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Securities - August, 2008
187 articles
- Student Loan Co. Faces Shareholder Derivative Suit
- Judge Tosses Comcast Shareholder Suit, Again
- Insurer Told To Pay Ex-Refco Exec's Legal Team
- Securities Fraud Suit Against Refco Largely Trimmed
- Allied Shareholders Lose Bid To Stay Ch. 11 Plan
- Long Island Mayor Faces Securities Fraud Charges
- Revised DOJ Guidelines Could Spark New Strategies
- 2nd Circ. Upholds Ruling In Suncoast Kickback Case
- SEC Settles With Exec Accused Of Fooling Investors
- Pressure Grows To Disclose Global Warming Risks
- King Pharmaceuticals Settles Shareholder Suit
- Most Claims Stand Against Maxim In Backdating Suit
- SEC, Con-Way Settle Over Philippine Customs Bribes
- DOJ Changes Corporate Fraud Guidelines
- US Seeks Stay In Civil Suit Against Ex-Bear Execs
- SEC Blasts SIFMA In Bond And Swap Dispute
- Class Status Granted In IP Fraud Suit V. Headwaters
- Weiss Can Have Untainted Attorneys' Fees: Judge
- Investors Seek Class Status In LDK Solar Suit
- SEC Holds On To Most Claims In Backdating Suit
- Insurers Sue Milberg LLP To Void Liability Contracts
- Futures Broker To Pay $310K To Settle CFTC Charges
- Braintree Gets 2nd Sanctions Order In SEC Suit
- SEC Offers Roadmap To Global Reporting Rules
- Howrey Told To Produce Notes In Backdating Probe
- Politics, Economy May Get Shareholders Say On Pay
- 6th Circ. Stings Visteon Shareholders
- 9th Circ. Revives Western Filter's Contract Dispute
- Accounting Standards During The Subprime Crisis
- ShoreTel's Underwriters Seek To Toss IPO Suit
- Judge Names Lead Plaintiff In VeriFone Class Action
- Judge Vacates Convictions Of NYSE Floor Traders
- The CSX Case In Historical Perspective
- Ind. 6th State To Sue Countrywide Over Risky Loans
- Judge Denies Class In Treasury Bonds Trading Suit
- Juniper Reaches $22.7M Backdating Deal
- Judge Dismisses Diebold Securities Class Action
- Judge Issues Injunctions In Medical Device Case
- BofA Wins $411M In Natural Gas Case
- SEC, Australia Sign Mutual Recognition Deal
- 9th Circ. Clears Org. In Short-Selling Case
- Merrill Lynch Inks Tentative Deal With SEC Over ARS
- No Remedies Levied Against Brocade CEO For Now
- D.C. Circ. Upholds PCAOB
- Judge Certifies Class In Parmalat Securities Suit
- SEC Fights For Injunctive Relief V. Brocade's Ex-CEO
- Long-Term Impact Of Dynex On Scienter
- RBC In Talks With Regulators To Buy Back ARS
- Muni Bond MDL Complaint Takes A Jab At Lawyers
- WaMu Hit With Suit Over Fund Management Fees
- Tellabs' Impact Varies By Judicial Circuit
- Cuomo Follows Spitzer's Path, With New Twists
- Plaintiffs Bar Attacking On ERISA Front
- Deal Could Pave Way For CBOE To Launch Stock
- CEOs See Boost In Pay Packages Despite Suits
- Taiwan Co. Sues Syntax Bigwigs Over SEC Filings
- Judge Keeps Fraud Suit Against Veritas Execs Alive
- Cuomo Inks ARS Buyback Deals With 3 More Banks
- InfoGroup CEO Sacked For Wild Spending
- Final SEC PIPEs Claim Against Mangan Tossed
- Judge Consolidates Securities Suits Against Citi
- Morgan Stanley Wins On Appeal In Telecom Suit
- City Trust Can't Invest In Equity Securities: Court
- Judge Keeps BMS Securities Suit In Play
- 2nd Circ. Rejects Milberg's Plea For More Fees
- Fried Frank Confirms Support Staff Layoffs
- Northstar Defendants Move Suit To Fed. Court
- Pushing For Transparency, SEC Replaces Edgar
- Ex-Hedge Fund Mgr. Inks Deal To Avoid Prosecution
- SEC Planning Permanent Short-Selling Rule: Cox
- Trader To Pay $280M To Investors In CFTC Deal
- Hagens Berman Tapped In Schwab Suit
- Ex-Vivendi Execs Want Partial Summary Judgment
- SEC Takes Spanish Stock Promoter To Court
- No Truth To 'Squawk Box' Deal Reports: Attorney
- Freddie Mac Faces New Suit Over Subprime Practices
- Ex-CEO's Assets Frozen In Universal Express Case
- FDIC And Treasury Guidance May Spur Covered Bonds
- UBS Hires New Legal Chief Amid ARS Trouble
- Court Ruling Bodes Well For UnitedHealth Settlement
- Judge Sends Panda Energy Packing Again
- Judge Tosses Claims Against Banks In Refco Suit
- Herrick Nabs U.S. Prosecutor For White-Collar Group
- Cuomo Fires Shot Across Merrill's Bow
- Wachovia To Buy Back $9B In Auction Rate Securities
- N.H. 1st State To Sue UBS Over Student Loan ARS
- Senators Call For Probe Into CFTC Oil Price Report
- McAfee, WilmerHale Fee Fight Remanded To State Ct.
