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SEC Puts Advisers On Notice With 'Wrap Fee' Risk Alert

By Al Barbarino ( July 22, 2021, 8:08 PM EDT) -- The U.S. Securities and Exchange Commission issued a warning calling out compliance deficiencies uncovered during the examinations of registered investment advisers' wrap fee programs, noting that the exams led to a "range of actions" and urging advisers to bolster their programs....

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