Corporate Crime & Compliance UK

  • March 11, 2026

    Ex-Fund CEO Says Odey Fired Him To Halt Misconduct Probe

    A former chief executive of Crispin Odey's hedge fund told a London tribunal on Wednesday that the financier had fired him to stop a second internal probe into sexual misconduct allegations.

  • March 11, 2026

    Regional Firm PM Law Faces Fraud Probe After Collapse

    PM Law has entered into voluntary liquidation with a shortfall in assets approaching £3.6 million ($4.8 million) amid a police investigation into potential fraud at the Yorkshire firm, documents published by Companies House show.

  • March 11, 2026

    Revolut Says BoE Has Lifted Banking License Restrictions

    Revolut said Wednesday that the Bank of England has lifted restrictions on its banking license, approving its launch as a fully licensed lender in the U.K.

  • March 11, 2026

    Pensions Sector Told To Protect Against Impersonation Fraud

    Britain's retirement savings watchdog said Wednesday that the pensions industry must take immediate action to protect savers amid a reported rise in impersonation fraud.

  • March 11, 2026

    £180M Bitcoin Theft Case Cut Down Over Property Rights

    A man who claims that his estranged wife stole up to £180 million ($241 million) of his bitcoin has had his civil case against her trimmed after a court ruled that property rights that traditionally apply only to physical objects cannot be used for cryptocurrencies.

  • March 11, 2026

    OFSI Details Sanctions Enforcement Strategy In New Guide

    Britain's sanctions watchdog has set out new enforcement guidance on its plans to crack down on circumvention and non-compliance in a bid to help the private sector navigate the financial restrictions and understand the repercussions for failure. 

  • March 11, 2026

    Illegal Sale-And-Rent-Back Scheme Boss Sentenced To Prison

    A man has been sentenced to two and a half years in prison for running an unauthorized property deal scheme that targeted struggling homeowners with offers to buy their homes and rent them back, the U.K.'s financial regulator said Wednesday.

  • March 11, 2026

    Barrister's Libel Claim Against Neidle Dismissed As SLAPP

    A judge has struck out a barrister's £8 million ($11 million) libel claim against Dan Neidle, ruling on Wednesday that the case had no chance of succeeding and amounted to a strategic legal claim designed to silence the legal blogger. 

  • March 11, 2026

    Police Scotland Fined £66K Over 'Serious' Data Breach

    The data regulator said Wednesday that it has fined Scotland's police force £66,000 ($88,400) after it disclosed an individual's mobile phone data to a third party after they reported a crime.

  • March 11, 2026

    Stalker Solicitor Sentenced To Two-Year Community Order

    A magistrates' court has hit a solicitor convicted of stalking with a two-year community order, and has required him to complete 300 hours of unpaid work and 20 days of rehabilitation after he harassed a court blogger.

  • March 11, 2026

    Direct Line Unit Fined £10.6M For Solvency Miscalculation

    The Prudential Regulation Authority said on Wednesday that it has fined UK Insurance Ltd. £10.63 million ($14.27 million) for miscalculations that led the insurer to overstate its solvency position to the watchdog and the market.

  • March 10, 2026

    Courts Bill Progresses To Showdown Over Jury Trials

    Lawmakers voted Tuesday to go ahead with the government's courts bill amid warnings from rebellious MPs that controversial parts of the legislation that would curtail jury trials were "unworkable, unpopular, unjust and unnecessary."

  • March 10, 2026

    Mining Billionaire's Shell Co. Fined €25.8M For Congo Bribery

    A shell company of sanctioned Israeli billionaire Dan Gertler has paid €25.8 million ($30 million) to settle a long-running investigation into bribery of an official in the Democratic Republic of Congo, Dutch prosecutors said Tuesday.

  • March 10, 2026

    Odey 'Violated' Ethics Over Sex Misconduct Probe, FCA Says

    Crispin Odey "repeatedly violated" ethical rules for those working in financial services by frustrating an internal investigation into his sexual misconduct, the Financial Conduct Authority told the first day of an appeal hearing on Tuesday.

