Financial Services UK

  • March 30, 2026

    UK Regulators To Target Poor Motor Finance Claims Practices

    The Financial Conduct Authority said Monday that it has launched a joint taskforce with the Solicitors Regulation Authority and other regulators to tackle poor handling of claims for motor finance compensation by some claims management companies and law firms.

  • March 30, 2026

    Pensions Law Firm Arc Promotes Legal Director To Partner

    Arc Pensions Law said Monday that legal director Kris Weber has become a partner at the specialist boutique firm.

  • March 30, 2026

    Permanent TSB Being Circled By Lone Star, Centerbridge

    Permanent TSB confirmed on Monday that private equity houses Lone Star and Centerbridge have shown interest in a takeover after the government-owned Irish lender put itself up for sale in October.

  • March 27, 2026

    Split Fed Gives Morgan Stanley OK For European Arm Reorg

    The Federal Reserve has narrowly granted its permission for Morgan Stanley to turn its European Union banking arm into a unit of its insured U.S. bank, a move that sharply divided the central bank's board amid concerns about straining the federal bank safety net.

  • March 27, 2026

    Crowe Liable For £100K Over Wine Investment Ponzi Audit

    The liquidators of a failed wine investment company won just over £100,000 ($133,000) in their negligence case against an accounting firm after a court held Friday that the firm's directors' Ponzi scheme was the main reason for its loss.

  • March 27, 2026

    UK Litigation Roundup: Here's What You Missed In London

    The past week in London has seen Apple hit back at a tech company's wireless charging patent claim, a flurry of businesses bring COVID-19 pandemic insurance claims as a key deadline draws closer and Ipulse Partners LLP file a claim against a luxury yacht company it represented in a trademark dispute. Here, Law360 looks at these and other new claims in the U.K.

  • March 27, 2026

    Oligarch Fights To Reopen Tossed $14B Asset-Stripping Claim

    Imprisoned oligarch Ziyavudin Magomedov asked a London appeals court on Friday to revive his $14 billion claim that he was the victim of a Russian state-led conspiracy to strip his assets in two major port operators.

  • March 27, 2026

    FCA Asks Gov't To Extend Reach Of Senior Managers Regime

    The Financial Conduct Authority has renewed calls for the government to extend its senior managers regime to regulated payments businesses and stock exchanges in its annual perimeter report.

  • March 27, 2026

    Letter From Law Firm Partner Spurs Rebuke From SRA

    A director at a City law firm has formally been sanctioned by the Solicitors Regulation Authority after he was found to have written a letter that undermined public confidence in the profession.

  • March 27, 2026

    FCA Hits Investment Bank With Fine For Monitoring Failures

    The Financial Conduct Authority said Friday that it has fined Dinosaur Merchant Bank £338,000 ($449,000) for failing to maintain adequate systems to detect and report potential market abuse.

  • March 27, 2026

    FCA Failed British Steel Pensioners, Review Finds

    The Financial Conduct Authority failed to protect former members of the British Steel Pension Scheme from foreseeable harm in a series of regulatory failings, the complaints commissioner has said.

  • March 27, 2026

    Pensions Watchdog Issues Guidance Over Virgin Media Ruling

    The pensions watchdog has urged retirement scheme trustees to seek legal advice over how they comply with the findings of a landmark court case.

  • March 27, 2026

    Lloyds Banking Group IT Glitch Exposed 448K Accounts

    Almost half a million Lloyds Banking Group customers had their personal data exposed in March because of a software failure, a parliamentary group said in a report published Friday, prompting fresh scrutiny from lawmakers over the resilience of Britain's online banking system.

  • March 27, 2026

    Eversheds Steers £32M Buy-In For Reebok UK Pension Plan

    A pension plan for employees of sportswear giant Reebok in the U.K. has completed a £32 million ($42.6 million) full scheme buy-in with Just Group PLC, the financial services provider has said.

