Securities Archive » January, 2007

Securities - January, 2007

148 articles

• Hedge Fund Boss Jailed For Stock Market Fraud
• Judge Sanctions NTL For Botching Evidence
• Final Executive In CA Accounting Fraud Sentenced
• Judge Says Parmalat Can't Unify Cases
• SEC OK's Expanded Soft-Dollar Pools
• Pension Fund Resolves Fraud Suit Against Qwest
• Clear Channel Accused Of Bid Rigging
• Accounting Firms Form Audit Review Group
• Prosecutors Say AOL Execs Aided Fraud
• Merrill Lynch To Pay $40.3M Settlement
• Backdating Charges Surface In Caremark Row
• Calgon Carbon Awarded $10 Million In Fraud Case
• Judge Slashes Milberg Fee Request
• SEC OKs Market-Based Options Valuation
• Former Trader Fined For Fraud In PIPE Deal
• Ex-Cendant Executives Avoid Prison Terms
• France Drops Class Action Bill
• Chipmaker Takes Charge For Backdating
• Ex-Computer Associates CFO Gets 7-Month Sentence
• Bond Insurer Pays $75 Million To Settle Fraud Charges
• SEC Uncovers Breaches In Fund Lending Practices
• Retired Teachers Appeal Ruling In Homestore Case
• Bankers Seek Dismissal In Enron-Related Fraud
• Reliant Accuses Fund Of Exploiting Court Ruling
• Qwest To Pay Nacchio's Legal Fees
• SEC Toughens Stance On PIPEs deals
• SEC Launches Formal Probe Of Home Builder
• Former Black Employees Support Ravelston Plea
• AIB Must Show Documents To Citibank, BoA
• Lone Star Korean Unit Chief Indicted
• U.S., European Regulators To Step Up Cooperation
• Disgraced Hedge Fund Execs Drop $4.6M
• Hedge Fund Boss Admitted Fraud To FBI, Suit Claims
• SEC Warns Cardinal Health Executive
• Trial Begins For Auditor In Bankest Fraud Case
• SEC Mulls Easing Burden For Smaller Companies
• Nacchio Lawyers Win Peek at Documents
• Law Firm, Lay Dropped From Enron Suit
• Broadcom Blames Founder For Backdating
• SEC OK's Updates To NASD Arbitration Code
• Shareholder Files Suit In Bid For Midwest Air
• Hollinger Defendants To Be Tried Together
• Insurance Co. Granted Request For NASD Arbitration
• U.S. Steps Into Fray In IPO Antitrust Case
• K&L Gates Nets Former Asst. U.S. Attorney
• Apple CEO Jobs Questioned By Feds
• Panel Hits Ex-Gemstar CEO With $93.6M Fine
• Heller Eyes Europe With Hire
• SEC's Proposal May Lure Foreign Companies
• Former N.Y. Prosecutor Joins Bracewell & Giuliani
• Parmalat Case Stays In Land Of Sinatra, Soprano
• SEC Delays Decision On Board Nominations
• Judge Selects Lead Plaintiff In Apple's Options Case
• Interlocking Boards Spread Options Scandal: Study
• Former Take Two CEO Backdated Options
• NASD Firms Approve Consolidation With NYSE
• SEC Charges U.S. Foodservice Vendors With Fraud
• Attorney's Office Loses Top Backdating Prosecutor
• Regulator Calls For Extension Of SOX Deadlines
• SEC Fines Mutual Fund Manager
• Fannie Mae Wraps Up Probe Into Executive Pay
• Disgraced Hedge Fund Manager Loses Appeal
• Former Enron Treasurer Released
• CBOE Asks For Dismissal In Chicago Exchange Battle
• Looking East, U.S. Law Firms Boost India Practices
• Circuit Court Upholds Decision To Toss PwC Case
• Judge To Rule On Adelphia Insurance Policy
• Group Storms Company After Filing SEC Claim
• Grasso Sounds Off About Legal Costs In Pay Case
• Ex-Fannie Mae Chief Claims OFHEO Is Biased
• E.C. Seeks To Limit Auditors' Liability
• Monster Stock Options Probe Deepens
• CA Shareholders Seek Ex-CEO's Assets
• CEO On Trial In Biggest South Carolina Fraud Case
