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Conn. Trader Pilfered $4.1M From Struggling Firm, SEC Says

By Sydney Price ( October 15, 2024, 10:40 PM EDT) -- A Greenwich, Conn.-based investment adviser stole more than $4.1 million from a pair of investment funds he managed to help prop up his family's "expensive lifestyle" and counter his personal financial woes, including several tax liens and foreclosure attempts on his home, the U.S. Securities and Exchange Commission has alleged....

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