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Financial Services UK - March, 2024
234 articles
- Feds Say Ex-OneCoin Atty Should Serve 'Substantial' Time
- Ex-Plastics Co. Manager Found Guilty Of Insider Dealing
- Insurers Must Face £13B Russia-Stranded Planes Suits In UK
- Developer Says Law Firm Flubbed FOS Appeal
- Traders' Loss Raises High Bar For Bankers To Clear Names
- EU Watchdogs To Relax On OTC Derivative Clearing Breaches
- NCA Logs 5% Decline In Suspicious Activity Reports Last Year
- UK Litigation Roundup: Here's What You Missed In London
- UK Signs Accounting Standards Deal With Australia
- Investors Told To Show Standing For £1.4B StanChart Claim
- Crowe Denies £5M Negligence Claim Over Audits Of Wine Co.
- Struggling Lender Amigo Raises Cash, Eyes Reverse Takeover
- Abrdn Property Plans Wind-Down After Merger Rejected
- UK To Nullify NDAs That Stop People Reporting Crimes
- No New Trial For Hedge Fund Boss In Forex Rigging Case
- Evidence On Ex-Mozambique Official Stays In $2B Fraud Suit
- Wedlake Bell Can't Get Early Exit From Trust Negligence Case
- StanChart Urges Court To Toss Part Of £1.4B Sanctions Suit
- BoE Finds Increasing Fear Of Financial Risk From AI
- Finance Pros Avoid Prison For £3M Mortgage Fraud
- BoE Says Action On LDI Has Boosted Financial Stability
- Swiss Watchdog Sets Out New Capital Rules For Banks
- Watchdog Aligns Accounting Rules In UK, Ireland With IFRS
- Payments Watchdog Launches 2nd Review Of ATM Coverage
- A Look At The Latest EU Alternative Investment Regulation
- UK Draft Pay Fraud Rules Open Tricky Legal Liabilities
- Ex-Barclays, Citi Traders Lose Interest Rate-Rigging Appeals
- UAE Fund Must Pay £7M As Judge Tosses Azima Fraud Ruling
- Clyde & Co. Eyes Case Against Switzerland Over Credit Suisse
- UK Police Arrest Over 400 In 'Henhouse' Anti-Fraud Sting
- LC&F Boss Denies Trying To Mislead Company Auditors
- Gov't Issues Deadlines For Pensions 'Dashboard' Linkage
- Insurance Execs Deny BDO Found Buyer For £18.5M Sale
- EU Watchdog Sets Out Rules For Green Bond Issue Reviewers
- Over Regulation Restricted Defined Benefit Pensions, MPs Say
- Unpacking The Law Commission's Digital Assets Consultation
- FCA Warns 'Finfluencers' To Keep Promotional Ads Lawful
- Pilot For UK Billionaire Says Stock Tips Case Is Too Vague
- Man Denies Conspiring Against Game Host's Ex-Biz Partner
- FCA Warns Fund Managers Over Third-Party Supervision
- UK Firms To Get More Influence On Pension Fund Investing
- Staveley On The Hook For £3.4M After Failed Court Battle
- Lebanese-Owned Bank Breached AML Rules, Watchdog Finds
- Unpacking The FCA's Approach To AML Compliance Failures
- Investment Firm Fights To Save £43M Delayed Hotel Claim
- JPMorgan Gets Early Trial On US Regs In Viva Wallet Dispute
- Money Laundering Ringleader Jailed For £560K Bank Con
- Glencore Cannot Deny Knowing It Was Corrupt, Investors Say
- UK Litigation Roundup: Here's What You Missed In London
- 4 Charged For Unregulated Water Investment Scam
- UK Tax Avoidance Scheme Promoter Fined £900K
- 87-Year-Old Billionaire Lewis Seeks No Jail For Insider Trading
- Oil Shipper Fails To Have UK Sanctions Temporarily Lifted
- EU Watchdog Fines Ratings Firm €2M For Conflict Of Interest
- Audit Agency Backs Gov't Non-Financial Reporting Reforms
- New Russia Sanctions Reveal Int'l Enforcement Capabilities
- Banksy Co. Calls Instagram Post True In £1.3M Libel Case
