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Securities - January, 2008
165 articles
- Ex-Deloitte Partner Sanctioned Over Adelphia Audit
- Samsung To Pay Creditors $2.4B: South Korean Court
- Hedge Fund To Vote No On Countrywide-BofA Deal
- Stoneridge's Opening For Plaintiffs
- What To Expect From SEC Exams In 2008
- Coughlin Gets New Atlanta Office, IP Group
- Canadian Exec Draws 12-Year Term In $115M Fraud
- Public Securities Tech Sector Whiz Joins Cooley
- Societe Generale Group Vies For Case File Access
- Internal Report Describes Shenanigans At Comverse
- FBI Launches Subprime Investigation
- "Linchpin" Of Bayou Fraud Gets 20 Years
- SEC Branch Chief Joins Crowell & Moring
- 3rd Time Not A Charm For Failed SEC PIPEs Claims
- Judge Tosses Last Of The Cendant Suits
- Class Action Hopes Dashed In Wells Fargo Trust Suit
- A Key Decision For SOX Practitioners
- Heartland Advisors, SEC Settle Bond-Pricing Case
- Ex-Milberg Weiss Client Is Fined But Not Jailed
- MetLife, BlackRock Sued Over Subprime Investments
- Ex-Dow Jones Director, SEC Settle For $8M: Report
- Andersen Partner, SEC Settle Enron Audit Case
- Comverse Faces $72M Suit From Former CEO
- French Bank Got Red Flag On Kerviel: Report
- SafeNet CFO To Serve Time For Options Backdating
- 28 New Defendants Dragged Into Countrywide Case
- Stoneridge: A Step Forward For "Loss Causation"
- Sallie Mae Drops Suit Against Banks
- Judge Denies Sprint's Bid To Toss Shareholder Suit
- URI Hit With Class Action Over Failed Cerberus Deal
- Court To Weigh If Co. Can Have Scienter If Execs Don't
- KLA-Tencor Settles Backdating Suit For $65M
- Executives Named In Broadcom Backdating: Report
- Fidelity Must Allow Vote On "Genocide-Free" Investing
- What Effect Will Stoneridge Have On Litigation?
- Vendors, Law Firms Clash Over E-Discovery
- JDS Uniphase Securities Litigation: A Loss And A Win
- Refco Traders' Claims Don't Have Priority: Court
- Court Allows Overstock.com Suit To Proceed
- Societe Generale To Seek Legal Action For Trader
- New Century Examiner Wins More Time For Probe
- Shell To Pay $27M To Lawyers In U.S. Reserves Case
- Ex-Monster CEO Cuts A Deal In Backdating Case
- White & Case Welcomes Back One Of Its Own
- Mitchell Silberberg Launches Subprime Group
- Pension Fund Abuse
- Mass. Queries MBIA, Ambac Over Risky Bonds
- Exec To Pay $3M In Insider Trading Settlement
- Tighter Rules Eyed For Deferred Prosecution Deals
- Losses Prompt ERISA Suit Against Morgan Stanley
- Assent Employee Pleads Guilty To Insider Trading
- SEC Begins Investigation Of ABN Amro, Fortis
- CORRECTED: SEC Investigating Sallie Mae Stock Deals
- Justices Send Homestore Suit Back To 9th Circuit
- Stoneridge Precedent Sinks Cert Bid For Enron Case
- Milberg Weiss Moves To Shed Conspiracy Charges
- Freddie Mac Sued For Not Disclosing Subprime Risks
- Company Offers Hedge Fund Fraud Insurance
- Bayou Exec Sentenced To 51 Months For Fraud
- Fedders Creditors Ask To Sue Insiders, Others
- Malpractice Suit Over 14-Year-Old Deal Dismissed
- Goldman Sachs Analyst To Pay Back $6.7M
- Subprime Losses Could Top $500B: Report
- Stoneridge's Effects Felt In Securities Action
- Stoneridge: Not The End Of The Road
- Judge Refuses To Dismiss AOL, PurchasePro Cases
- Parmalat Defendants Call On Stoneridge
- Court Rules Tellabs Suit Must Proceed
- U.S. Energy Wants Former CEO Punished
- New Century Accused Of Misleading Behavior
- Noteholders Wary Of $228.5M Delphi Settlement
- SEC Approves CBOE Rule Change In CBOT Scuffle
- U.S. Mulls Easing Fannie, Freddie Oversight: WSJ
- Lawyers Entreat Supreme Court To Hear Enron Appeal
- Cozen O'Connor Creates Credit Crisis Group
- Comverse Sues Ex-Execs For $70M Over Backdating
- Ex-PwC Employees Settle Insider Trading Charges
- Another Peregrine Executive's Wings Clipped
- Is Stoneridge The Death Knell For Scheme Liability?
- Stoneridge: What Does It Mean?
