Securities Archive » June, 2011

Securities - June, 2011

438 articles

• Feds Target Execs Over Penny Stock Fraud, Bribery
• Adviser Ordered To Pay $1.9M In Fake Swiss Firm Scam
• Level Global Settles SEC Trading Violations For $3.2M
• Judge Postpones Raj Sentencing To September
• Ex-AMD Manager Admits To Insider Trading
• CFTC Sues Trader, 2 Others Over $1.4M Forex Fraud
• Q&A With Baker Botts' Seth Taube
• Different Roads To Clarity For Swap Markets
• Ex-Futures Trader Gets 5 Years For $2M Fraud
• Ex-Ropes & Gray Atty Gets 30 Months In Prison
• Investors Appeal Dismissal Of Barclays MBS Fraud Suit
• BJ's Investor Balks At $2.8B Sale To Leonard Green
• Ex-Broker Settles SEC Pump-And-Dump Suit
• MBIA's Suit Against BofA, Countrywide Survives Appeal
• ING Slams AXA Suit Over Merger Misrepresentations
• Argentine Bondholders Can Bag More Interest: NY Court
• UniCredit, Kohn, Others Want Madoff Fraud Suit Tossed
• Thompson & Knight Exits Sunwest Fraud Action
• Ex-Taylor Bean Chair Gets 30 Years In $3B Fraud Case
• Shareholder Sues Oclaro Over Earnings Forecasts
• Signalife, Investors Seek Approval For $4M Settlement
• SEC Delays Ex-Goldman Director's Insider Trading Case
• Madoff Feeder Fund Sues Lion Capital To Recoup $50M
• BankUnited To Settle Securities Class Action For $3M
• Oil Investment Schemer Gets 10 Years For $15M Fraud
• Adelphia Execs Seek Reconsideration Of Dismissal Bid
• Allen & Overy To Open DC Office, Add 3 Partners
• Ex-Credit Suisse Broker Fights Prosecutors Over Forum
• Judge OKs $22M Settlement In 1031 Tax Group Suit
• 9th Circ. Nixes Securities Fraud Claim Against BP
• Schottenfeld Trader Settles SEC Claims In Galleon Suit
• High Court Erred In Dukes, Concepcion, Janus: Senators
• Fortress Must Produce Fried Frank, Skadden Docs: Dechert
• '5th Analyst Calls' — Beyond Regulation FD Issues
• Arent Fox Snags Former Judge From Girardi Keese
• WaMu Investors Denied Access To Insider Trading Docs
• EU States Reach Deal On Energy Insider Trading Rules
• Raymond James Agrees To Buy Back $280M In ARS
• Q&A With Blank Rome's James Masella
• Say-On-Pay Votes Are Largely Successful: Analysis
• SEC Advances New Conduct Rules For Swap Markets
• Getting Specific About FCPA Compliance
• BofA Agrees To $8.5B Settlement Over Soured Mortgages
• More Banco Popular Shareholders Can't Join Suit: Judge
• AGs Decry Bank Regulator's Proposed Preemption Rules
• Madoff Feeder Fund Investors Can't Sue Under SIPA
• 2nd Circ. Affirms Sentence For Ex-American Tissue CEO
• Ex-Sky Broker Testifies To Boiler Room Sales Tactics
• Morgan Keegan Fights Off SEC Suit Over ARS Risks
• Southern Union Execs Covet Payday In $7.9B Deal: Suit
• 2nd Circ. Denies Enron Appeal Of Securities Settlement
• Goldman Says Icahn Fund Held Up $140M Delphi Debt Deal
• Icahn Sues Forest Labs Over CEO Defense
• Merrill Disclosures Don't Bar ARS Claims: SEC To 2nd Circ.