- LC&F Was 'Doomed From The Start,' Administrator Tells Trial
- HSBC Settles Investors' £240M Claim Over Disney Tax Scheme
- Ex-OneCoin Attorney Says 1 Year In Prison Is Enough
- White & Case Hires 2nd Funds Pro From Ropes & Gray
- Influencer Denies Contempt Charge Over 'Lavish Lifestyle'
- Audit Watchdog To Probe UK Sustainability Assurance Market
- FCA Tells Consumer Lenders To Detect Financial Crime Better
- ECJ Adviser Rejects Taxing Foreign Pension Funds Differently
- Nationwide Agrees To Buy Virgin Money For £2.9B In Cash
- Spanish Investment Co. Beats Slovak TM Opposition In EU
- Investor Seeks To Toss €10M Case Over Share Deal Row
- Russian F1 Driver's EU Sanctions Over Oligarch Father Lifted
- Health And Safety Top Risk For Directors, Global Survey Says
- Ex-Russian Minister Fails To Renew Bid To Jail Deripaska
- Bank of Cyprus Eyes €137M Investor Return After ECB Nod
- Swiss Watchdog To Inspect UBS Closely For Merger Impact
- AI Misuse Will Drive Cyber Insurance Demand, Actuary Says
- British Bank CEOs Shift Blame For Pay Fraud To Social Media
- EU Insurers Warn Regulators Of Gaps In Greenwashing Rules
- Dentons AML Ruling Deals Blow To SRA's Enforcement Plans
- What COVID Payout Ruling Means For Lockdown Loss Claims
- Slaughter And May Cuts Partner Promotions By Half In 2024
- Ex-LC&F Chief Says SFO And FCA 'Wrecked' His Career
- Woman Guilty Of Laundering Proceeds Of £5B Bitcoin Fraud
- HMRC Makes U-Turn On Helpline Cuts After Backlash
- Imprisoned Money Laundering Boss Ordered To Pay £3.5M
- Wise Hits Back At Bad Faith TM Allegations From Tech Rival
- FCA Warns Pension Advisers Over Treatment Of Customers
- Aspiring Atty Should Be Off HP Jury, Ex-Autonomy Execs Say
- Indian National Loses Tax Evasion Extradition Appeal
- Financial Adviser 'Siphoned' Fees In Legal Fund Fraud Case
- NMC Healthcare And Dubai Islamic Bank Settle Global Suits
- HMRC Under Fire For Sharply Cutting Back Helpline Service
- New UK Gov't Program Will Promote IP-Backed Lending
- EU Parliament Committees Approve AML Laws
- Metals Trader Loses Bid To Halt $500M Trafigura Fraud Case
- Clydesdale Bank Beats Fraud Case Over Loan Interest Rates
- Tycoon Denies Staveley Feared For Life Over Loan Demand
- UK Energy Co. Fights To Deduct £2.5M Deal Advice Fees
- Spartan Arbitration Tactics Against Well-Funded Opponents
- Gov't Had 'No Option' But To Fire Worker Over Welfare Fraud
- AI Tool Automates Climate-Related Financial Risk Analysis
- FCA Sets Out Priorities For New Financial Year
- Ex-Autonomy CEO's Fraud Trial Over $11.7B HP Deal Kicks Off
- HMRC Defends Response To Tax Avoidance Ploy
- Prison Sentence Persuades Ex-Solicitor To Pay FCA's Order
- Ex-LC&F Chief's Legal Team Seeks Payment Upfront For Trial
- Hayes Laments Judge's 'Catastrophic' SFO Interview Remarks
- WTW To Launch 'Game-Changing' Climate Finance Solution
- FCA Levies £5.95M Fine In Fake Dividend Tax Reclaim Case
- PA Unfairly Pushed To Quit Over Underground COVID Fears
- Serving Claims To HMRC By Email Made Permanent
- EEA Equivalence Statement Is Welcomed By Fund Managers
- SFO's Ephgrave Targets Fraud In Push To Kick Down Doors
- Watchdogs Join Forces To Ramp Up Fight On Debt Collection
- Ex-Autonomy CEO To Face Jury As HP Fraud Trial Boots Up
- Emirati Banks Deny Misleading Court To Get $31M Order
- Investment Funds Fight For Disclosure In $1.2B Mining Row
- Pallas Partners Hires Litigation Pro From Linklaters In London