  • March 10, 2026

    FRC Investigates Vistry Accountants Over Financial Forecasts

    The U.K.'s accounting watchdog on Tuesday launched a probe into two former employees of Vistry in the wake of a £165 million ($222 million) miscalculation two years ago that cut into the homebuilder's profits.

  • March 10, 2026

    Lawyers March On Parliament To Fight For Jury Trials

    Lawyers marched to Parliament on Tuesday to urge the prime minister to shelve plans to restrict jury trials in England and Wales, warning that it would undermine a fundamental safeguard of the justice system while doing little to reduce delays in courtrooms.

  • March 10, 2026

    UK Insurers' Body Backs 'United' Gov't Anti-Fraud Strategy

    The Association of British Insurers said on Tuesday that it backed the "united approach" at the heart of the government's latest fraud strategy, which is designed to prevent the most common crime in the U.K.

  • March 09, 2026

    Investor Goes Back For Thirds In VietJet Lease Dispute

    A subsidiary of an international private investment company said at a London court Monday that a Vietnamese budget airline should pay it further damages resulting from failing to return leased planes on time, resulting in lost rental income.

  • March 09, 2026

    Sony's £5B Market Abuse Trial Will Test Limit Of CPO Regime

    A £5 billion ($6.7 billion) collective action against Sony opens on Tuesday in a trial that lawyers say will provide a crucial indication of how the Competition Appeal Tribunal will analyze claims of market abuse against Big Tech companies.

  • March 09, 2026

    Odey Trial To Test FCA's Personal Conduct Clampdown

    Former hedge fund boss Crispin Odey will attempt to overturn his financial services ban on Tuesday, in a legal challenge that experts say will test the Financial Conduct Authority's ability to sanction executives for allegedly private conduct.

  • March 09, 2026

    FCA Proposes Crypto-Asset Rule Change To Avoid Overlap

    The Financial Conduct Authority has proposed amendments to client rules to avoid obligations on crypto-asset activities that could overlap with requirements under the new digital regulatory regime.

  • March 09, 2026

    Home Office Sets Out Anti-Fraud Rule Changes For Crypto

    The Home Office set out on Monday a plan to combat cryptocurrency and investment scams and money laundering by international financial crime groups, and said it will make regulatory changes.

  • March 09, 2026

    Police Unfairly Fired Worker With ADHD For Sexual Innuendos

    A tribunal has held that the Metropolitan Police in London unfairly fired an employee for making jokes with sexual innuendos, ruling that the police gave "little weight" to his ADHD before deciding to sack him.

  • March 08, 2026

    Gov't Launches New Fraud Squad To Fight Online Scams

    A new fraud squad designed to crack down on online fraud and overseas scam compounds will begin operations in April, drawing together expertise from law enforcement, the government, banks and big tech, the Home Office said on Sunday.

  • March 06, 2026

    Developer Accuses Banker Of Cruise Ship Port Takeover Plot

    A Belizean businessman has accused a banker of orchestrating a conspiracy to take control of a project to construct a cruise ship port by demanding the repayment of loans and sending the building project into receivership.

Expert Analysis

  • A Softer Tack For Online Ads Marks Next Step In Data Reform

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    While the initiative of the U.K. Information Commissioner's Office to relax enforcement of advertising cookie consent represents a welcome attempt to balance privacy protection and commercial realities, several questions remain that will limit companies' ability to benefit from the U.K. proposals, say lawyers at Skadden.

  • CMA App Store Mandates Fall Short Of Regulatory Ambitions

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    The Competition and Markets Authority's recent proposals to loosen Google and Apple’s mobile platform duopoly are a far cry from the assertive and wide-reaching interventions that advocates of the Digital Markets Unit had hoped to see from the new competition regulator, says Ronan Scanlan at Steptoe.

  • Catching Up On Simplified EU Sustainability Disclosure Rules

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    A recent proposal to streamline implementation of the EU’s Taxonomy Regulation contains measures that would reduce companies’ sustainable investment reporting and compliance requirements, and better support the EU’s climate and environmental goals, say lawyers at Proskauer.

