarity from the government, a contractor industry group said Wednesday.

  • January 29, 2025

    German National Again Ordered To Pay $4.6M In Fraud

    A Massachusetts federal judge on Wednesday ordered a German national to hand over $4.6 million in profits and interest from a multinational pump-and-dump scheme, money that the government says was parked overseas by his son.

  • January 29, 2025

    GOP Sen. Wants 'New' FCC To Review Soros-Audacy Deal

    Now that the Federal Communications Commission is under Republican leadership, one Republican senator wants the new chair to review the agency's decision to approve Soros Fund Management's acquisition of an ownership interest in radio station owner Audacy.

  • January 29, 2025

    AFGE, AFSCME Fight Trump's Federal Workers Order

    Two unions representing thousands of federal government employees sued the Trump administration Wednesday, seeking to halt enforcement of a portion of the president's executive order rolling back a Biden-era regulation covering protections for career civil service workers.

  • January 29, 2025

    Lab Co-Owner Gets 9 Years For $369M COVID Testing Scheme

    The co-owner of a California medical laboratory was sentenced to nine years in prison after being accused of conspiring to defraud Medicare and private insurers out of $369 million by submitting claims for medically unnecessary tests during the COVID-19 pandemic emergency.

  • January 29, 2025

    New DOT Chief Orders Fuel Economy Standards Redo

    U.S. Secretary of Transportation Sean Duffy has ordered the National Highway Traffic Safety Administration to retool its "extraordinarily stringent" vehicle fuel economy standards, immediately diving into President Donald Trump's rollback of Biden-era policies aimed at bolstering electric vehicles.

  • January 29, 2025

    5th Circ. Says DOT Must Redo Airline Fees Disclosure Rule

    The Fifth Circuit has ordered the U.S. Department of Transportation to reassess its rule requiring airlines to more clearly disclose add-on fees upfront, saying the Biden administration failed to properly consider public comments on how costly it would be for airlines to comply with the 2024 mandate.

  • January 29, 2025

    Senate Confirms Former Rep. Lee Zeldin To Lead EPA

    The U.S. Senate on Wednesday confirmed former New York congressman Lee Zeldin to lead the U.S. Environmental Protection Agency.

  • January 29, 2025

    Small Biz Org Can't Jump Into 5th Circ. Noncompete Ban Case

    A Fifth Circuit judge has summarily refused to permit an entrepreneurs group to intervene in support of the Federal Trade Commission's currently blocked noncompete ban, an intervention sought in case the commission opts to abandon its defense.

  • January 29, 2025

    Nonprofits Back NC Officials In Animal Waste Permit Suit

    After multiple lower state courts went back and forth on whether certain provisions laid out in a trio of farm animal waste system permits should have been adopted as official state rules, multiple advocacy groups urged the Tar Heel State justices to let them side with the government as they review the issue.

  • January 29, 2025

    4 Questions About Trump's Federal Worker Resignation Policy

    President Donald Trump’s offer of letting federal workers resign with several months of paid administrative leave raises questions about its legality and whether workers will actually get paid, attorneys said. Here, Law360 explores four questions that stem from the policy.

  • January 29, 2025

    Texas-Led States Can Sue Google, Ad Tech Judge Says

    A Texas federal judge refused to toss a state enforcer coalition's lawsuit accusing Google of monopolizing the display advertising placement technology market, rejecting Google assertions that the states lack standing to sue on behalf of their citizens in a case where trial now appears likely to be delayed.

  • January 29, 2025

    Amazon Says Docs FTC Wants For Prime Case Are Privileged

    Amazon fired back in a discovery dispute in the Federal Trade Commission's case accusing the e-commerce giant of Prime subscription deception, saying the regulator is not entitled to documents tied to a company meeting because the records reflect legal advice and work product.

  • January 29, 2025

    3rd Circ. Says DOE Pool Pump Rule Detractor Failed To Object

    A Third Circuit panel unanimously denied on Wednesday a swimming pool pump manufacturer's challenge of the U.S. Department of Energy's conservation standards for pump motors, ruling that the company had waived its argument.

  • January 29, 2025

    CFPB Cheers On State Bids To Restrict Medical Debt Reporting

    The Consumer Financial Protection Bureau has signaled support for bills that lawmakers in Massachusetts and several other states are considering to restrict medical debt reporting, efforts that could build on the agency's own new medical debt rule.  

  • January 29, 2025

    9th Circ. Halts Calif. Social Media Addiction Law For Appeal

    The Ninth Circuit stayed a slew of California limitations on social media platforms aimed at curbing addiction among young people, temporarily siding with a tech industry lobbying group arguing that the state law runs afoul of First Amendment speech protections.

  • January 29, 2025

    Trump's Commerce Nominee Backs Maximalist Tariff Approach

    President Donald Trump's nominee to lead the U.S. Department of Commerce voiced support for an expansive use of tariffs Wednesday, repeatedly telling lawmakers that new levies should be imposed to correct the "disrespect" U.S. businesses face in overseas markets.