- UK Litigation Roundup: Here's What You Missed In London
- US Acquittals Don't Upend UK Libor Convictions, SFO Says
- FCA To Review How Firms Treat Vulnerable Customers
- Debenhams Pension Deal Eases Superfund Fears, LCP Says
- Fintech Co. R8 Capital Extends £50M Redwood Bank Deal
- Scottish Mortgage Plans £1B In Buybacks Over 2 Years
- Pension Watchdog Says Poor-Value Plan Initiative Is Working
- In Int'l Arbitration Agreements, Be Clear About Governing Law
- One-Day US Settlement Will Jeopardize Global FX Market
- Charles Russell Speechlys Hires Ex-Burges Salmon Funds Pro
- Lehman Brothers Can't Undo Trial Loss Over Crisis-Era CDS
- UK Top Court Wrongly Enforced $356M Award Against Romania
- Barclays Beats Race Bias Claims From Cameroonian Ex-VPs
- FCA Warns Firms To Give Fair Value Under Consumer Duty
- Clara Takes Debenhams Pension Scheme In Landmark Deal
- Craig Wright Timeline: From Australia To The London Courts
- Financier Denies Misusing Proceeds In Mike Ashley Dispute
- Advisers Want Tax Reduction For Pensions, Aegon Says
- DWF Hires Clyde & Co. Pro David Wynn As New Partner
- Ex-Libor Trader Hayes Claims Judge Denied Him Fair Trial
- Insurer Completes Full Construction Co. Pension Scheme Deal
- Wright Is Not The Inventor Of Bitcoin, Judge Rules
- CMS Leads Rothesay £6B Buy Of Scottish Widows Portfolio
- Clyde & Co. Denies Negligence, Calls Ex-Client's Claim 'Loser'
- Marketing Boss Says LC&F Services Provided In 'Good Faith'
- EU Parliament Overwhelmingly Passes Landmark AI Law
- Pensions Watchdog Workers Call Off Strike, Agree To Pay Deal
- Traders To Fight Rate-Rigging Convictions In Landmark Appeal
- 'Significant' Gaps Remain In UK Pension Provision, FCA Says
- Energy Co. Founder Denies Owing Abraaj Investment $41M
- Crypto As A Coin Of The Corporate Realm: The Pros And Cons
- Bond Market Seeks Mix Of FCA Proposals On Trade Reporting
- King & Spalding Hires Paul Hastings Finance Pro
- Taylor Wessing's Legal App Teams Up With Fundraising Site
- Man Loses Bid To Challenge US Tax Refund Fraud Extradition
- 'Clearer Than Ever' That Wright Is Not Satoshi, Developers Say
- Spanish PE Firm Denies Owing PwC €2M Over Hotel Deal
- Trader Says UBS Has 'Habit' Of Not Following The Law
- Finance Biz TP ICAP Starts Second £30M Buyback
- CMS Guides UK Cash Savings Platform On £108M Investment
- Comparing UK And EU's View On 3rd-Party Service Providers
- Gov't To Give Banks More Time To Investigate Payment Fraud
- SFO Arrests 3 In £76M Luxury Care Home Fraud Probe
- AI Attacks Pose Critical Threat To Businesses, Lloyd's Says
- FCA's New Greenwashing Rules Lack Clarity, City Firms Warn
- Lawyers Say 'Stale' $88M Negligence Suit Is Too Late
- Nuvei Unit Sues Pay Group Over Failed Domain Name Deal
- Santander Whistleblower Loses Bid To Revive Claim
- £237M Ponzi Case Doesn't Stack Up, Ex-LC&F Director Says
- New Treasury Review Of AML Rules To Cast Wide Net
- Insolvency Service Makes Progress on Gender Pay, Diversity
- Taylor Wessing Hires Investment Funds Pro From Reed Smith
- Global Standards-Setter Sets Deposit Insurance Review
- Danish Prosecutors Open Tax Fraud Trial Against Sanjay Shah
- FCA Ends Eight-Year Probe Into Former Mobile App Co. Execs
- Key Points Of BoE Response To Digital Pound Consultation
- FCA Allows Crypto Exchange-Traded Notes For Professionals
- Dentons Defeats SRA Over AML Checks On PEP Client