  • March 26, 2026

    UK Hits Crypto Network Tied To Cambodia Scam Hub

    The U.K. sanctioned on Thursday a "key lieutenant" to the billionaire businessman behind Cambodia's scam centers as well as a major crypto marketplace catering to fraudsters in the latest crackdown on online threats that target Britons.

  • March 26, 2026

    FCA To Use AI To Spot Consumer Harm Faster In New Plan

    The Financial Conduct Authority set out plans on Thursday to use artificial intelligence as a regulatory tool to authorize businesses and detect harm faster in its annual work program.

  • March 26, 2026

    Insurers Criticize FCA Over Rules On Charging For Advice

    Insurers have hit out at the Financial Conduct Authority's refusal to budge on rules over subsidized financial advice.

  • March 26, 2026

    Odey Denies Threat To Shut Biz To Scupper Misconduct Probe

    Crispin Odey denied at a tribunal on Thursday that he threatened to shut down his hedge fund to force executives not to impose restrictions on him to safeguard women at the firm after repeated allegations of sexual misconduct.

  • March 26, 2026

    EU Adopts Landmark Anti-Corruption Law

    European Union lawmakers passed a new set of bloc-wide anti-corruption rules on Thursday that will streamline legal definitions and set out penalties for bribery, misappropriation and economic crimes as the bloc seeks to crack down on corruption across borders.

  • March 26, 2026

    Whistleblower Bank Exec Wins Costs In Welsh Bribery Feud

    A bank in Wales must help pay a former senior executive's costs in a dispute over claims that it fired him for raising concerns that his line manager was allegedly accepting bribes from the CEO. 

  • March 26, 2026

    UK Watchdog Revamps Audit Supervision In Quality Boost Bid

    The accounting watchdog has launched a modernized supervisory framework for audit firms, centered on their systems of quality management used to deal with risks to audit quality.

  • March 26, 2026

    Financial Redress Body To Use AI Tech For 'Routine Tasks'

    The Financial Services Compensation Scheme said Thursday that it wants to automate routine tasks with artificial intelligence technology in the next five years.

  • March 26, 2026

    Employers Urged To Address Risks From Pension Shortfalls

    A greater understanding by workers of the looming threat posed by inadequate pension savings will place increasing pressure on employers to offer more compelling retirement plans, Hymans Robertson has said.

  • March 26, 2026

    Fraud Plan Puts FCA At Forefront Of UK Crypto-Crackdown

    The Financial Conduct Authority has been given a lead role in targeting money laundering, crypto-assets and money transfer scams in a government fraud strategy involving multiple agencies, which lawyers expect will boost enforcement action and heap a new compliance burden on financial institutions.

  • March 25, 2026

    Modi Can't Block India Extradition Over Torture Fears

    A London court declined on Wednesday to stop the extradition to India of jewelry magnate Nirav Modi over an alleged $2 billion fraud after accepting diplomatic assurances he wouldn't be tortured.

Expert Analysis

  • What EU Sustainable Category Proposals Will Mean For Funds

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    The European Union Platform on Sustainable Finance’s recent proposals to apply stricter product categorization standards for funds subject to the Sustainable Finance Disclosure Regulation will assist retail investors in selecting sustainable products, and allow advisers to easily match their clients’ preferences, say lawyers at Debevoise.

  • What To Expect As CAT Considers Mastercard Settlement

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    It is expected that the Competition Appeal Tribunal will closely scrutinize the proposed collective settlement in Merricks v. Mastercard, including the role of the case’s litigation funder, as the CAT's past approach to such cases shows it does not treat the process as a rubber stamp exercise, say lawyers at BCLP.

  • Managing Transatlantic Antitrust Investigations And Litigation

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    As transatlantic competition regulators cooperate more closely and European antitrust investigations increasingly spark follow-up civil suits in the U.S., companies must understand how to simultaneously juggle high-stakes multigovernment investigations and manage the risks of expensive new claims across jurisdictions, say lawyers at Paul Weiss.