  • Cos. Must Take Action As Corporate Enforcement Evolves

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    The Serious Fraud Office's renewed vigor toward proactive corporate enforcement, as evidenced by its recently affirmed commitment to collaboration with the U.S. on cross-border investigations, means that organizations must solidify their antibribery and corruption frameworks to remain ahead of fast-moving regulatory and legislative initiatives, say lawyers at Weil.

  • UK Reforms Investment Rules, But Clarity Concerns Remain

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    The U.K. government’s recent reforms to the National Security and Investment Act 2021 demonstrate a continuing pragmatic approach by requiring fewer deal filings, but the regime would benefit from more clarity in key areas, say lawyers at McDermott.

  • Fraud Law Puts Fund Managers Under Compliance Spotlight

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    The new failure to prevent fraud offense, effective Sept. 1, may not represent a material departure from most managers’ duties to exercise due care in preventing loss to the assets they manage, but the prospect of criminal liability should sharpen their compliance focus, says Andrew Henderson at Goodwin Procter.

  • CMA Pricing Guide Signals Shift In UK Consumer Protection

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    The Competition and Markets Authority’s recent draft price transparency guide, as part of a wider reform introduced by the Digital Markets, Competition and Consumers Act 2024, represents a significant change in U.K. consumer protection by targeting unfair trading practices and strengthening enforcement mechanisms, says Felicity Forward at Shoosmiths.

  • 8 Compliance Team Strategies To Support Business Agility

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    Amid new regulatory requirements across the globe, compliance functions must design thoughtful guardrails that help business leaders achieve their commercial objectives lawfully — from repurposing existing tools to using technology thoughtfully — instead of defaulting to cumbersome protocols that hinder legitimate business, says Theodore Edelman at GCE Advisors.

  • What To Note From FCA, Gov't Financial Growth Proposals

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    Recent Financial Conduct Authority and government proposals for financial services reform are positive developments for firms, signaling a drive to push forward growth and a willingness to be flexible in areas of regulation that the industry has long raised as barriers, say lawyers at Simmons & Simmons.

  • How Accessibility Act Is Reshaping EU Digital Compliance

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    In adding binding requirements to digital spaces, the recently enacted European Accessibility Act aims to harmonize rules and promote digital inclusion across the EU, a departure from earlier frameworks that relied on voluntary standards for businesses, say lawyers at Greenberg Traurig.

  • Opinion

    Managers' Expanded Corp. Liability Proposal Is Too Vague

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    The Crime and Policing Bill 2025, currently under consideration by the House of Lords, implements a dramatic expansion of managers’ corporate liability in ambiguous provisions that may lead only to cumbersome and unintended consequences for companies, says Vanessa Reid at Corker Binning.

  • What Gov't Report Tells Lawyers About Continuing AML Risks

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    The U.K. government’s recent national money laundering risk assessment maintains conveyancing, company service work and misuse of client accounts as key threats, underscoring that law firms should expect renewed scrutiny and higher expectations in these high-risk areas, says Harriet Holmes at Thirdfort.

  • Russia Sanctions Spotlight: Strengthening Enforcement

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    The Office of Financial Sanctions Implementation’s proposed changes to its enforcement process by increasing monetary penalties, and introducing schemes to encourage cooperation, suggest that businesses should expect an expansion of financial sanctions enforcement, says Alexandra Melia at Steptoe.

  • What EU GPAI Compliance Code Will Mean For Developers

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    The European Union recently released a code of practice to guide compliance for general purpose artificial intelligence models, offering early adopters regulatory deference, but posing timing concerns and significant costs burdens that may discourage smaller developers, say lawyers at Perkins Coie.

  • How Top Court Ruling Limits Scope Of Motor Finance Claims

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    The U.K. Supreme Court’s recent ruling in a landmark case concerning car finance commissions clarifies when and how a dealership’s fiduciary duties arise, considerably narrowing that path for mass consumer litigation and highlighting how an upcoming Financial Conduct Authority redress scheme will seek to balance consumer, lender and market interests, say lawyers at Cadwalader.

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