• DC Circ. Nixes Judgment Against Ex-PurchasePro VP
• Wife Settles In Suit Over $156M Oil, Gas Investment Plot
• Judge Keeps Norfolk Southern Derivative Suit Alive
• New Challenges For Compliance Programs
• Morgan Stanley Can't Shake Suit Over $81M Loan
• Judge OKs $212M Settlement With Madoff Feeders
• Specter Of Dismissal Raised In Lindsey FCPA Case
• SEC Extends 'Naked Access' Rule Compliance
• 9th Circ. Denies Fees For 3 Cleared Of Securities Fraud
• Disbarred Atty Pleads Not Guilty In $9.5M Investor Scam
• Q&A With Schiff Hardin's Michael Wolensky
• Investor Speaks Of Losses In Sky Capital Fraud Trial
• Regulators Face Rough Road On Stalled Derivatives Rules
• SEC Deals Steady in 2011, But Down For Insider Trading
• 5th Circ. Affirms Toss Of Tech Co.'s Bad-Faith Ch. 11
• Winston Ducks $2M Claims In Starr Fraud For Now
• Heartland Atty Dodges Securities Fraud Claims
• Moody's, S&P Must Disclose Internal MBS Reviews
• Attys See No Quick Fix In Reverse Merger Fraud Fight
• Facing Individual Liability In Data Security Breaches
• Tourre, SEC Ready For Global Discovery In CDO Case
• Winston & Strawn Adds Seyfarth Securities Partner
• Magyar Telekom Settles SEC's FCPA Probe
• High Court To Consider Time Limit For Derivative Claims
• NY Ex-Wife To Keep Ponzi Money In Good Faith Transfer
• Madoff Trustee Seeks $19B From JPMorgan In New Suit
• 5th Circ. Upholds $15M SEC Win Over Convicted Fraudster
• SEC Seeks $10M From Moody's Tipster In Galleon Scheme
• Feds Want Book Thrown At Ex-Taylor Bean Chairman
• Spherion, GlidePath Ask 2nd Circ. To Renew Legal Fight
• DC Circ. Revives Insurer Suit Over JPMorgan's WaMu Deal
• Morgan Peabody Auditor, Investors Resolve Ponzi Suit
• SLUSA And State Court Securities Actions
• How To Make It Rain By Marketing Individual Lawyers
• Judge Fines Ex-Novus Chief In SEC Fraud Suit
• Convicted Ex-Lampoon CEO Tries to Toss Investor Suit
• Judge Tosses Icahn's $100M Suit Against Raynor
• Media Mogul Conrad Black Sent Back To Prison
• $900M Dividend Would End NYSE-Deutsche Deal Suits
• Novelos Shakes Class Action Over Cancer Drug Statements
• E&Y, Ex-Lehman Execs Hit With Accounting Fraud Suit
• Q&A With WilmerHale's Jonathan Shapiro
• Wells Fargo, BNY Say MedCap Investor Class Not Eligible
• Lehman Sues First Commercial Bank For $12M
• State Regulation Of Small Hedge Funds Sparks Worries
• 9th Circ. Restores Fraud Verdicts Against Gateway Execs
• Gabon FCPA Defense Attys Blast Informant At Closing
• Investors Take CBS Fraud Action To 2nd Circ.
• Ex-SemGroup CEO Asks Court To Toss Fraud Suit
• House Committee Passes Bill To Regulate Covered Bonds
• CORRECTED: ICAP Must Pay Fired Broker's Bonus But Avoids $80M Damages
• Market Manipulation Without Market Power
• Intervoice Strikes $4.8M Deal In Investors' Fraud Action
• BNY Mellon Investor Sues Over Executive Bonuses
• Political Groups Must Pay $1.7M Over Stanford Donations
• Q&A With Dechert's Andrew Levander
• US Fire Wins Coverage Battle Over Fake Madoff Profits
• Anadarko Investor Suit Over BP Spill Gets The Boot
• Amtrak Dodges Claims It Cheated Shareholders
• Winklevoss Twins Drop Fight Over $65M Facebook Deal
• FBI's Tactics In Gabon FCPA Sting Come Under Fire
• Madoff Feeder Funds Alter $212M Settlement
• Insurers Can Be Sued Directly Under ERISA: 9th Circ.