- FCA Fines British Steel Pensions Firm, Bans Advisers
- FCA To Boost Fight Against Nonfinancial Misconduct
- NFT Platform Beats Rival's 'HyperNFT' TM
- UK Litigation Roundup: Here's What You Missed In London
- Slaughter And May Guides PE Firm's £432M Wealth Firm Buy
- Azeri Tycoon Can't Shift Freeze On £50M UK Property Empire
- Gov't Sets Out 'Social Factors' Guide For Pension Investment
- 'Aggressive' Cold-Calling Firm Shut For Targeting Pensioners
- Goldman Prosecution Delivers A Clear Sign Of FCA Strength
- 'Non-Dom' Tax Reforms Should Keep UK Lawyers Busy
- Efforts To Tackle Sexism In City Moving At 'Snail's Pace'
- Dentons Says It Was Not Required To Refuse PEP Client
- UK Launches Case To Disqualify Lex Greensill As A Director
- Visa, Mastercard Fail To Ax Retailers' Swipe Fees Class Action
- Irish Central Bank Plans Modernized Consumer Protection
- Libor Convictions Like Post Office Scandal, Lawmakers Say
- The Good, The Bad And The New Of The UK Sanctions Regime
- Slaughter & May Advises Nationwide's £2.9B Virgin Money Bid
- FCA Did Not Unfairly Fire Staffer Amid Harassment Probe
- PE Firm Continues Shedding Stake In Ads Biz For £47M
- Dentons Says Client Checks Adhered To Relevant AML Rules
- Businessman Can't Escape €50M Investment Fraud Case
- UK Cuts Tax, Reforms Non-Dom Rules In Pre-Election Budget
- Gov't Cools Its Tone On Pension 'Pot For Life' Plans
- A Look At Environment Agency's New Economic Crime Unit
- Lloyd's Says Women Hold 35% Of Top Insurance Market Jobs
- Pensions Watchdog Outlines New Funding Strategy Reporting
- Blackstone, Thomson Reuters Sell £1.4B Shares In LSE Owner
- DLA Piper Brings On HMRC Vet For Corp. Crime Team
- UK Whistleblowers Flock To The US For Good Reason
- Repsol Beats Lufthansa Unit In R+, AirPlus EU TM Clash
- PwC Did Not Push Trainee Of 11 Years To Quit Over Absence
- SRA Investigator Calls Dentons' AML Checks 'Concerning'
- Ex-Russian Minister Renews Bid To Jail Deripaska In UK
- Taylor Wessing Hires Fintech Reg Pro From Freshfields
- Spending Watchdog Warns BoE As Compliance Breaches Rise
- 4 Legal Privilege Lessons From Dechert Disclosure Ruling
- Disruptor Bank Monzo Valued At $5B After $430M Fund Raise
- FCA Warns Firms To Remedy Failings In AML Controls
- FERC Slams Brakes On $1.1B Bridgepoint-ECP Deal
- Ex-Integer Strategic Exec Wins £100K Sex Harassment Payout
- Dentons Failed To Make AML Checks On PEP Client, SRA Says
- Most UK Pension Schemes Offering Below-Inflation Increases
- Funds Seek €46M Debt Payment From Swedish Property Giant
- BT Case May Shape UK Class Action Landscape
- Associate Of Ex-Dechert Partner Says Settlement Ends Claims
- FCA Warns Asset Managers To Follow Sustainability Rules
- 5 Questions For Peter Carter On Insider Dealing Prosecutions
- Gov't To Require Pensions To Disclose UK Investments
- BNP Paribas Kicks Off €1B Share Buyback Program
- KPMG Fined £1.46M For Ad Agency Accounting Breaches
- WealthTek Case Paused For FCA To Weigh Bringing Charges
- Wright Blames Enemies For Forged Email In Satoshi Trial
- SPAC New Energy One To Wind Up Amid UK Deal Drought
- Key Points From EC Economic Security Screening Initiatives
- Greenwashing Risk Warning As EU Plans Benchmark Change
- UK Litigation Roundup: Here's What You Missed In London
- Spanish Lender BBVA Progresses With €781M Share Buyback
- Simmons & Simmons Hires Banking Pro From DLA Piper
- Mike Ashley Widens Claims In £10M Loan Fight With Financier