  • What 2025 Holds For UK, EU Restructuring And Insolvency

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    European Union and U.K. restructuring developments in 2024, with a new era of director accountability, the use of cramdown tools and the emergence of aggressive liability management exercises, mean greater consideration of creditors' interests and earlier engagement in restructuring discussions can be expected this year, says Inga West at Ashurst.

  • What To Know As EU Urges Outbound Investment Reviews

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    A recent European Commission recommendation urges European Union member states to review outbound investments in certain critical technologies sectors, but does not clarify the next steps for states once information on relevant transactions in third countries is received, say lawyers at Cleary.

  • Despite Divisive Political Rhetoric, DEI Is Alive And Well

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    ​The World Economic Forum's recent finding that DEI initiatives have continued to rise amid political headwinds raises the question of whether reports of the death of DEI are exaggerated, especially as employers must focus on new pay gap reporting obligations in the U.K. and Europe, say lawyers at Herbert Smith Freehills.

  • How GCs Can Protect Cos. From Geopolitical Headwinds

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    Geopolitical uncertainty is perceived by corporate leaders as the biggest short-term threat to global business, but many of the potential crises are navigable if general counsel focus on what is being said about a company and what the company is doing, says Juliet Young at Schillings.

  • Navigating PRA's Data Request For Crypto-Asset Exposure

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    The Prudential Regulation Authority’s recent data request for details on financial institutions' crypto-asset exposures should be used as an opportunity for firms to update their compliance procedures, and consider the future use of crypto-assets and related services, says James Wickes at RPC.

  • Key Points From FCA Financial Crime Guide Updates

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    The Financial Conduct Authority’s recent updates to its financial crime guide reflect the regulator’s learnings on sanctions following Russia's invasion of Ukraine, highlighting and clarifying consumer duty, anti-money laundering and other compliance expectations, say lawyers at Womble Bond.

  • Tax Directive Marks Milestone In Harmonizing EU System

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    The Council of the European Union’s recently adopted tax directive is a significant step toward streamlining and modernizing procedures for member states, and will greatly reduce administrative burden and compliance costs for cross-border investors, says Martin Phelan at Simmons & Simmons.

  • Why Nonfinancial Misconduct Should Be On Firms' Radar

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    Following a recent Financial Conduct Authority survey showing an increase in nonfinancial misconduct, the regulator has made clear that it expects firms to have systems in place to identify and mitigate risks, says Charlotte Pope-Williams at 3 Hare Court.

  • What New UK Code Of Conduct Will Mean For Directors

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    The Institute of Directors’ new voluntary code of conduct is intended to help directors make better decisions and enable U.K. businesses to win back eroded public trust, although, with no formal means of enforcement, its effectiveness could be limited, says Sarah Turner at Eversheds Sutherland.

  • Russian Bankruptcy Ruling Shows Importance Of Jurisdiction

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    The U.K. Supreme Court's recent decision not to assist a Russian receiver in Kireeva v. Bedzhamov will be of particular interest in cross-border insolvency proceedings, where attention must be paid to assets outside the jurisdiction, and to creditors, who must consider carefully where to apply for a bankruptcy order, say lawyers at McDermott.

  • Decoding Arbitral Disputes: UK Awards Versus EU Judgments

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    The Court of Appeal of England and Wales' recent refusal to enforce a €855 million Spanish judgment inconsistent with earlier binding arbitral awards in England provides crucial guidance for practitioners navigating the complexities of cross-border disputes involving arbitration agreements and sovereign states, says Josep Galvez at 4-5 Gray's Inn.

  • How Listing Act Measures Will Modernize EU Capital Markets

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    The new European Union Listing Act, in line with the capital markets union initiative, aims to simplify market access for small and midsize enterprises, laying a foundation for a more integrated framework and representing a modernization milestone, say lawyers at Cleary.

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