• Maguire Sued Over Ponzi-Funded Poker Winnings
• 4th Rothstein Pal Cops To Role In $1.4B Ponzi Scheme
• SEC Inks Sweeping Hedge Fund Adviser Rules
• Weighing Stock Options In M&A Transactions
• Judge OKs Sealed BNY Depositions In Suit Over $1.6B Loss
• Carlyle Shareholder Cries Fraud Over IPO
• Optiver Crude Trading Suits Paused For CFTC Mediation
• Introducing Class Actions In Mexico
• MGM Grand Investors Try Again In Room Rental Action
• DLA Piper Adds Former Morgan Lewis Partner
• Marshall & Ilsley Workers' ERISA Suit Tossed
• Brewer Defendants Didn't Follow Doc Request: SEC
• Blockbuster Creditor Escapes Icahn's Sanctions Bid
• Morgan Keegan Strikes $200M Deal Over MBS
• Thompson & Knight Adds M&A, Energy Aces
• Q&A With Farella Braun's Karen Kimmey
• Kirkland Lures Securities Pro From Mayer Brown
• Judge Clears Way For Centro's $9.4B Malls Sale
• Deutsche Bank Hit With Suit Over Bad Mortgages
• Stanford Trials Delayed For Psychiatric Treatment
• Crown Forex Defendant Cops To $190M Ponzi Scheme
• Del. High Court Revives Suit Over KKR Insider Trading
• Ex-Sky Capital CEO Portrayed As Dreamer, Schemer
• WMI Investors Renew Fight For Insider Trading Docs
• Ex-Client Accuses Greenberg Traurig Of Malpractice
• Frontier, Holly To Settle 8 Lawsuits Over $7B Merger
• Ex-Taylor Bean CEO Gets 3 Years For Fraud
• SEC Seeks $3M Penalty Against Energy Startup's Agent
• Merrill Can't Bury Suit Over $100M Funeral Trust Losses
• Ex-Terra Prez Can't Toss US Witness In Haiti Bribery Case
• Chinese Cable Maker Hit With Suit Over Hedge Accounting
• AT&T Mobility Case May Have Limited Application
• Mets Owners Deny Shopping For Madoff Fraud Insurance
• Dynex Can't Shake Securities Fraud Action
• Businessman Found Liable In $17M Ponzi Scheme
• Ex-Langbar CEO Gets 1 Year For Misleading Investors
• SEC Seeks Libya Info From Conoco, Occidental
• JPMorgan To Pay SEC $154M Over Failed CDO
• Infineon, Investors Strike $6M Deal In Price-Fixing Action
• NJ Taps Ex-Merrill Lynch Atty For Top Securities Post
• Reverse Merger Rules Are In Works, SEC Chief Says
• Barrack Rodos Wins Lead Counsel In BofA Securities Row
• Ex-WexTrust Exec Strikes SEC Deal Over $225M Plot
• Icahn Can't Beat Last Count In Lionsgate Fight
• Keep $1B Mets Owners' Suit In Bankruptcy Court: SIPC
• Investment Firm DLA Sued Over $6B REIT Ponzi Scheme
• Securities Case Against Urban Outfitters Head Survives
• Richards Layton IT Guy Settles SEC Fraud Claims
• ICG, Arch Coal Settle Investor Suit Over $3.4B Merger
• Baldwin Barred From Rabobank Info In BP Deal Suit
• Q&A With Robbins Geller's Paul Geller
• Libyans Got Tip From Stanford To Cash Out: Suit
• BofA, Goldman, Others Settle Taser Short-Selling Suit
• Implications Of A Narrow Ruling In Halliburton
• JPMorgan, RBS Units Sued Over $800M In Risky MBS
• Banco Popular Settles Securities Action For $37.5M
• RH Donnelley Execs Must Face Shareholder Suit
• Le-Nature's CEO Pleads Guilty In $806M Fraud Case
• Airgas, Cravath Settle Suit Tied To Air Products Fight
• Jiau Convicted For Selling Insider Tips
• High Court Declines Refco Suit Against Mayer Brown
• No Cover For Insider Trading
• Timberland Investor Challenges VF's $2B Buyout Offer
• 2nd Circ. Won't Revive ACCI Gambling Investment Suit
• Ex-Broker's Appellate Win Could Be Costly, Judge Says
• Court OKs $14M Ch. 11 LandAmerica Deal With SunTrust
