Compliance

  • October 26, 2026

    LA Producer Sues Tony Robbins, Fox Over 'Man's Search' Film

    A Los Angeles producer has sued Tony Robbins, Fox Corp., her former business partner and multiple other entities in California federal court, alleging they engaged in "disloyalty, concealment and self-dealing" and iced her out of adapting Holocaust survivor Viktor Frankl's best-selling memoir "Man's Search for Meaning" into a feature-length film.

  • October 26, 2026

    Conn. Town Appeals Loss In $11M Quarry Deal Coverage Case

    A Connecticut town will challenge a federal judge's ruling that several insurers are free of any coverage obligations for an $11 million settlement over the politically motivated shutdown of a local quarry, court records show.

  • October 26, 2026

    South Carolina AG Backs FCC's Prison Phone Jamming Plan

    South Carolina's attorney general wrote to the chief of the Federal Communications Commission to support a proposal that would allow prisons to jam the signals of contraband cellphones.

  • October 26, 2026

    NBCUniversal Sued Over Alleged Leak Of Employee Data

    An NBCUniversal employee filed a proposed class action in New York federal court over the company's alleged "incompetent" security measures that led to a cybercriminal organization hacking sensitive personal records of around 35,000 workers.

  • October 26, 2026

    In 2/3 Generics Cases, Mylan Execs Allowed To Revoke 5th

    A Connecticut federal judge carved a different path Friday for two later generic-drug price-fixing cases from state attorneys general, allowing Mylan executives to revoke their previous invocation of the Fifth Amendment unimpeded, after previously allowing the enforcers to challenge that revocation in the first case set for trial.

  • October 26, 2026

    Chinese Man Extradited To Calif. In $37M Crypto Scam Case

    A Chinese national who allegedly played a key role in laundering nearly $37 million for an international cryptocurrency scam network has been extradited from the Netherlands and arraigned in California, according to the U.S. Department of Justice.

  • October 26, 2026

    Whistleblower 'Gold Rush' Might Strain DOJ, Experts Warn

    A new federal program offering cash for tips that result in criminal fraud charges is poised to set off a whistleblower "gold rush" that could uncover more fraudsters, but might also invite a high number of low-quality claims that burden businesses and strain limited U.S. Department of Justice resources, experts say.

  • October 26, 2026

    DC Circ. Doubts SEC Delay Harmed Lek Securities

    A D.C. Circuit panel appeared unmoved Monday by a defunct brokerage firm's plea that the U.S. Securities and Exchange Commission took too long in reviewing 2013 New York Stock Exchange sanctions over supervisory violations, suggesting the decade-old written record might have been adequate to uphold the NYSE's findings.

  • October 26, 2026

    Charter Says AT&T's Fiber False Advertising Suit Is Baseless

    Charter Communications Inc. asked a Texas federal court to toss claims brought by AT&T Teleholdings Inc. accusing Charter of falsely touting its Spectrum-brand residential internet service as being entirely fiber, saying its advertisements of "fiber-powered" internet are not misleading.

  • October 26, 2026

    First Liberty Founder Gets 15 Years For Ponzi Scheme

    A Georgia federal judge sentenced First Liberty Building & Loan LLC founder Brant Frost IV to 15 years in prison Monday, about six months after prosecutors charged him with running a Ponzi scheme that bilked investors out of $140 million.

  • October 26, 2026

    Treasury Seeks To Expand Curbs On AI And Biotech Deals

    The U.S. Treasury Department is looking to expand its security program for foreign-based investments to cover new technologies and countries of concern, proposing rules that would prohibit certain investments in artificial intelligence and biotechnologies while also creating new exceptions for the program.

  • October 26, 2026

    IRS Asks Tax Court To Rethink Allowing Late Easement Case

    The U.S. Tax Court wrongly excused the lateness of a conservation easement partnership case based on a misinterpretation of a deadline provision in a statute governing judicial review of partnerships, the IRS argued in a bid to revisit a September opinion.

  • October 26, 2026

    FDIC Taps 5 Attys As Counsel To Chairman, Deputy GCs

    The Federal Deposit Insurance Corp. announced Monday that it has appointed five attorneys to senior leadership positions, including a former U.S. Securities and Exchange Commission attorney and a JPMorgan Chase & Co. assistant general counsel.

  • October 26, 2026

    Hewlett Packard Hits Exec With AI Trade Secret Suit

    Hewlett Packard Enterprise says in a Colorado federal court suit that an executive it has placed on administrative leave is improperly in possession of trade secrets covering an artificial intelligence tool he oversaw the development of.