• Equinix Says Probes Into Stock Options Have Ended
• SEC Sues Former ConAgra Subsidiary Executives
• Millennium Trader Gets Probation For Late Trading
• U.S. Seeks Stricter Sentence For Ex-Westar CEO
• Seven Trading Firms Fined $2.8 Million By NYSE
• Ex-Cendant CEO To Spend Over 12 Years Behind Bars
• U.S. Attorney Who Targeted Backdating Resigns
• Novell Filing Stalled Amid Stock Option Probe
• Ex-Computer Associates Lawyer Gets Jail Time
• Black Attorneys Decry Ravelston Plea Deal
• Ex-Refco President Indicted In Accounting Scandal
• AG Probes Consulting Arrangements
• Sunglass Maker To Settle Suit With $1.4M Check
• Wilson Sonsini Opens Doors In D.C.
• Brokers' Boss Fined By NYSE Over Market Timing
• Forex Fraudster Ordered To Pay $33M
• CBOT Moves For Judgment Against CBOE
• Former Energy CEO Asks To Be Released From Prison
• PR Newswire Takes Beef With Nasdaq To Court
• Apple's Grant To CEO Under Scrutiny: Report
• SEC Holds Settlement Talks With Ex-Qwest Execs
• ING Hit With Suit Over Revenue Sharing
• Home Depot Shareholders Sue To Stop CEO Pay
• Sham Hedge Fund Operators Indicted
• Insurers Eye Backdating Scandal
• Three Banks Settle SEC Action For $1.6 Million
• Two Suits Attempt To Derail CVS-Caremark Merger
• Impax Laboratories Reacts To SEC Suspension
• Holland & Knight Raids Rival Securities Group
• Ex-Comverse Attorney Settles Backdating Case
• AGs Side With Shareholders In Enron Case
• Ex-U.S. Foodservice Controller Settles Fraud Charges
• Former Aspen Tech Chief Faces Fraud Charges
• Ex-Platinum CEO Gets Nine Years
• Reducing Fiduciary Exposure Under 401(k) Plans
• Conrad Black Accused Of Insider-Trading Scheme
• Accounting Errors Could Bankrupt Mills
• Parmalat, BofA To Head Back To Court: Source
• Xilinx Exonerated In Backdating Lawsuits
• McAfee Amends Options Policy, Takes $25M Charge
• Second Plea Bargain Reached In Hollinger Case
• Conflicts Questioned In Apple Options Probe
• Former Qwest CFO Settles Civil Fraud Charges
• Merrill Lynch Analyst Jailed For Insider Trading Scam
• A Delaware Lawyer's Perspective On Stock Option Grant Procedures
• Appeals Court Reverses Energy Execs' Convictions
• Supreme Court To Rule On Securities Fraud Proof
• Prosecutor Joins Mintz Levin's Corporate Crime Team
• Former MCA CEO Loses Bid To Retract Guilty Plea
• Judge Dismisses Derivative Suit Against Goodyear
• CMS Agrees To $200M Settlement
• Shareholders Want Home Depot Board Members Out
• Judge Dismisses Claims In Retek Class Action
• Italian High Court OKs Parmalat Suits
• Former Los Angeles Prosecutor Joins Gibson Dunn
• Prosecutors Close PurchasePro, AOL Fraud Case
• Aguirre, WSJ Square Off Over Pequot
• Apple Lawsuit Spotlights Jobs' Role
• Regulators To Review Morgan Stanley's Lost E-Mails
• Fraud Charges Against Insurer, Banks Dismissed
• Schiffrin & Barroway Touts New Partners, Office
• Foley & Lardner Taps Expert Investigator
• Anchor Glass Settles Disclosure, IPO Charges
• Ex-Fund Manager Settles With SEC Over Short Selling
• Quovadx To Settle Suit for $7.8M
• Home Depot CEO's Exit Pay Rouses Investor Ire
• In S&P 500, Firms Move Toward Board Declassification
• DaimlerChrysler Settles Liability Claim With Insurers
• Private Equity Firms Face Lawsuit, Probes
• Securities Fraud Cases Plunge To Record Low
• Jobs Did Nothing Wrong: Apple
• Milberg Weiss Takes Another Blow
• Plaintiff Looks To Fire Lerach, Scott
• Judges OK $2.47B Nortel Settlement