• Transatlantic Investor Sues To Block $3.2B Sale
• Addus Homecare, Investors Reach $3M Deal Over IPO
• 4 Ex-Cabletron Execs Settle SEC's Fraud Allegations
• Embattled Fen-Phen Atty Kicked Off Fannie Mae Case
• Investors Go After Profits From LaSalle Ponzi Scheme
• Standard Chartered Faces Assault Over Madoff Losses
• Stanford Attorney Wants SEC Case Put On Hold
• Motorola To Settle Shareholder Action For $3.15M
• Judgment Day For 2 Execs In $3B Taylor Bean Fraud
• 8th Circ. Nixes Bid To Reinstate MEMC Securities Suit
• Ex-Money Manager Gets 20 Years For Ponzi Scheme
• John Deere Tries To Plow Down $2B Fraud Suit
• Sunwest, Investors Resolve $1.9M Land Project Fight
• Panel Disbars NY Lawyer For Obstruction Conviction
• Court Freezes $230M In Illarramendi Ponzi Scam
• Khuzami On The 'Epidemic Of Perjury'
• Q&A With Bracewell & Giuliani's Stephen Crain
• Schottenfeld Trader Exits SEC's Galleon Suit
• Ex-SkyCapital CEO Makes Last-Ditch Bid To Duck Charges
• Feds Call Jiau Brazen Schemer In Trading Trial Close
• Vanguard Escapes Suit Over Gambling Co. Investments
• Best Buy Brass Cashed Out At Investor Expense: Suit
• Merrill Investors Win Cert. In Suit Over $16.5B In MBS
• Q&A With Robbins Umeda's Brian Robbins
• Fugitive Defendant Nixed From CFTC's $85M Ponzi Suit
• Court Allows Some SEC Witnesses In Juniper Suit
• Inside Smith V. Bayer
• Aussie Investor Wants $9B Blackstone-Centro Deal Blocked
• Dewey Snags Milbank Latin America Team For NY Office
• Assured Must Honor CIFG Reinsurance Deal, Judge Rules
• Morgan Stanley Sued Over Alleged 'Short-Swing' Trading
• Auditors Can't Exit Suit Over Funds' Ponzi Investments
• 2nd Circ. Upholds Forex Ponzi Schemer's Sentence
• Countrywide Can't Shake State Case In $4B Investor Row
• High Court Greenlights W.Va. Class Bid In Baycol Fight
• 8 More Suspects Indicted In $7M Petro Scam
• Private Sector Argues For Narrow Swap Definitions
• Implementing The SEC Whistleblower Program
• WMI, Investors Can't Find Common Ground On Ch. 11 Plan
• Cadence Settles Securities Class Action For $38M
• Prostitution Testimony OK'd For SkyCap Fraud Trial
• Feeder Fund Investors Challenge Madoff Trustee Deal
• Calls For Caution Over Reverse Mergers Grow Louder
• Madoff Feeder Fairfield Sues RBC To Recover $11M
• Adelphia Execs Can't Shake Tax Evasion Indictment
• Sen. Lifts Hold On SEC Nominees Over Stanford Relief
• Ex-DHB Execs Face $150M Forfeiture For Stock Scheme
• Investor Sues To Block Citigroup Unit's $307M Ness Buy
• Q&A With Gibson Dunn's Bill Dawson
• Q&A With Crowell & Moring's Bill McSherry
• Baker & McKenzie Must Produce Docs In Client's SEC Suit
• Baker & McKenzie Adds Ex-Cassels Securities Atty
• Morgan Stanley Bribed Ratings Agencies, CDIB Alleges
• Q&A With Jones Day's Matt Kairis
• Pastors Plead Guilty To $7M Securities Swindle
• Ohio Treasurer Calls For Probe Into Banks' Forex Deals
• Economic Analysis Of Damages Under FCPA
• Madoff Brother's Aston Martin Goes On Auction Block
• 2nd Circ. Nixes Credit Suisse Broker's Fraud Conviction
• MFW Investor Sues To Block MacAndrews & Forbes Deal
• Blackstone Sued Over $8B Extended Stay Buyout
• Probing Foreign Exchange Transactions At Custody Banks
• SEC Settles Fraud Suit With Ex-US Technologies CEO
• SEC Pushes Stricter Audit Rules For Carrying Firms
• Court Tosses 26 Actions Against SEC Over Madoff Fraud
• Allstate Suit Over Countrywide MBS Moved To Calif.
