Securities Archive » April, 2007

Securities - April, 2007

133 articles

• Wilson Sonsini's Role As Brocade Counsel Queried
• Doral To Pay $129M To Settle Securities Cases
• SEC Begins Distribution Of $357M Fannie Mae Fund
• Judge Dismisses Fraud Suit Against Merrill Lynch
• Study Finds Compliance Not Deterring Companies
• Failed Funds Seek Damages From Banc Of America
• Court Rejects Ex-Fannie Mae CEO's Bid For Relief
• Former Quellos Unit Faces More Tax-Shelter Scrutiny
• Natural Gas Companies Hit With Class Action
• Tidewater Offers SEC Settlement To End Probe
• Baker Hughes Pays $44M To Bury Bribery Charges
• Judge Allows SEC Case Against Nacchio To Proceed
• RIM Faces New Probe Over Stock Options
• Fulbright Lures Four Partners From Jenkens
• U.S., German Securities Regulators To Share Info
• Judge Ends Seven-Year Civil Contempt Incarceration
• SEC Should Abandon Fight For Rule: Survey
• Rigas Family Gets $600,000 For Legal Fees
• SEC Takes Further Look Into Siemens
• ABN Amro Shareholders Protest Barclays Buyout
• Former NorthWestern Execs Settle With SEC
• Employees Sue Lender Over Retirement Plan Losses
• Defense Counsel Fight Suits With Collateral Estoppel
• Lawyer Sues Ex-Partners For $13M In Fees
• Extradition Bid Put Off For Comverse Exec
• Shareholders Ask To Freeze BP CEO's Pay
• Marvell Faces SEC Backdating Probe
• Congress Votes Down SOX Amendment
• Semco Energy Faces Suit Over Proposed Acquisition
• Pension Fund Asks Court To Subpoena Calpine
• Ex-Cendant Accounting VP To Pay SEC $100K
• SEC Moves Toward International Accounting Standard
• Sallie Mae, Directors Face Numerous Investigations
• Depository Trust Evades Antitrust Claims
• SEC Files Charges Against Two Ex-Apple Execs
• Investors Accuse ICG Of Misleading Statements
• New Century To Reveal Executive Pay Details
• Cardinal Health Tags $600M For Securities Settlement
• Fugitive Invests In Namibia Amid Extradition Bid
• Hedge Fund's Injunction Request In Telos Case Denied
• SEC To File Action Against Ex-Apple Lawyer: Source
• 2 Indicted In Oil Co. Pump-And-Dump Scheme
• Scrushy Keeps Home In $81M SEC Settlement
• High Court Agrees To Hear Money-Laundering Case
• Amgen Exec's Spouse Settles Fraud Charge
• KPMG Sues Fannie Mae Over Misrepresentations
• Trustee Disputes New Century's Plea For Extension
• House Says Yes To "Say On Pay"
• Former Enron HR Director Sentenced To Five Years
• Scrushy Makes Bid For New Trial
• SEC Provides Relief To Non-U.S. Issuers
• Probation Not Enough For Ex-HealthSouth Official
• Qwest's Nacchio Guilty Of Insider Trading
• CFTC Accuses Fund Manager Of Fraud
• Judge Tosses Securities Class Action Against Sierra
• Outlook Brightens For Securities Fraud Defendants
• Interest In D&O Insurance On The Rise: Study
• Cutera Beamed By Securities Suit
• Shareholders Sue Amgen Over Anemia Drugs
• Former AMEX Chief Denies SEC Allegations
• Ex-Amkor Attorney Charged With Insider Trading
• Motorola Settles Securities Class Action For $190M
• Bush Says No To "Say On Pay"
• Proskauer Rose Nets Securities Litigation Veteran
• Reinsurer Takeover Bid Spills Into U.S. Court
• Abbe Lowell To Join McDermott Will & Emery
• Ex-Oppenheimer Broker To Pay $8M For Fraud
• Supreme Court Declines Lay Case
• Outstanding Women: Christina Tchen
• Former SEC Senior Counsel Joins Schulte Roth
• Court Upholds Ex-HealthSouth VP's Conviction
• Lehman Bros. Accused Of Options Backdating
• SEC Mulling Arbitration Policy: Report
• Seatholder Suit Over NYSE Merger To Proceed
• Outstanding Women: Mary Gill
• Judge Tosses Vioxx Securities Suit
• Ruling Puts Suit Against CNET On The Ropes
• CA Ex-CEO To Pay $800M For Fraud Scheme
• Jenner & Block Adds Securities, White-Collar Partner
• E&Y Settles With PNC For $9M
• Asset Freeze Extended For TXU Traders
• Lawyers Are Big Winners In Shell Settlement
• Outstanding Women: Sarah Wolff
• Ex-NYU Student Sent To Jail For Hedge Fund Scam
• SEC Files First Patriot Act Claim Against Broker
• Court Revives Wal-Mart Suit Against Former Exec
• Kennedy Asks SEC To Probe Stock Deal
• Outstanding Women: Amy Goodman
• Exec Found Guilty In Penny Stock Fraud
• Spitzer's No. 2, Michele Hirshman, Joins Paul Weiss
• Group Urges SEC To Appeal Fee-Based Broker Ruling
• Shell To Settle Oil Reserves Lawsuits In U.S., Europe
• Ex-Endocare Execs On The Hook For Fraud Charges
• Outstanding Women: Susan Saltzstein
• Assistant Told To Lie To Feds About Squawk Box
• Pixar Workers Received Backdated Options: Disney
• Judge Orders More Monitoring Of Scrushy
• Fund Manager Targeted By SEC Claims Amnesia
• Armstrong Gets Five Years On Top Of Contempt
• Charter Sues Irell Over Alleged Mistakes In Cable Deal
• Morgan Stanley, Time Warner Settle Shareholder Suits
• SEC To Resolve Nasdaq, NYSE Ticker Tiff
• Second Circuit Denies Rehearing In IPO Case
• Outstanding Women: Caroline Williams
• Appeal Vindicates SEC Over Definition Of Securities
• Preferred Shareholders File Suit Against New Century
• Outstanding Women: Dixie Johnson
• Barnes & Noble Blames Law Firm For Backdating
• Enron Shareholders Petition For High Court Review
• UBS Sues New Century Over Missing Payments
• SEC Probes Take-Two Over Options Grants
• Judge Sets Retrial Date In Nigerian Barge Case
• Shareholders Target Lilly Over Zyprexa
• Cox Backs Clearer SOX Provision
• Ex-Enron VP's Conviction Tossed
• Examiner Report Criticizes Granite CEO, Board
• Judge Tosses Case For Failure To Prove Scienter
• Outstanding Women: Cathy Fleming
• Former Backdating Crusader Joins California Firm
• SafeNet Recoups $1.6M From Former Execs
• Outstanding Women: Therese Pritchard
• Ex-Cox Manager Flees From Authorities
• Firms To Pay $22M For FX Scheme
• Ex-Princeton Economics Chair To Drop CJA Lawyers
• SEC, Chamber Continue To Clash Over Fund Rule
• Physician Sentenced For Securities, Medicare Fraud
• Beazer Homes Faces Shareholder Suit
• Tenet To Pay $10M To Settle With SEC
• Absolute Privilege Protects Employers' Statements
• Appeals Court Backs Wachovia In Arbitration Dispute
• Husband And Wife Named In TXU Insider Trading Suit
• Investors Sue Over Amaranth's Billion-Dollar Bust
• Options Backdating Catches Up To Biomet