  • October 26, 2026

    Ex-SDNY National Security Co-Chief Joins Bracewell

    Bracewell LLP announced Monday that a former assistant U.S. attorney in the Southern District of New York who supervised and tried landmark cases involving terrorist attacks around the world has joined its government enforcement and investigations practice group.

  • October 26, 2026

    Judge Keeps Mont. Tribal River Water Rights Challenge Alive

    A federal district judge says the Department of the Interior and the Blackfeet Tribe cannot dodge a challenge to a Milk River water-rights settlement, but is allowing the Montana Indigenous nation to formally join the case, saying a modification to the agreement would affect its already-guaranteed interests.

  • October 26, 2026

    NBA Strikes Prediction Market Deals With CFTC, Platforms

    The NBA announced partnerships with Kalshi and Polymarket on Monday alongside an agreement with the U.S. Commodity Futures Trading Commission to shield the integrity of its games as its ties to prediction market platforms deepen amid fierce legal battles.

  • October 26, 2026

    Former Willkie Partner, Wife Owe $14.5M Tax Debt, Gov't Says

    A former Willkie Farr & Gallagher LLP partner and his wife owe the U.S. more than $14.5 million in unpaid taxes, penalties and interest, according to a complaint filed in Manhattan federal court that seeks to enforce federal tax liens against their New York home to settle the debt.

  • October 26, 2026

    Catching Up With Delaware's Chancery Court

    The Delaware Chancery Court last week approved a $250 million settlement of litigation over Microsoft Corp.'s acquisition of Activision Blizzard Inc., while Albertsons Cos. Inc. accused Kroger Co. of rejecting changes that could have saved their $24.6 billion merger, and the Delaware Supreme Court ordered Verisk Analytics Inc. to keep pursuing a $2.35 billion acquisition.

  • October 26, 2026

    Burns & Levinson Malpractice Claims Revived On Appeal

    Massachusetts' intermediate-level appeals court Monday reinstated legal malpractice claims brought by a youth soccer league against defunct Boston law firm Burns & Levinson LLP alleging a firm partner failed to provide a heads-up about a federal visa fraud investigation.

  • October 26, 2026

    8th Circ. Says Fed Must Rewrite Debit Swipe-Fee Cap

    The Eighth Circuit on Monday struck down the Federal Reserve's regulatory cap on the swipe fees that larger banks may collect on debit card transactions, handing a major victory to merchants that have long argued this cap was set too high.

  • October 23, 2026

    9th Circ. Blocks Trump's Calif. National Guard Deployment

    A split Ninth Circuit panel on Friday upheld a lower court's preliminary injunction blocking President Donald Trump's deployment of the California National Guard in Los Angeles last year, finding that the president didn't have the authority to order the deployment, which violated the constitutional separation of powers.

  • October 23, 2026

    Feds Urged To Nix Bank Examiner Limits Over AI Cyber Risks

    The Senate Banking Committee's top Democrat called Friday for federal banking regulators to scrap recent policies that raise the bar for issuing and escalating supervisory criticism at banks, warning they could obstruct oversight needed to stay ahead of rising artifical intelligence-enabled risks.

  • October 23, 2026

    NY Gaming Commission Says Kalshi Is Defying Subpoenas

    Kalshi Inc. is unlawfully refusing to comply with subpoenas the New York State Gaming Commission needs to investigate the prediction market platform's potential violations of state gambling laws, the commission alleges, asking a state court in Manhattan to force the company to comply with the subpoena requests.

  • October 23, 2026

    Real Estate Recap: Data Centers Bans, Multifamily Woes

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including a look at states with data center bans on the ballot and one practice group leader's perspective on multifamily concerns ahead.

Expert Analysis

  • AG Watch: Minnesota Takes Action To Secure Child Safety

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    Minnesota Attorney General Keith Ellison has built one of the most aggressive and structurally coherent child protection enforcement programs in the country, targeting consumer-facing sectors that his office has concluded prey on minors, such as tobacco and nicotine, social media platforms, and artificial intelligence, say attorneys at Crowell & Moring.

  • Southern Glazer's Deal Tests FTC's Robinson-Patman Push

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    A California federal court's recent decision in Federal Trade Commission v. Southern Glazer's secures a rare Robinson-Patman Act pricing limitations agreement, but conditions attached to the decision indicate that practitioners may only see a handful of new private RPA cases a year, says Steven Cernak at Bona Law.