• CCI Execs Target Travel Act Charges In FCPA Case
• 1st Circ. Won't Trim Sentence For Ex-Financial Adviser
• Sen. To Block SEC Nominations Over Stanford Scheme
• Witness In Jiau Trial Admits To Evidence Destruction
• Ex-Madoff Manager Settles SEC Fraud Case
• Ex-Taylor Bean Chairman Farkas Fights $31M Forfeiture
• When Rights Offerings Go Wrong
• Mass. Reports $20M In BoNY Forex Overcharges
• SEC Nominees Question Agency's Budget
• Costco, Execs To Pay $4.85M In Backdating Suit
• CFTC Delays Dodd-Frank Swap Regs Until December
• RIM Overhyped Sales Of Too-Ripe BlackBerrys: Suit
• SEC Wins One, Loses One In Neff Insider Trading Suit
• Expecting SEC Rules On 3rd-Party Due Diligence Reports
• Gryphon Owner Settles With SEC Over $17.5M Fraud
• Minn. Man Latest To Be Charged In Crown Forex Scheme
• AGs Target Deutsche Bank, BNY Over MBS Trustee Role
• News Corp. Moves To Toss Investor Suit Over Shine Deal
• Shareholder Sues Hercules Board Over Exec Pay
• Feds Seek 4-Year Prison Term For Chiesi
• Ex-Primary Global Worker Can't Shake Insider Tips Charge
• UBS Told To Pay 76ers Prez $2M Over Lehman Notes
• SEC Looks To Block 2 Chinese Co. Stock Sales
• Forex Trader Cops To Securities Fraud, Faces 20 Years
• Putnam Freed From $70.5M Credit Agricole Suit
• FBI Agent Refutes Seeking Glory In Gabon FCPA Case
• AXA Ruling In Retaliation Suit Was Premature: 2nd Circ.
• High Court Won't Rule On Restitution In Petters Case
• EBay-GSI Deal Set To Close After Shareholder Settlement
• Fund's Disclosure Fight Falls Short In Supreme Court
• High Court Denies Suit Against E&Y Over Time-AOL Deal
• Weil Reps Maple Group In $3.8B Hostile Bid For TMX
• The 'Maker' Of A Statement Under Section 10(b)
• Supreme Court Draws Bright Line In Janus
• 3 Traders Found Guilty In Galleon Spinoff Trial
• Goldman's Tourre Fails To Dismiss SEC Suit
• AmFin Ch. 11 Halted By Noteholders
• Jury Finds Texas Man Guilty Of $100M Insurance Fraud
• Wells Fargo Settles Nadel Fraud Clawback Suit
• SEC Says It Will Clear Up Dodd-Frank Swaps Rules
• Pharma Holdings Defendants Get 10 Days To Yield Docs
• Ex-Taylor Bean Execs Sentenced For $2.9B Fraud
• Capital Blu Execs To Pay $17.5M For Investment Fraud
• Ex-McGuireWoods Clients Seek To Move Malpractice Suit
• Broadband Operator Xanadoo Takes Ch. 11 Plunge
• Fried Frank Nabs Kirkland & Ellis Private Equity Pro
• Rothstein Cohorts To Admit Roles In $1.4B Ponzi Scheme
• E&Y Resigns As Life Partners' Auditor Amid SEC Probe
• Whistleblower Protections Restored: Sylvester V. Parexel
• Greenberg Can't Shake Suit Over $200M Securities Fraud
• Citi Bosses Manipulated Libor, Shareholder Says
• Judge Nixes Merrill Advisers' Class Action V. BofA
• Gabon FCPA Informant Told Execs Deal Was Legal: FBI
• UBS Settles Claims Over Insurance Trust's Investments
• Seyfarth Shaw Adds Corporate Partner In Chicago
• Neff CEO's Father-In-Law Renews Insider Trading Fight
• LandAmerica Execs Hit With ERISA Class Action
• Houston Man Ordered To Pay $3.2M For Fraud Scheme
• NY Appeals Court Tosses Zuckerman's BDO Seidman Suit
• SEC Warns Investors About Reverse Merger Hazards
