Securities Archive » June, 2007

Securities - June, 2007

148 articles

• NASD Settles With Firms Over Mutual Funds Shares
• Court OKs $140M Settlement With Bank In Refco Case
• Shareholders Object To Solutia's Disclosure Statement
• Judge Quells Unsecured Creditors' Fight With Dura
• Delphi Plaintiffs Seek Order In Confidentiality Feud
• Hotelier Not Ready To Check Out Of U.K.
• GM, Plaintiffs Argue Over Tellabs Impact
• SEC Committee To Examine Financial Reporting
• Dura, Creditors Tussle Over "Leaked" Business Plan
• CFTC Sues Commodity Pool For Closed Books
• CDW Shareholders Challenge $7.3B Buyout
• National Century Docs Temporarily Sealed
• Wells Fargo Fined For Alleged Conflict Of Interest
• Countrywide Execs To Plead Guilty To Insider Trading
• Parties In Brocade Case Ask To Keep Data Private
• Plaintiffs Can't Depose Bondi's Witnesses: Judge
• FDA, SEC Disclosure: Standard Procedures Can Help
• Hedge Fund Pays To Quell Rule-Breaking Claims
• SEC Blasts Hedge Fund Over Alleged Late Trading
• Judge Tosses CP Ships Shareholders' Class Action
• Traders Settle CFTC Charges Over Gas Price Index
• Solutia Creditor Balks At Disclosure Statement
• Private Equity Firms Ready For More Lawsuits: Survey
• Take-Two Bids To Boot Shareholder Claims
• Securities Laws Preclude Application Of Antitrust Laws
• Doral Shareholder Urges Court To Block Settlement
• Tyco Auditors Ask Judge To Reconsider RICO Claims
• Allegheny Energy Securities MDL Powers Off
• IBM Pays $7M To Settle SEC Fraud Allegations
• Shareholders Drop Derivative Suit Against NetApp
• Judge Lashes Out In Parmalat Securities Case
• National Century Defendants Seek To Seal Finances
• Enron Ex-Shareholders Face Uncertainty
• Nortel Gets Extension To Defend ERISA Counterclaim
• Dura Creditors Allege Information Leak
• JPMorgan Shareholders Argue Claims Survive Tellabs
• Family Dollar Officers Cough Up Options In Settlement
• SEC Cracks Down On Revenue-Sharing With $21M Fine
• SEC Settles Fraud Claims With Speechworks Execs
• SEC Sharpens Short Selling Rule's Teeth
• Ex-Safety-Kleen CFO Admits To Inflating Earnings
• Ramp Plaintiffs Seek Final Blessing Of $2M Settlement
• Ditech Tries To Get Investors' Suit Tossed
• NASD Fines Wachovia $2M Over Fee-Based Accounts
• Parmalat CEO Urges Court To Deny BofA Bid
• Supreme Court Heightens Pleading Standard
• Court OKs Tracinda Suit Despite Time-Barred Claims
• Court Dismisses Antitrust Suit Against Deutsche Bank
• Another Enron Exec Settles Fraud Charges
• Five Settle SEC Musicland Insider Trading Charges
• Broker Settles With SEC Over Late Trades
• AIG Directors To Blame For Financial Troubles: Suit
• For Derivative Plaintiffs, A Key Stock Options Decision
• Tyco Directors Still Unsure After Judge's Dismissal
• Suit Accuses NYSE Of Antitrust Violations
• Outside Vendors Can't Be Held Liable: U.S. Treasury
• Embattled Medical Device Maker Files Ch. 11
• Parmalat Bondholders To Recoup Some Losses
• Law Firm Loses Jury Trial Over Banking Deal
• Plaintiffs Lose Bid To Amend Royal Ahold Claims
• 10 Principles For Enhancing IT Control Programs
• Investor Too Late To Sue Merrill: Court
• Senate Wants Eye On Natural-Gas Trading
• Parmalat To Get $97M From Settlements
• NASDAQ, WorldCom Investor Head Back To Court
• BofA Fights Parmalat's Bid To Depose Attorney
• Ex-Enron Broadband CEO Gets 27 Months
• Plaintiffs Bid To Unseal Royal Ahold Documents
• Ex-Brocade CFO Asks To Dismiss Stock Options Case
• Ex-Thaxton Broker Pleads Guilty To Fraud
• High Court Rules In Favor Of Banks In IPO Case