  • Opinion

    The SEC Crypto Proposal Rests On A Term No One Can Define

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    The U.S. Securities and Exchange Commission's recently proposed Regulation Crypto Assets is its most ambitious attempt to set rules for the crypto industry, but its repeated use of the phrase "essential managerial efforts" means it perpetuates the uncertainty the regime is meant to cure, says Joseph A. Hall at Davis Polk.

  • Navigating Dueling Regulations For Bank Investment Advisers

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    Recent U.S. Securities and Exchange Commission examination findings show that investment advisory activities remain an active area of regulatory focus, and reinforce the need for banks to assess intersecting compliance obligations, say attorneys at Fredrikson.

  • Series

    Being In The Peace Corps Made Me A Better Lawyer

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    When I served in the Peace Corps, the people of the West African village where I was stationed helped me acclimate to my new surroundings and enabled me to develop problem-solving, teamwork and empathy skills that have bolstered my legal practice far beyond the ability to offer technical advice, says Brian Bewley at McGuireWoods.

  • Opening Up Fraud Talks With Customers After SAR Guidance

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    Federal financial regulators’ recent statement that the Bank Secrecy Act permits financial institutions to discuss potential fraud with customers, provided they don’t reveal the existence of any suspicious activity reports, means banks that have been tighter-lipped than regulations require can consider passing additional useful information on to customers, say attorneys at MoFo.

  • Measuring Shareholder Harm In Death Spiral Convertibles

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    As convertible structures have recently regained prominence, it's important to revisit the so-called floating-price death spiral convertible and how to quantify the losses for shareholders when disputes arise, says Pavithra Kumar at Conexig.

  • EPA Rollback Puts Power Plant GHG Rules In Flux

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    The U.S. Environmental Protection Agency's recent actions on power plant greenhouse gas emissions create immediate implications for power plant operators and long-term regulatory uncertainty, while raising questions about the relationship between federal and state approaches to climate-related litigation, say attorneys at Van Ness Feldman.

  • Unpacking FDIC's Modernized Bank Merger Review Rules

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    The Federal Deposit Insurance Corp.'s proposed revisions to its Bank Merger Act review process are a shift from its more skeptical prior posture toward a more structured and transaction-facilitative approach, though some broader uncertainty remains concerning antitrust alignment with the U.S. Department of Justice, say attorneys at Simpson Thacher.

  • FTC's BOTS Act Blitz Raises Stakes For Ticket Resellers

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    Recent lawsuits and enforcement actions brought by the Federal Trade Commission under the Better Online Ticket Sales Act signal sustained ticket industry enforcement, but industry actors can reduce risk by screening practices and partnerships related to ticket purchasing, and evaluating the scale of their ticket operations, say attorneys at Holland & Knight.

  • Immunity May Not Protect Gov't-Backed Cyber Operators

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    Companies considering participation in a National Coordination Center program that authorizes private actors to conduct offensive cyber operations on the government’s behalf should understand the limits of sovereign immunity and the operational and legal risks lurking in the details and undefined parameters of the program, say attorneys at Steptoe.

  • How To Use Root Cause Analysis In Misconduct Probes

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    The public fallout facing Cornell University over its handling of a student's rape allegations shows the importance of conducting root cause analysis in sexual misconduct investigations to identify institutional conditions that require correction and provide an evidentiary foundation for corrective actions, says Jonny Frank.

  • A Nuanced Reading Of DOL's Mental Health Parity Guidance

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    Though a recent U.S. Department of Labor bulletin may suggest that agency enforcement pressure on group health plans with respect to mental health parity is easing, the takeaways are more complex, and plan sponsors should not relax compliance efforts, say attorneys at Proskauer.

  • Tariffs Could Be Behind Surge In FTZ Production Filings

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    As tariffs reshape production sourcing decisions, manufacturers are seeking foreign trade zone production authority at more than twice last year's pace, making it important to consider the potential duty and export benefits, along with review delays and restrictions that can curb savings, say attorneys at Sidley.

  • White House AI Accord Could Reshape Reasonable Care

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    President Donald Trump's recent joint commitment on frontier responsibilities — signed by leaders of Google, Anthropic, Meta and more — may pose legal risks for nonsignatories, as businesses using artificial intelligence may find the accord's safeguards cited against them as evidence of what reasonable care requires, says Peter Schildkraut at Arnold & Porter.

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