• 2nd Circ. Affirms $11M Hit Against Taro Insider Traders
• CFTC Chief Warns Agains Funding Cuts, Rule Delays
• NM AG Skips Out On Deposition In Kickback Suits
• Mass. Fines Goldman $10M Over Trading Huddles
• SEC Agrees To Drop Trivium From Polycom Trading Suit
• LaBarge To End Investor Suit Over $340M Ducommun Deal
• An Eye On The SEC Performance Fee Rule
• Defendants Can Arbitrate Nadel Clawback Suits: Judge
• SEC Ends Case Over Vescor Ponzi Scheme For $125M
• FCPA Defendants Paid Informant For Consulting Work
• Sprint Investors Demand KPMG Merger Audit Docs
• 'Idol' Owner Settles With Investors Over $512M Sale
• America Movil Wins $900M Case Against Ex-Shareholders
• CORRECTED: US Mortgage Employee Beats Jail Time For $136M Fraud
• Davis Polk Nabs Derivatives Lawyer Ahead Of Regulation
• Willkie Farr Nabs SEC Vet To Boost Financial Practice
• Q&A With Greenberg Traurig's Barry Richard
• 2nd Circ. Affirms Toss Of Madoff Scheme Coverage Suit
• WaMu Shareholder Deal Still Up In The Air, Atty Says
• Lawyer Dad Settles SEC Insider Trading Suit
• SEC Cuts Off Online Pledge Drive To Purchase Pabst
• Credit Suisse Docs Key To Madoff Feeder Suit: Judge
• Will Loss Calculation Continue To Drive Sentencing?
• Morgan Lewis Picks Up Energy Sector Securities Pro
• Man Gets 20 Years For $930M Ponzi Grocery Scheme
• Ex-Primary Global Worker Cops To Conspiracy
• Shareholder Blasts Yahoo Over $1B Chinese Investment
• JPMorgan Unit Sued Over $404M Bear Stearns MBS Loss
• Kevin Costner Can't Shake Suit Over $52M BP Deal
• Downey Receiver Accuses Amerifund Of $1.2M Fraud
• FCPA Defendants Say Informant Liked Drugs, Prostitutes
• 3rd Circ. Nixes Investor Win In $5M Carnegie Mellon Suit
• Madoff Trustee Seeks $975M From Kingate Founders
• Say-On-Pay Forces Cos. To Rethink Exec Perks
• Ex-Credit Suisse Broker Gets 4 Years For $1B ARS Fraud
• Judge Tosses Citi Employee Suit Over Subprime Losses
• Regions Can't Duck Fraud Suit Over AmSouth Valuation
• Merge Insurer Fights Coverage Of Entire 3M Fee Award
• SEC Denied Win On Claims Against Ex-Isilon CFO
• Regulators Extend Comment Period For 'Skin In Game' Rule
• Judge Won't Stay Ambac's $641M Suit Against JPMorgan
• Court Nixes Deutsche Bank's $2.5B Tribune Suit
• Case Study: Erica P. John Fund V. Halliburton
• Adams & Reese Tries To Shake $300M Stanford Fraud Suit
• HSBC Settles Madoff Feeder Suit For $62.5M
• Westgate Fraudster Asks To Vacate 40-Year Sentence
• Judge OKs Settlement In Suits Over SAP-Sybase Merger
• Life Partners Could Face Expanded SEC Suit
• Ex-Goldman Director Sued By Investor Over Raj Tips
• Jiau Witness Describes Vast Web Of Inside Tipsters
• Laundering Charges Trimmed In Gabon FCPA Case
• US Asks For Lenient Sentence For $1B Fraudster
• Halliburton Loss Causation Ruling To Have Narrow Impact
• US Seeks Prison Time For Ex-Taylor Bean Execs
• Grain Storage, Trading Cos. Settle Antitrust Probes
• Judge Won't Delay Civil Case For Rajaratnam Sentence
• State Street Asks Judge To Toss Forex Suit
• Investment Firm Sues Ernst & Young Over Lehman Audits
• JPMorgan Ducks Madoff Investor Suit In 2nd Circ.
