Financial Services UK

  • March 27, 2026

    Split Fed Gives Morgan Stanley OK For European Arm Reorg

    The Federal Reserve has narrowly granted its permission for Morgan Stanley to turn its European Union banking arm into a unit of its insured U.S. bank, a move that sharply divided the central bank's board amid concerns about straining the federal bank safety net.

  • March 27, 2026

    Crowe Liable For £100K Over Wine Investment Ponzi Audit

    The liquidators of a failed wine investment company won just over £100,000 ($133,000) in their negligence case against an accounting firm after a court held Friday that the firm's directors' Ponzi scheme was the main reason for its loss.

  • March 27, 2026

    UK Litigation Roundup: Here's What You Missed In London

    The past week in London has seen Apple hit back at a tech company's wireless charging patent claim, a flurry of businesses bring COVID-19 pandemic insurance claims as a key deadline draws closer and Ipulse Partners LLP file a claim against a luxury yacht company it represented in a trademark dispute. Here, Law360 looks at these and other new claims in the U.K.

  • March 27, 2026

    Oligarch Fights To Reopen Tossed $14B Asset-Stripping Claim

    Imprisoned oligarch Ziyavudin Magomedov asked a London appeals court on Friday to revive his $14 billion claim that he was the victim of a Russian state-led conspiracy to strip his assets in two major port operators.

  • March 27, 2026

    FCA Asks Gov't To Extend Reach Of Senior Managers Regime

    The Financial Conduct Authority has renewed calls for the government to extend its senior managers regime to regulated payments businesses and stock exchanges in its annual perimeter report.

  • March 27, 2026

    Letter From Law Firm Partner Spurs Rebuke From SRA

    A director at a City law firm has formally been sanctioned by the Solicitors Regulation Authority after he was found to have written a letter that undermined public confidence in the profession.

  • March 27, 2026

    FCA Hits Investment Bank With Fine For Monitoring Failures

    The Financial Conduct Authority said Friday that it has fined Dinosaur Merchant Bank £338,000 ($449,000) for failing to maintain adequate systems to detect and report potential market abuse.

  • March 27, 2026

    FCA Failed British Steel Pensioners, Review Finds

    The Financial Conduct Authority failed to protect former members of the British Steel Pension Scheme from foreseeable harm in a series of regulatory failings, the complaints commissioner has said.

  • March 27, 2026

    Pensions Watchdog Issues Guidance Over Virgin Media Ruling

    The pensions watchdog has urged retirement scheme trustees to seek legal advice over how they comply with the findings of a landmark court case.

  • March 27, 2026

    Lloyds Banking Group IT Glitch Exposed 448K Accounts

    Almost half a million Lloyds Banking Group customers had their personal data exposed in March because of a software failure, a parliamentary group said in a report published Friday, prompting fresh scrutiny from lawmakers over the resilience of Britain's online banking system.

  • March 27, 2026

    Eversheds Steers £32M Buy-In For Reebok UK Pension Plan

    A pension plan for employees of sportswear giant Reebok in the U.K. has completed a £32 million ($42.6 million) full scheme buy-in with Just Group PLC, the financial services provider has said.

  • March 26, 2026

    UK Hits Crypto Network Tied To Cambodia Scam Hub

    The U.K. sanctioned on Thursday a "key lieutenant" to the billionaire businessman behind Cambodia's scam centers as well as a major crypto marketplace catering to fraudsters in the latest crackdown on online threats that target Britons.

  • March 26, 2026

    FCA To Use AI To Spot Consumer Harm Faster In New Plan

    The Financial Conduct Authority set out plans on Thursday to use artificial intelligence as a regulatory tool to authorize businesses and detect harm faster in its annual work program.

  • March 26, 2026

    Insurers Criticize FCA Over Rules On Charging For Advice

    Insurers have hit out at the Financial Conduct Authority's refusal to budge on rules over subsidized financial advice.