Expert Analysis

  • The Prospects Of Pa. Gaining Its Own Antitrust Law After 2024

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    In the only state that does not have its own antitrust law, Pennsylvania's business community's strong opposition to the Pennsylvania Open Markets Act signals a rough road lies ahead for passage of the bill after Republicans retained a narrow majority in the state Senate, say attorneys at BakerHostetler.

  • Expect Continuity In 2025 Anti-Money Laundering Policy

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    The past year has seen a range of anti-money laundering actions from federal financial regulators, and notwithstanding the imminent change from the Biden administration to the Trump administration, continuity may be more prevalent than change in the AML compliance space in 2025, say attorneys at White & Case.

  • 5 Notable Anti-Money Laundering Actions From 2024

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    Regulators' renewed interest in anti-money laundering programs in 2024 led to numerous enforcement actions and individual prosecutions in industries like banking, cryptocurrency and gaming, including the blockbuster TD Bank settlement and investigations of casinos in Nevada, says Michael Beckwith at Dickinson Wright.

  • Alpine Ruling Previews Challenges To FINRA Authority

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    While the D.C. Circuit's holding that the Financial Industry Regulatory Authority can't expel member firm Alpine prior to U.S. Securities and Exchange Commission review was relatively narrow, it foreshadows possibly broader constitutional challenges to FINRA's enforcement and other nongovernmental disciplinary programs, say attorneys at Stradley Ronon.

  • Wage Whiplash: Surviving A Compliance Roller Coaster

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    As the transition to the Trump administration causes mounting uncertainty about federal wage and hour policies, employers can transform compliance challenges into opportunities for resilience and growth by taking key steps to comply with stricter state and local requirements, says Lee Jacobs at Barclay Damon.

  • Series

    Group Running Makes Me A Better Lawyer

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    The combination of physical fitness and community connection derived from running with a group of business leaders has, among other things, helped me to stay grounded, improve my communication skills, and develop a deeper empathy for clients and colleagues, says Jessica Shpall Rosen at Greenwald Doherty.

  • Strategies For Home Equity Investment Providers In 2025

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    The home equity investment product market is thriving even amid consumer concerns, regulatory scrutiny and conflicting court decisions, setting the stage for a promising but challenging environment for providers in 2025, say attorneys at Sheppard Mullin.

  • Marketing Messages Matter In State AG Consumer Protection

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    Attorneys general interpret marketing claims far more broadly than many companies may realize, so to mitigate potential risk, businesses should be vigilant about all consumer messaging, including communications that may not traditionally be considered advertising in the colloquial sense, say attorneys at Cozen O'Connor.

  • How White Collar Defense Attys Can Use Summary Witnesses

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    Few criminal defense attorneys have successfully utilized summary witnesses in the past, but several recent success stories show that it can be a worthwhile trial tactic to help juries understand the complex decision-making at issue, says Jonathan Porter at Husch Blackwell.

  • Cos. Must Brace For New PFAS Regulations And Litigation

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    The U.S. Environmental Protection Agency recently proposed adding over 100 per- and polyfluoroalkyl substances to the Toxic Release Inventory — and with increasing scrutiny of PFAS from the states and the plaintiffs bar as well, companies should take steps to reduce risks in this area, say attorneys at Dechert.

  • Tips For Employers Facing Looming Immigration Changes

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    As Trump's second term heralds a challenging period for immigration policy, employers should look to lessons from his first administration as they implement strategies for their global talent programs and communications protocols, says Eileen Lohmann at BAL.

  • Opinion

    6 Changes I Would Make If I Ran A Law School

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    Reuben Guttman at Guttman Buschner identifies several key issues plaguing law schools and discusses potential solutions, such as opting out of the rankings game and mandating courses in basic writing skills.

  • How Landlords Can Navigate Cannabis-Related Leases

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    As the cannabis industry continues to rapidly grow, landlords should consider a variety of lease terms and operational details that may help mitigate uncertainty involving federal laws, zoning restrictions and tax implications, says Kyla Baker at Holland & Knight.

  • Using Data To Inform Corporate Disclosure Decisions

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    With today’s market volatility and regulatory factors requiring public companies to confront competing transparency and protection demands, incorporating stock price reaction analysis of company-specific news into the controller's role could be beneficial for disclosure determinations, say Liz Dunshee at Fredrikson & Byron and Nessim Mezrahi at SAR.

  • How White Collar Attys Can Use Mythic Archetypes At Trial

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    A careful reading of a classic screenwriting guide shows that fairy tales and white collar trials actually have a lot in common, and defense attorneys would do well to tell a hero’s journey at trial, relying on universal character archetypes to connect with the jury, says Jack Sharman at Lightfoot Franklin.

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