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Securities - April, 2008
173 articles
- U.S. Attorney Tries To Secure Friedman's Cash
- Ex-HealthSouth CFO Lawyers Ordered To Show Docs
- Ex-JP Morgan Muni Head Is Federal Target
- Warner Chilcott Settles Securities Case For $16.5M
- Judge Mulls Class Bid in NYSE Specialist Case
- Investors Must Declare Sudan Divestitures: SEC
- New Century Loan Officer Gets 3-Year Sentence
- Auction Rate Securities Failures: Litigation Potential
- SEC Hits Mayor of Birmingham For County Bond Fraud
- Tyco To Pay N.J. $73M To Settle Securities Suit
- Monster Backdating Scandal Broadens
- Laserscope Shareholders Settle Insider Trading Claims
- Community Bancorp Head Settles Insider Trading Suit
- Ex-Andersen Accountant Settles Audit Case With SEC
- CORRECTED: Judge Certifies Securities Class Action Against DVI
- Siemens Says Probe Found Outright Corruption
- Taro Reaches Settlement With Shareholders
- SEC Targets Ex-Pixar CFO For Alleged Backdating
- Tyco Gets Bondholders' OK For $250M Settlement
- FINRA Panel Throws Out H&R Block Complaint
- Court Slaps Injunction On 12 Lake Shore Entities
- Blinded By Sundstrand: The 'Good Faith' Defense
- Yahoo Wins Bids To Move Shareholder Class Action
- AOL, PurchasePro Ex-Execs Dodge SEC Claims
- Energytec CEO Lied About Past Legal Troubles: SEC
- Firm Can Rep Plaintiffs, 3rd-Party Defendants: Court
- Adelphia Investors Can Seek Compensation From AG
- Agria Corp. Faces Shareholder Class Action Over IPO
- Comments Question Parts Of SEC Proposal
- Former Le-Nature Director Pleads Guilty To Fraud
- Appellate Court Rejects Langone's Dismissal Bid
- Shareholders Take Shot At IStar
- Former Investment Head Sentenced To Prison
- Discovery To Proceed In Overstock, Gradient Case
- SEC Settles With Trader Over ADS Merger Rumors
- Gabelli Funds Fined $16M For Market Timing
- Broadcom Faults Ernst & Young Over Audits
- Apache Can Shun Anti-Bias Proposal: Judge
- SEC Charges USA Capital's Ex-President With Fraud
- Biovail Settles Canadian Cardizem Suit
- Court KOs Securities Suit Against Blount Parrish
- In Advance Notice Bylaws, Ambiguity Must Be Avoided
- Suit Alleges WellPoint Defrauded Stockholders
- SEC Denies Request For Info On Bear Stearns Probe
- Subprime Lawsuits Soar To Record High: Study
- 11th Circ. Tosses Sentence of HealthSouth Controller
- EBay Targets Craigslist In Suit Over Stake Dilution
- Credit Suisse Faces Suit Over Mortgage-Related Debt
- MMC Energy Files Claim Against Founder
- SEC Chair Vows To Update Credit Agency Rules
- Loeb & Loeb Adds Partners To White-Collar Group
- Mercury's Ex-CFO Charged With Backdating Scam
- Judge Holds Ex-Universal Express CEO In Contempt
- Appeals Court Throws Back Leadis IPO Case
- Broadcom Faces, Then Settles, Backdating Charges
- Suit Targets Calamos Over Auction Rate Securities
- Parmalat Gets OK To Sue Citigroup For Fraud
- Former Boss Sues Societe Generale Rogue Trader
- Baltimore Court Tosses Suit Against Telos
- SEC Official To Leave Agency For Private Sector
- Investment Bank To Pay $16M In Rogue Trader Case
- Bank Of England Plan Addresses Credit Crunch
- Judge Kicks Fee Bid In Shell Case To Arbitration
- Pepper Hamilton Adds Veteran White-Collar Defender
- Southwest Shareholders Urge Suit Against Board
- Alliance Data Sues Blackstone Again
- DLA Piper Wins Over Four Heller Ehrman Partners
- SEC's Warning Shot On Insider Trading Compliance
- Burns & Levison Forms Subprime Advisory Team
- N.Y. AG Launches Auction Rate Securities Probe
- First Circ. Revives Boston Scientific Securities Suit
- Judge Shoots Down Parmalat Damages Attempt
- Fannie Mae Former Execs Acquiesce To $31.4M Deal
- Case Against Viatical Insurers Survives Challenge
- SEC Files Suit Against Medical Device Company
- Cox Seeks Congressional OK For $1B SEC Budget
- SEC Sues Ex-Fidelity Trader, Accomplice For Fraud
- Banks' Appeal In Clear Channel Buyout Suit Denied
- Tyco Shareholders, Merrill Lynch Settle On $4.9M
- Derivative Suit Against Rambus, Execs Tossed
- Former Refco President Found Guilty
- Walgreen Sued For Alleged Securities Fraud
- Federal Courts See Huge Rise In Class Actions
- Ex-Investment Co. CEO Gets 20 Years For Fraud
- Lawyer's Nomination As UBS Chairman Draws Flak
