Securities Archive » April, 2006

Securities - April, 2006

101 articles

• Securities Firm Hit With $25 Million Lawsuit
• Cleary Gottlieb Hires Another SEC Veteran
• Energy Executive Pleads Guilty In Embezzling Case
• Monitor Named As Part Of BNY Settlement
• Bawag Inches Closer To Settlement With Refco Creditors
• Quattrone Mulls Paul, Weiss For Legal Team
• Judge Delays Overstock Suit Amid Appeals
• NASD Expels Brokerage From Industry
• Delaware Lawyer Jumps To Fish & Richardson
• Talent Agents Accuse William Morris Agency Of Fraud
• Lerach Coughlin Beefs Up Practice With Former Judge
• Rule Draws Senate Fire, But SEC And NYSE Remain Firm
• Qwest Seeks New Ruling On Attorney-Client Privilege
• Citigroup Execs Still On The Hook For Fund Scheme
• Court Postpones Sentencing Of Short Seller
• Funds Square Off Over Credit Agreement Gone Sour
• LendingTree Exec Indicted On Insider Trading Charges
• Refco Creditors Take Aim At Bennett Financier BAWAG
• GAO Finds Internal Control Deficiencies At SEC
• "Witch Hunt" Ruined Enron: Lay
• Arden Realty Settles With GE Capital Over Merger Deal
• Lay Points Finger At Fastow For Enron Collapse
• SEC Queries May Hinder IES' Chapter 11
• IPO Settlements Could Mean Payday For Issuers
• Computer Associates Ex-CEO Pleads Guilty To Fraud
• San Diego Audit May Mean Trouble For V&E
• Refco Reaches $263M Deal In PlusFunds Feud
• SEC Approves PCAOB Accounting Rules
• Freddie Mac Settles Suit, Investors Get $410 Million
• Refco CEO Asks Judge To Throw Out Suit
• SEC Panel Recommends Relaxing SOX For Small Firms
• Parmalat Claws Back At Capitalia With €4.5B Suit
• Ruling Could Bring An End To IPO Antitrust Case
• Pillsbury Winthrop Snags Partner From White & Case
• J.P. Morgan To Pay $425M Over IPO Charges
• Fresh Antitrust Suit v. JP Morgan Chase Over Copper
• Securities Class Action Targets Cendant Spin-Off
• Berkowitz Finishes With Skilling, Petrocelli Up Next
• Survey: Sarbanes-Oxley Costs Drop In 2005
• Merrill Regional Manager Removed From Post
• NY Comptroller Accuses Qwest of Fraud
• Damages Erased In "Mob On Wall Street" Case
• Grasso Dubious Of Settlement Potential
• Skilling Claims He Is No Cookie Monster
• SEC Accuses Concert Promoter Of Swindling Investors
• Post-Enron, Pepper Hamilton Focuses On Governance
• Congressional Memo Questions PCAOB: Lawsuit
• Investors Sue Micron Over Alleged Price-Fixing Plot
• Suits Nail Northfield Over Blood Substitute
• Hedge Fund Sues Top Brokers For Naked Short Selling
• Report Shows Corporate Governance A Must
• AIG, General RE Trial Moves To Connecticut
• Tyco To Pay $50M To Settle SEC Fraud Charges
• Circuit Court Shields Vendors In Class Action
• SEC Guidelines For Journalist Subpoenas Revised
• NASD Proposes Amended Arbitration Code
• Antitrust Suit Targets Naked Short Selling By Banks
• Robins Kaplan Hires High-Profile Defense Lawyer
• NYSE's Regulatory Arm Comes Out Swinging In April
• Bear Stearns Resolves Lawsuit Over Enron
• Citigroup Hit With New Arbitration Award
• Small-Business Protections Urged By SEC Committee
• Is Regulation On The Way For Private Equity Groups?
• Class Action Targets St. Jude Medical
• Pillsbury Winthrop Nabs AIG Attorney
• Rich History Boosts Simpson Thacher's Securities Practice
• Skilling Not The Smartest Guy In The Room
• Merrill, Goldman Employees Named In Insider Trading Suit
• Arcelor's Poison Pill Angers Shareholders
• Appeals Court Rejects SEC Mutual Fund Rule
• Suit Alleges AIG Brokers Took Kickbacks
• Rogue Copper Trading Leads To $85M Settlement
• Judge Approves $2.6B AOL Time Warner Settlement
• On The Stand, Skilling Maintains "Absolute Innocence"
• NY Pension Fund Opts Out of $400M Qwest Deal
• Investor Smacked With Refco Derivative Lawsuit
• News Corp. Grants Shareholder Vote On "Poison Pill"
• Conveyance Rule 159 Of The Securities Act
• Citigroup To Pay $13M In WorldCom Settlement
• SEC Probes Bankrupt Biotech Company
• Deposition Links Grasso To Hiding Pay Information
• AIG Unit Fined $1.1M By NASD Over Brokerage Mishaps
• Judge Throws Shareholder Suit In eSpeed Securities Action
• NASD Charges Brokerage Firm With Late Trading
• Protection Of Intangibles Under Sarbanes-Oxley
• SEC, CFTC Team Up On New Futures Trading Rules
• Skilling Testimony Pushed To Next Week
• SEC Charges Former Refco Brokers In Short-Selling Fraud
• Deadlocked Jury Prompts Mistrial In Tenet Case
• Geneva Capital Cheats Schools, Charges SEC
• Reed Smith's Proposed Merger Will Boost Securities Team
• Italian Court Upholds Parmalat "Clawback" Law
• Grasso Relinquishes Transcripts To Spitzer
• Ex-Newspaper Executive Surrenders To Authorities
• Consolidated Complaint Filed Against Refco
• Demand For Securities Lawyers Surges: Survey
• Cox Says No To SOX Exemptions
• Enron Defense Kicks Off, Calling First Four Witnesses
• Appeals Court Affirms Sentence In Fraud Case
• SEC Targets Biovail Over Trading Issues
• Hedge Fund Head Settles SEC Charges