  • March 26, 2026

    Odey Denies Threat To Shut Biz To Scupper Misconduct Probe

    Crispin Odey denied at a tribunal on Thursday that he threatened to shut down his hedge fund to force executives not to impose restrictions on him to safeguard women at the firm after repeated allegations of sexual misconduct.

  • March 26, 2026

    EU Adopts Landmark Anti-Corruption Law

    European Union lawmakers passed a new set of bloc-wide anti-corruption rules on Thursday that will streamline legal definitions and set out penalties for bribery, misappropriation and economic crimes as the bloc seeks to crack down on corruption across borders.

  • March 26, 2026

    Whistleblower Bank Exec Wins Costs In Welsh Bribery Feud

    A bank in Wales must help pay a former senior executive's costs in a dispute over claims that it fired him for raising concerns that his line manager was allegedly accepting bribes from the CEO. 

  • March 26, 2026

    UK Watchdog Revamps Audit Supervision In Quality Boost Bid

    The accounting watchdog has launched a modernized supervisory framework for audit firms, centered on their systems of quality management used to deal with risks to audit quality.

  • March 26, 2026

    Financial Redress Body To Use AI Tech For 'Routine Tasks'

    The Financial Services Compensation Scheme said Thursday that it wants to automate routine tasks with artificial intelligence technology in the next five years.

  • March 26, 2026

    Employers Urged To Address Risks From Pension Shortfalls

    A greater understanding by workers of the looming threat posed by inadequate pension savings will place increasing pressure on employers to offer more compelling retirement plans, Hymans Robertson has said.

  • March 26, 2026

    Fraud Plan Puts FCA At Forefront Of UK Crypto-Crackdown

    The Financial Conduct Authority has been given a lead role in targeting money laundering, crypto-assets and money transfer scams in a government fraud strategy involving multiple agencies, which lawyers expect will boost enforcement action and heap a new compliance burden on financial institutions.

  • March 25, 2026

    Modi Can't Block India Extradition Over Torture Fears

    A London court declined on Wednesday to stop the extradition to India of jewelry magnate Nirav Modi over an alleged $2 billion fraud after accepting diplomatic assurances he wouldn't be tortured.

  • March 25, 2026

    Odey Denies Trying To Silence Groping Victim In FCA Probe

    Crispin Odey told a London tribunal on Wednesday that he denied trying to stop a member of staff who he had groped from speaking to the Financial Conduct Authority while it investigated his conduct at the hedge fund.

  • March 25, 2026

    FCA Eyes Simpler Advice Rules To Broaden Consumer Access

    The Financial Conduct Authority proposed rule changes on Wednesday that would enable financial businesses to give more simplified advice to consumers on pensions and investments, aiming to revitalize financial services take-up.

  • March 25, 2026

    BoE To Weigh Financial Stability Risks From AI

    The Bank of England confirmed it will investigate the financial stability risks from the use of artificial intelligence technology by the financial services sector.

Expert Analysis

  • Roundup

    Practice Leader Insights

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    This year, 42 leaders of employment, intellectual property, insurance and transactions practice groups shared thoughts on keeping the pulse on legal trends, tackling difficult cases and what it takes to make a mark in their area.

  • New UK Order Offers Welcome Clarity To Crypto Staking Rules

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    The recently effective Financial Services and Markets Act 2000 Amendment Order clarifies that arrangements for qualifying crypto-asset staking do not amount to a collective investment scheme, and by addressing an issue that curtailed staking activities in the U.K., facilitates the use of that practice, says Andrew Henderson at Goodwin.

  • How EU's Anticoercion Tool May Counter New US Tariffs

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    The never-before-used anticoercion instrument could allow the European Union to respond to the imposition of U.S. tariffs, potentially effective March 12, and gives EU companies a voice in the process as it provides for consultation with economic operators at different steps throughout the procedure, say lawyers at Crowell & Moring.