• Refco Investors Settle With Bank For $140M
• U.K. Bank Denied Claim Against Enron
• BMS Avoids Charge As Prosecution Deal Expires
• Wells Fargo Strikes Deal With Slashed Class
• New Century Wants Examiner's Lips Zipped
• Bill Takes Aim At Private Equity IPOs
• SEC Hits $500M In WorldCom Distribution
• Judge Tosses Suit Against Refco Execs
• NYSE Fines Five Firms For Trading Violations
• AIG Takes Over $1B Suit Against Former Chairman
• Interpublic Hit With Wells Notice From SEC
• Former Katten Partner Settles Insider Trading Claims
• Pump And Dumps: A Compliance Officer´s Nightmare?
• Judge Rejects BofA Bid For Witnesses
• State AGs Urge High Court To Protect Investors
• Banks To Stand Trial In Parmalat Market-Rigging Case
• Judge Nixes Ex-AIG CEO's Suit Against Successor
• Doral Wins Block Of Shareholders' Claims
• DTT Wants To Bar Parmalat Experts In Fraud Suit
• Suit Against Boston Scientific Officers Dismissed
• Class Status Granted In Tyco Securities Fraud Suit
• Adelphia Lenders Not Safe From Creditors Suit
• Judge Dismisses Claims In Tyco Securities Suit
• Mortgage Lender Seeks To Bar Shareholder Suits
• Alleged $32M Fraud Scheme Leads To Injunction
• GSK Faces More Headaches Over Avandia
• SEC Gets Data Go-Ahead In Brocade CEO Case
• Steptoe Launches Subprime Lending Practice Group
• Pension Fund Seeks Class Status In Calpine Case
• Hedge Fund Sues To Force Ryerson Annual Meeting
• Suit Alleges Biotech Firm Lied About FDA Trials
• DOJ Greenlights CME/CBOT Merger
• NYSE Hits Hilliard Lyons With $1M Fine
• KPMG Defendants Reaffirm Dismissal Motions
• Judge Approves New Century Examiner
• SEC To Fine Nortel $100M: Report
• BofA Bares Teeth Over Parmalat Witness Deposition
• Judge Approves SEC, Pension Fund Settlement
• Nacchio Moves For Change Of Venue
• Ex-Dow Chemical Execs Sue For Legal Fees
• Top Execs Get Tax Break
• Ernst & Young Fires Back In AOL Merger Suit
• Advisors: Oust Yahoo Directors Over CEO Pay
• Scrushy Wants Judge Out In Corruption Sentencing
• Court Tosses Ceridian Shareholder Suit
• Appraisal Arbitrage May Be A Hedge Fund Strategy
• Grasso Appeals For Shared Liability to NYSE
• UBS Settles With Enron Creditors For $115M
• Punches Fly In Parmalat Witness Deposition Fight
• Deloitte Asks Court To Review Ruling In DVI Case
• Citigroup Pays $15M To Settle NASD Charges
• Parmalat Fights BofA's Bid To Depose Former Exec
• Universal Express Appeals $10M Verdict
• SEC Seeks Court Action Against Energy Attorney
• IBM Settles SEC Charges Over Misleading Chart
• Jailed Ex-CA Inc. Exec To Pay $29M: Report
• Fulbright Lands Trio Of White Collar Defense Attorneys
• Gibson Dunn Picks Up New Corporate Lawyer
• Ex-Putnam Brokers Settle With SEC
• Ninth Circuit Rejects Challenge To CFTC Sanctions
• Former Enron Broadband Officer Sentenced
• Grant Thornton Gets Behind BofA's Bid For Info
• Judge Scoffs At UnitedHealth's Bid To Toss Case
• Lerach Awarded More Than $3M
• Winston Nabs Partner From Baker & McKenzie
• Ex-McGuireWoods Lawyer Wins Time In Fraud Case
• NYSE Faces $4B Suit For Manipulating Market
• SEC Urges Solicitor To Support Investors: Report
• Court Approves $15M Allegheny Settlement
• Winston & Strawn Tussles With Former Client
• TXU Shareholder Suit Tossed
• SEC Rejects Sky Capital's Anti-NASD Complaint
• Class Certified In Trimmed Wells Fargo Suit
• Court Tosses Verdict In Gateway Execs Case
• Milberg Partners Discuss Plea: Report
• Credit Suisse Settles Enron Case For $61.5M
• Ex-Qwest CFO Reaches Settlement With SEC