- Energy Trader Tried To Manipulate Market: Jury
- Circuit Voids $400M Qwest Shareholder Deal
- As Special Master, She Sets Precedent
- Univ. Of Phoenix Parent Receives A Costly Lesson
- Reyes Gets 21 Months In Jail, $15M Fine
- Insider Trading Study Points Regulators To Wall Street
- Supreme Court Strikes Blow To Investor Lawsuits
- Court Overturns Conviction Of Homestore Exec
- Subprime Write-Downs Hit $174B, Suits To Rise
- Derivative Suit Against MIPS Dismissed, For Now
- Schering-Plough Settlement OK'd, Lawyers Get $9.5M
- Stoneridge May Prove Fatal To Enron-Related Action
- 6th Circuit Finds CFTC Out Of Bounds In Futures Spat
- SEC "Front Running" Probe Deepens Merrill's Woes
- Stock Fraud Defendant Told To Hand Over Rock Tapes
- SEC Should End Sector-Specific Rules: Advisers
- MBIA Faces Class Action Over $8.1B Loss Exposure
- SEC Will Bar CBOT Ex-Members From IPO: Report
- Amaranth-FERC Dispute Draws CFTC's Attention
- CFTC Sues 2 CBOT Traders, Alleging $2.1M Fraud
- Law Firm Fights To Quit Insider Trading Case
- Finisar Derivative Suit Gets Tossed
- Countrywide Deal Could Mean Legal Woes For BofA
- Usana Cleared By SEC, Still Faces Shareholder Suits
- Fifth Third Faces $23.5M ERISA Suit Over Pension
- Amaranth Disputes CFTC's Manipulation Charge
- International Coal Group Faces New Securities Suit
- Court Upholds $20M Ruling Against IMA Founder
- No New Trial For Brocade Exec In Backdating Case
- Court Refuses To Toss Enzo Shareholder Suit
- Foreign Investor Leads Class Action V. Drug Co.
- Ex-Westar Exec Demands Docs About Gov't Case
- Examiner Calls For More Time To Probe New Century
- New Ballard Legal Team Targets Subprime Woes
- Options Backdating Scandal Limps Off Radar
- Navistar Hit With Class Action After $1B Restatement
- Deloitte Agrees To Pay Parmalat Bondholders
- Bayer Must Answer Schering Stockholder Query: Court
- Citigroup Asks Judge To Toss Enron MegaClaims Suit
- Hedge Funds Led Shareholder Activism In '07: Study
- FINRA Fines Firms $2.8M For Trade Volume Reports
- Bristol-Myers Again Rebuffs Plavix Fraud Claims
- Fannie Mae Fraud Plaintiffs Get Partial Victory
- Gov't Appeals Fraud Acquittal For Amkor Counsel
- Citing "Quandary," Judge Won't Jail Merrill Exec
- Corporate Scandals Boost Alvarez & Marsal Unit
- Further Delay May Be Warranted For FINRA Rule 2821
- Equity Firm Battles Grant Thornton In Refco Fraud Suit
- Judge Asked To OK $13.5M RenRe Fraud Settlement
- Marsh Derivative Plaintiffs Battle Over Deloitte Claims
- Refco Plaintiffs, Remaining Defendants Square Off
- Investors Jockey For Lead Status In WaMu Suit
- Enron Paper Risks Upsetting Credit Market: Broker
- Court Sides With Law Firms In Attorney-Client Dispute
- Two HomeBanc CEOs Named In New Securities Suit
- Former Buca Executives Bury SEC Charges
- Nabors Industries To Quell Backdating Suit
- Settlement Clears Path To TD-Commerce Merger
- American Medical Systems Owes $13.8M, Loses CEO
- Jenner & Block Welcomes Former SEC Branch Chief
- Comcast Hit With Suit Over Earnings Reports
- SEC Moving To Ease Small-Business SOX Onus
- FINRA Probes Mortgage Securities Sales To Seniors
- SEC Roundtable On Adviser, Broker Rules Urged
- 12 Jump From Miller Alfano To Drinker Biddle
- Travelers Settles Securities Fraud Case for $77M
- SEC Adopts Rule Change Regarding Foreign Issuers
- Bayou Investors Livid At Creditors' Fee Bid
- Coughlin Stoia Cashes In On Cardinal Case
- Study Links Subprime Crisis To Rise In Securities Suits
- State Street Sets Aside $618M For Subprime Suits
- Suit Says Sanofi Held Back Info On Obesity Drug
- Waste Management CFO To Pay $4M For Fraud
- Judge Nixes Credit Suisse's Bid To Boot Fraud Charges
- Ex-Goldman Trader Gets 57 Mos. For Insider Trading
- Judge Refuses Request For Buffett Documents
- Securities Litigation Held Steady In 2007
- Judge Throws UnitedHealth Deal Into Jeopardy
- SEC Files Second Suit Over United Rentals Fraud
- Ex-Delphi Shareholders Secure $38M From Deloitte
- Sherwood Dealt Setback In Appeal Of Securities Case
- Bids Begin To Lead Fights Against Merrill Lynch
- Travelers Cos. Settles Bid-Rigging Claims
- FTC Cuts No Slack For Second Failure To File
- Key Claim Tossed In SEC's Case Against Gryphon