  • Takeaways From BoE Progress Updates On UK Digital Pound

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    The Bank of England’s recent update on a decision concerning a digital pound indicates that there is scope for innovation in the payments landscape that can help to boost economic growth, while keeping the U.K. firmly in the global conversation on digital currency development, say lawyers at Hogan Lovells.

  • Key Themes From New PRA Supervisory Letters

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    Two recent supervisory letters from the Prudential Regulation Authority outline priorities for international banks and U.K. deposit takers for the year ahead, including the need to strengthen risk culture, manage credit risk and govern data integrity, all of which indicate that banks will face greater regulatory interest in their internal controls, say lawyers at Skadden.

  • Banker Remuneration Proposals Could Affect More Than Pay

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    The Financial Conduct Authority and Prudential Regulation Authority’s pending proposals to reduce banker remuneration restrictions bring obvious personal financial advantages for bankers, but may have repercussions that result in increased scrutiny of bonus payments and wider changes to workplace culture and overall accountability, say lawyers at Fox Williams.

  • Rethinking 'No Comment' For Clients Facing Public Crises

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    “No comment” is no longer a cost-free or even a viable public communications strategy for companies in crisis, and counsel must tailor their guidance based on a variety of competing factors to help clients emerge successfully, says Robert Bowers at Moore & Van Allen.

  • EU Report May Influence Regulation Of Decentralized Finance

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    The European supervisory authorities’ recent report on decentralized finance highlights the major regulatory challenges and increased cybersecurity risks of this ecosystem, and will likely provide useful guidance on how the market could be regulated to limit potential risks for investors, say Hubert de Vauplane and Hugo Bordet at Morgan Lewis.

  • Market Infrastructure Regs Aim To Reinvigorate EU Trading

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    The recently amended European Market Infrastructure Regulation, imposing a requirement on certain financial and nonfinancial institutions to maintain an active EU counterparty account, hopes to incentivize the central clearing of trades, although there are concerns that higher compliance costs will lead to a decrease in competitiveness, say lawyers at McDermott.

  • Decoding Arbitral Disputes: Equal Rights Limit State Immunity

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    The Court of Appeal of England and Wales' recent determination that Spain’s London embassy could not dodge a former U.K.-based employee’s discrimination claims by invoking sovereign immunity reaffirms its position that employment and human rights should come before the privileges of foreign powers, says Josep Galvez at 4-5 Gray’s Inn.

  • How Proposed Private Share Trading System May Benefit Cos.

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    The government's proposal for a private securities and capital exchange system intends to enhance market practices and risk tolerances, offering a significant way for firms to free up liquidity by allowing investors to trade existing private company shares, say lawyers at Mishcon de Reya.

  • Nonfinancial Misconduct Lessons From Rail Worker's Win

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    While financial services firms wait for the Financial Conduct Authority’s final policy statement on nonfinancial misconduct, an Employment Tribunal’s recent award to a railroad worker targeted by a hostile human resources team provides guidance on developing even-handed and inclusive company policies, say attorneys at Shoosmiths.

  • Important Changes To Note In Accountant Ethics Code Update

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    The Institute of Chartered Accountants of England and Wales' forthcoming code of ethics will bring a number of significant updates to raise standards within the profession, but also risks of professional indemnity claims that could lead to challenges for firms, say lawyers at RPC.

  • A Look At Collateralized Loan Obligations Post-Reform

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    The Financial Stability Board's recent report on global securitization reforms, analyzing resilience trends in the collateralized loan obligation market post-2008, suggests that, while risk retention rules have a limited impact on observable characteristics, other structural features play a significant role in ensuring risk alignment, says Kos Vavelidis at DLA Piper.

  • What EU Sustainable Category Proposals Will Mean For Funds

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    The European Union Platform on Sustainable Finance’s recent proposals to apply stricter product categorization standards for funds subject to the Sustainable Finance Disclosure Regulation will assist retail investors in selecting sustainable products, and allow advisers to easily match their clients’ preferences, say lawyers at Debevoise.

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