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Nuveen Agrees To $3M FINRA Fine Over Illiquid Bonds

By Pete Brush ( May 23, 2011, 2:17 PM EDT) -- The broker-dealer unit of Nuveen Investments Inc. said Monday that it would pay a $3 million fine for creating misleading marketing materials used in sales of auction rate preferred securities, the market for which collapsed more than three years ago. . . .

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