- Finders Schemed To Defraud JP Morgan: SEC Suit
- 'Hot Coffee' Claims Tossed From Take-Two Suit
- Investors Sue Over Blackstone IPO
- Treasury Dept. Pushes Hedge Fund Self-Policing Plan
- Shareholders Seek To Block Millennium Takeover
- Venable Snags Former Prosecutor For L.A. Office
- SEC Settles With Two Arthur Andersen Employees
- Two Charged In Switzerland Over Parmalat Collapse
- Bear May Face SEC Action In Derivatives Probe
- Greenberg Traurig Snags 3 Morgan Lewis Attorneys
- Howrey Adds Expert Litigator And Courtroom Talent
- Gradient Fires Back At Overstock With Libel Suit
- Citigroup To Face Trial Over Parmalat Collapse
- Wachovia, JP Morgan Face 3 Antitrust Class Actions
- Head Of General Re Steps Down
- Compass, 21st Century Execs Sued In Stock Fraud
- Bayou Fund Boss Gets 20 Years In Prison
- FCP Proxy Fight Ends When CEO Resigns
- MoneyGram Hit With 3rd Securities Suit In 2 Weeks
- Lawmaker Wants DOJ, SEC Probe Of Bear Stearns
- When Brokers Go Broke
- Third Exec Charged Over United Rentals Fraud
- Prosecutors' Push For Personnel Changes Draws Fire
- DOL Sues Firm For $25M For ERISA Violations
- Vytorin Saga Brings Another Suit For Schering-Plough
- Panel Consolidates Merrill Subprime Cases
- Clear Channel Buyout Suit Headed To Trial
- Tyco Agrees To Pay $250M To Settle Bondholder Suit
- Cuts Spare Antitrust Division, U.S. Attorneys
- Biovail Founder Drops Canadian Proxy Suit
- Judge Stays Bid To Block Bear Stearns Takeover
- Court Defines Exemptions To Short-Swing Profits Ban
- 9th Circ. Won't Hear Alaska Air Whistleblower Suit
- Broker Admits Keeping Mum In Insider Trading Case
- SEC Sues Headstart Over Improper Trading
- Ameriprise To Pay $3.8M To Settle Forgery Case
- AHM Underwriters Sued Over Offerings
- SEC Blocks Former Gemstar Exec's $29.5M Severance
- House Committee OKs Bill To Shield Student Loans
- KV Pharmaceuticals Settles Derivative Suit
- NYSE Fines Merrill For Lax Supervision Of Trader
- Apache Sues Pensions Over Anti-Discrimination Push
- Court Lets Arthur Andersen's Insurer Off The Hook
- Icahn Tries To Bully Biogen
- Corporate Crime Deals Do Have Benefits: Attorneys
- Regulators Probe Auction-Rate Securities Sales
- SEC Sues Five Former San Diego Officials
- Investors Sue Citigroup Over Struggling Hedge Fund
- Ex-NYMEX Director Pleads Guilty To Illegal Trading
- FINRA, NYSE Look Into Lehman Short-Sale Reporting
- Crash Of Bear Hedge Funds Spurs Liquidators' Suit
- Waxman Wants Info On Fed's BlackRock Deal
- Liquidity Crisis, Part 2: Auction Rate Securities
- Securities Class Actions Increase In 2007: Study
- Financial Adviser Wins To Take Bear Stearns To Court
- Motorola Buries Hatchet With Icahn In Proxy Feud
- Humana Hit With Shareholder Class Action
- Loss Causation: A Significant New Burden
- Vytorin Headache Grows With Shareholder Suit
- Brown McCarroll Creates Subprime Practice Group
- Baxter Plan Participants Can Sue Under ERISA: Court
- Paul Weiss Lures Securities Ace From King & Spalding
- Subprime Mortgage Insurer Faces Shareholder Ire
- Home Depot To Settle Shareholder Suits For $14.5M
- Misappropriation Theory Of Insider Trading, Dorozhko
- Bush Makes Two Nominations To CFTC
- 7th Circuit Dismisses Two Suits Against Tribune
- Judge Tosses Class Action Against HP Directors
- Matthew Sonsini Moves To Sobrato Organization
- SunTrust Slapped With Auction Rate Securities Suit
- Court Upholds $22M Fine Against Ex-Gemstar CEO
- 10th Circ. Spurns Plea To Revisit Qwest Settlement
- Judge Largely Denies Bid To Toss Backdating Suit
- Judge Rules Merge Tech Fraud Suit Can Move Forward
- Witnesses Defend Oil Speculation At Senate Hearing
- Platforms Wireless, CEO Still On Hook In Fraud Suit
- SEC Hits U.K. Hedge Fund With Market Timing Suit
- Rumors Caused Bear Stearns Collapse, CEO Says
- Bernanke Warns Of Slow Year For Economic Growth
- SEC Plans To Address Equity-Indexed Annuities
- Judge Dumps Class Action Bid V. Goldman Sachs
- HCC Settles Derivative Suit Over Options Backdating
- SEC Amendments Increase Safeguards - And Liability
- Judge OKs Suit V. Law Firm Over Hedge Fund Fraud
- Skilling Pins Hopes On 5th Circuit Ruling
- Regions Financial Sued For Losses To Employee Plan
- Enron Creditors Get Another $1.3B In Distributions
- UBS Names General Counsel To Replace Chair