- Judge Refuses To Toss All Claims Against Connetics
- Integrated Deal Stalled Over Possible WSGR Conflict
- 2 Studies: SEC Short-Selling Rule Was Ineffective
- Amaranth Trader To Fork Over Trading Records
- Lead Counsel Appointed In Chiquita Derivative Case
- JP Morgan, Morgan Stanley Settle Over ARS For $7B
- DOJ's Kneedler To Take Lead In Nacchio Rehearing
- Ex-Apple GC Settles Backdating Case For $2M
- Fifth Third Bancorp Hit With Another Shareholder Suit
- Securities Suit Against DRAM Maker Moves Forward
- Credit Suisse To Pay £5M Fine For Pricing Violations
- NYSE, FINRA Assume Oversight Of 10 Exchanges
- ABFS Bondholders Get Green Light For BDO Suit
- Wachovia May Face SEC Charges In Muni Bond Probe
- CORRECTION: Judge Gives Lawyer In Kickback Scheme Two Months
- SEC's Short-Selling Limits Could Become Permanent
- Pepper Hamilton Adds Delaware Law Expert
- Ratings Agencies: A New Front In Subprime Litigation
- Morgan Stanley Says It Will Buy Back $4.5B ARS
- $84M SCOR Securities Deal Gets Tentative OK
- 9th Circ. Rules In Favor Of Gilead Shareholders
- Judge Urged To Stay Course In Westar Trial
- Judge Tosses Limelight Shareholder Suit
- Advantages Of A Dual Listing On NYSE-Euronext
- Firms Awarded Big Fees In Biovail Securities Case
- SEC Senior Staffer Joins Reed Smith
- CFTC Unveils Forex Fraud Task Force
- Value Of Disputed BofA Natural Gas Trimmed
- Covidien To Pay $15M As Part Of Tyco Settlement
- 9th Circ. Partially Reverses Global Express Ruling
- BofA, Citi Off The Hook In Parmalat Investor Suit
- Godfrey & Kahn Forms White-Collar Defense Group
- Cuomo Targets 3 More Giants In ARS Probe
- Arent Fox Hires 4 Partners In NYC Expansion
- 1st Circ. Upholds Dismissal Of Biogen Suit
- Australia Plans 'Market Turmoil Response'
- Qwest Adds $40M To $400M Deal With Investors
- 2 More National Century Execs Sentenced For Fraud
- ARS Deals May Cause $4B Write-Downs: Analyst
- Suit Questions Goldman's Objectivity In Wrigley Deal
- UBS To Buy Back $18.6B ARS, Pay $150M Fine
- SEC Launches Formal Probe Of Countrywide
- D.C. Circ. Lets Fannie Mae Execs Off Hook
- Judge Tosses CNET Derivative Suit
- SEC Seeks Comments On Rules For Blogs, Forums
- Perelman Settles Suit Over Marvel Notes For $80M
- Banking Group Wants Short Selling Order Expanded
- Potential Exposure Under The FCPA
- Ex-Biopure Head Settles SEC Blood Substitute Case
- GM, Deloitte Reach $303M Settlement With Investors
- Credit Suisse Sued For Alleged ARS Fraud
- Some Refco-Related Claims V. Grant Thornton Tossed
- Ex-Refco President Gets 10 Years In Prison
- SEC Accuses Microcaps Of Improper Offerings
- Markets Prepare For Revamped CFTC Regulation
- Socius Settles Fraud Suit With SEC For $1.5M
- Citigroup To Buy Back $19.5B In ARS, Pay $100M Fine
- Mass. Wrings Another Deal Out Of ARS Saga
- U.S. Attorney Drops KLA-Tencor Stock Option Probe
- FINRA Sets Up Arbitration Panels For ARS Cases
- Prosecutors Amend Indictment Of McAfee Exec
- Experts Urge More Control Of Complex Securities
- Icahn Officially Named To Yahoo's Board
- Prudential Financial Settles SEC Claims With No Fine
- Whistleblowing CFO Still Fired: 4th Circ.
- Ex-National Century Execs Sentenced In Fraud Case
- CFTC Adjusts Speculators' Oil Market Share
- Banks Let Off Hook In ERISA Suit Against Merrill
- Ernst & Young Slapped With $2.9M SEC Fine
- Implant Maker Zimmer Hit With Securities Fraud Suit
- Citigroup May Buy Back $5B In ARS Debt
- Judge Rejects Ex-Bayou Exec's Guilty Plea
- New SOX Rule Hopes To Track Misstatements
- Wilson Sonsini Released From Brocade Suit For $9.5M
- Inside The Big-Boy Letter
- N.J. High Court Makes Exception For Suing Counsel
- UBS May Settle With Texas Regulators Over ARS
- Wachovia Sued Over Bond Fund Collapse
- Apollo Group Wins Reversal Of $280M Verdict
- Cuomo May Sue Citigroup Over ARS
- McDermott Scores Former CFTC Trial Lawyer
- SEC To Make Financial Reporting Improvements
- Bryan Cave Scores Decorated State's Attorney
- It's A Bull Market — For Securities Class Actions
- UBS Lawyer Quits Amid ARS Scandal
- IndyMac Honchos Face More Legal Woes With Suit
- Stock Exchanges May Cede Regulatory Supervision
- Sen. Stevens Pleads Not Guilty, Trial Date Is Set
- Former Treasury Official Part Of UBS Auction Rate Suit
- Chevron Tangles With NGO Over Ecuador Case
- Parmalat, UniCredit Reach €271M Deal
- 2nd Circuit's Dynex Decision: A Sensible Approach
- Firms, Bar Recover From Kickback Prosecution
- Judge Green-Lights MySpace Shareholder Suit
- Insider Trading Claim Against Goldman, MFS Trimmed
- Covenant Awarded $2.5M For Soil Savers Fraud
- IndyMac Files For Chapter 7
- 3Com Seeks $66M In Wake Of Failed Merger
- Putative Class Accuses GE Of Misleading Investors