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Securities - June, 2006
143 articles
- Court Rejects IPO Fiduciary Duty For Law Firm
- Jones Day Gives Scrushy A Break On Legal Fees
- Lord Black's Bond Still Up In The Air
- Paris Court Swipes Morgan Stanley In Designer Standoff
- $506M Settlement Approved For Bawag, Refco
- SEC Victorious In Waste Management Fraud Suit
- Sphinx Sues Refco To Recover Settlement Losses
- Deloitte & Touche To Pay $24M To Settle Securities Suit
- Ex-Hedge Fund Manager Slapped With More Charges
- Univision Accused Of Undercutting Shareholders
- Scrushy, Former Governor Guilty Of Fraud and Bribery
- Apple Admits Options Irregularities
- Options Probe Highlights D&O Insurance Issues
- Kmart Employees To Split $11.75M Settlement
- Court OKs Suit Alleging KPMG Failed To Detect Fraud
- Shareholders Urge Home Depot To Come Clean
- Raytheon Pays $12M To Settle With SEC
- Stay In Ruling Means Business As Usual For SEC, Funds
- Hedge Funds Under Fire At Senate Hearing
- NFL Players Throw Suit At League, Union
- Powerhouses Morgan Stanley and Perelman Face Off
- DOJ Defies Constitution In KPMG Case, Judge Says
- Judge Orders Second Hearing On BAWAG Settlement
- Extradition Looms For U.K. Bankers
- Senator Calls For Hedge Fund Hearings
- Ellison Begins Donations, Harvard Fears Exclusion
- Bank Investor Reaches Settlement Over WaMu Buyout
- SEC To Address Backdating
- Wall Street Swats "Fly" With Infringement Suit
- Morgan Stanley To Pay SEC $10M
- Judge Not About To Let Lord Black Off Hook
- SEC Investigates Texas Energy Company
- Law Firm Profile: Katten Muchin Rosenman LLP
- Lord Black Offers Stake To Key Government Witness
- Adelphia Slaps Motorola With Fraud Suit
- E-Mails Show AOL Execs Knew Of Overstatements
- Troubled Qwest Called Back Into Court
- Hands Off Hedge Funds, Appeals Court Tells SEC
- Giant Hedge Fund Probed By SEC: Report
- Parallel Play: Defining The Limits Of Inter-Agency Cooperation
- Jail For Former Homestore CEO
- British Bankers Try To Resist Enron Extradition
- Scientific-Atlanta Settles Claims Over Adelphia Scandal
- Judge Refuses To Toss Suit Against Ex-AIG Chairman
- Morgan Stanley To Appeal $1.58B Verdict Next Week
- UnitedHealth Challenges AG's Authority
- Ex-Computer Associates Exec Pleads Guilty
- SEC Motions Rejected In Freedom Of Information Suit
- Former Buca CEO Cops Guilty Plea
- Nortel Proceeds With $2.47B Settlement
- CIBC Fends Off Insider Trading Charges
- Court Tosses Securities Fraud Charges Against ICN
- Lieff Cabraser Looting Milberg Weiss: Report
- Short Seller Gets Eleven Years
- Court Rejects Qwest's Attorney-Client Privilege Defense
- Tech Company Faces Derivative Suit Over Options
- FTC Lifts Ban On Liberty Stake In Time Warner
- Attorneys Leave Embattled Milberg Weiss
- SEC Names New Accounting Oversight Chair
- BofA Sued Over Alleged Mutual-Fund Mishaps
- AIG Smacked With Suit Over $1.6B Settlement
- Northwest Paid $1M In Early Bankruptcy Fees
- Shareholder Suit Against Stolt-Nielsen Will Proceed
- Carter Ledyard Snags Senior Davies Ward Partner
- Shareholders May Get €200M In DaimlerChrysler Case
- Judge Delays Sentencing Of Enron Duo
- Trademarked Funds Can Trade Without License
- Investor Challenges Sphinx, Refco Settlement
- Supreme Court Looks To Solicitor General In IPO Case
- Paulson Subpoenaed In Pay Package Lawsuit
- Court Approves Ahold's $1.1 Billion Payout
- Home Depot Investigates Its Options Granting Practices
- SEC Launches Three More Backdating Probes
- Former HealthSouth VP Gets 8 Years
- Senate Panel Probes More Fannie Misdeeds
- Skilling Defense Team Awaits Millions In Fees
- Arguments Begin In NYSE Fraud Case
- Reed Smith Merger To Bolster Securities Group
- High Court Hurls Putnam Lawsuits Back To State Court
- Despite Expectations, Audit Fees Rise In 2005
- Former Fannie CEO Snubs Senate Panel
- What's The Big Deal About Backdating Stock Options?
