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Expert Analysis

How Large Trader Rules Apply To Private Equity Advisers

Law360, New York ( October 3, 2011, 7:36 PM EDT) -- The U. S. Securities and Exchange Commission recently adopted Rule 13h-1 (the "Rule") under the Securities Exchange Act of 1934 with respect to large trader registration. The Rule requires persons that qualify as a "large trader" (as defined below) to file Form 13H with the SEC to receive a large trader identification number (a "LTID"). . . .

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