- Jury Deliberates Scrushy's Fate
- Refco Unit Must Hand Over $124M To Russian Bank
- Ex-Enron Broadband Chief Seeks New Trial
- Senate Panel Names New SEC Commissioner
- Ex-SEC Chair: Backdating Probes A "Swirling Crisis"
- Fallen Adelphia Execs Bid To Toss Fraud Convictions
- Gemstar, Ex-CFO Agree To Drop Claims
- Teacher's Union Settles With Spitzer
- Gov. Opposes Skilling's Bid For Frozen Funds
- Suit Vs. Merrill Lynch Over Revenue Sharing Dismissed
- Williams Cos., E&Y Settle Securities Suit For $311M
- Ex-Partners: Milberg Weiss Owes Us Millions
- Regulators To Revise Anti-Money Laundering Rules
- Tyco Executives To Face Yet Another Trial
- NYSE Probes Possible Vonage Short-Selling
- Bank of America Punches Back At Parmalat
- Fund Manager Settles Market-Timing Probe For $40M
- Sphinx Wants Refco Transfer Mystery Revealed
- Seven More Companies Queried In Backdating Probe
- Ex-Pimco Manager Settles Fraud Charges
- State Accuses ING Units Of Hiding Information
- Judge Throws Out Suit Against Cell Therapeutics
- SEC Rule Will Target Illegal Backdating: Cox
- Thaxton Noteholders Renew Charge Against Finova
- Judge Approves $263M Refco Settlement
- Roberts Joins LeBoeuf, Lamb, Greene & MacRae LLP
- Fund Questions Goldman Sachs Land Donation
- Alleged Backdating At Maxim Prompts SEC Probe
- Xilinx Sued Over Alleged Options Backdating
- Merrill Execs Convicted In Nigerian Barge Case Released
- SEC Disputes Ch. 11 Plan For Three-Five
- Minnesota May File Suit Against UnitedHealth
- Guilty Plea Entered In U.S. Foodservice/Ahold Scandal
- Lawmakers Hurl Charges At Former Fannie Mae Head
- Judge To Hear Motion To Dismiss Audit Watchdog Suit
- Dismissal With Prejudice: Stopping A Securities Class Action The First Time Around
- CalPERS Appeals NYSE's Removal From Suit
- SEC Targets Ex-Delphi Officials In Accounting Probe
- Lerach Coughlin Lures Former Asst. U.S. Attorney
- Suit Against Cox & Comcast Will Go Forward
- Gabelli Reaches Settlement With DOJ Over Fraud Suit
- In Refco Fallout, BAWAG Settles For $675M
- Vonage Slapped With Class Action Suit After IPO Tanks
- SEC Taps Wilmer Hale Partner As Deputy Counsel
- Finova Sits Out Thaxton Class Action Settlement
- Cleary Gottlieb Lures Former SEC Finance Director
- Parmalat Criminal Case Moves Forward
- Dorsey & Whitney Snags SEC Trial Counsel
- Amended Complaint Filed In Parmalat Class Action
- Bawag To Settle With Feds Over Refco Fallout
- Ex-Tyco CEO Demands Insurer Foot $17.8M Legal Bill
- Court Blocks Infineon From Dismissing Shareholder Suit
- Court Upholds Exemptions For Foreign Private Issuers
- California AG Rebuked In Mutual Funds Suit
- Jury Splits Verdict For Ex-Enron Broadband Execs
- Milberg Weiss Feels Repurcussions From Indictment
- Enron Reaches Rapprochement With Law Firm
- SEC Accuses Lobbyist Of Insider Trading
- Gabelli, DOJ In Talks To Settle Fraud Allegations
- Quattrone Freed From NASD Crosshairs
- Ex-Gateway CEO Out Of Hot Water For Fraud Charges