• 2 Classes Certified In First Horizon ERISA Suit
• Derivatives Documentation For Energy End Users
• Sovereign International Accused Of Investment Scam
• Ex-Madoff Worker Says He Faked Trading Records
• Inside SEC's New Whistleblower Program
• SunPower Investor Sues Over $8M In Restatement Costs
• SEC Says Calif. Atty Stole Info On $2.8B Abbott Deal
• Loss Causation Not Necessary For Class Cert.: High Court
• Judge Asked To Approve $4.5M JA Solar Settlement
• SEC Subpoenas American Tower's Tax Documents
• Ex-Acorn CFO Tries To Escape Suit Over Petters Fraud
• NYSE, Deutsche Boerse Rushing $10B Deal, Investors Say
• $200M WellCare Health Settlement Isn't Fair: Investor
• Grupo's Aguilar Gets Time Served In Lindsey FCPA Case
• SEC Closes National Lampoon Stock Inflation Case
• Ex-SAC Manager Admits To Insider Trades In Jiau Trial
• Schwab Strikes $2M Settlement With Parish Investors
• Lindsey Manufacturing's FCPA Battle
• American Medical Settles Suits Over $2.9B Endo Buy
• Sentinel Trustee Balks At FTN Bid To Delay Bribery Trial
• Accused $100M Ponzi Schemer Wins Document Fight
• Union Reaches $2.5M Settlement With RHI Over 2008 IPO
• Insurer Southern Farm Loses Bid To Arbitrate Investor Suit
• Debevoise Picks Up Davis Polk Insurance Expert
• Q&A With Morrison & Foerster's Chip Loewenson
• Convicted Ohio Fraudster Banned From Futures Market
• Tribune Creditors Blitz Ex-Shareholders To Recover $2.5B
• SEC Contests Nixed Gabelli Injunction In 2nd Circ.
• SEC Widens Insider Trading Case Against FDA Chemist
• Hedge Fund Bosses Can't Shake SEC Fraud Suit
• Corus Execs Reach $10M Deal With Investors
• Jiau Says Shared Information Wasn't Material
• Feds Trim Charges In Muni Bond Bid-Rigging Case
• NM Whistleblower Wants AG, Firm Off Kickback Case
• FBI Agent Details Undercover Role In Gabon FCPA Case
• Ropes & Gray Snags Former Assistant US Atty
• Stanford Lawyers Want Trial Stayed
• 9th Circ. SOX Ruling May Curb More Than Media Leaks
• Q&A With Paul Hastings' Kurt Hansson
• Madoff's Former Payroll Manager To Plead Guilty
• SEC Wins Access To Market Timer's Bank Info
• Orthovita Shareholders Sue Over $316M Stryker Deal
• Calif. Court Won't Reinstate Firm In VeriSign Suit
• Case Study: Tides V. Boeing
• SEC Foreign Bribery Head To Join Simpson Thacher In DC
• 2nd Circ. Downs Credit Suisse Appeal Of $431M Award
• Goldman Hit With Subpoena Over MBS Antics
• FTN Fights For Docs In Sentinel Trustee's Suit
• Crown Forex Investors Can't Shake Receiver Actions
• SEC Says Nicor Witness Can't Plead The 5th
• Grant Thornton Blasts Fund's Subpoenas In Refco Fight
• Case Study: Bauman V. DaimlerChrysler Corp.
• Judge Trims Bond Insurer's MBS Suit Against Credit Suisse
• Acorn Capital Boss Gets 18 Years For $25M Ponzi Plot
• Witness Grilled On Plea Deal In Gabon FCPA Case
• RBS, Underwriters Move To Nix Remaining MBS Claims
• CDR Exec Says Bid-Rigging Case Belongs In Calif.
• Prudential, Investors Near Settlement In Securities Suit
• Breach Claims Over Ventas-Nationwide Health Deal Nixed
• Weighing In On Dodd-Frank's Risk Retention Rules
• Picard Fee Objector's Tactics 'Abusive': Judge
• SEC Employee Wrongfully Calmed Fellow Investors: OIG
• Judge Frees Insurers From JPMorgan Ponzi Suit
• Goffer Targets Feds' Evidence In Insider Trading Trial
• Pragmatism V. Principle: Loss Causation And Basic
• American Apparel Urges Dismissal Of Fraud Class Suit
• $7B Massey Merger Proceeds Despite Safety Claims
• Former EZ Lube COO Can't Slip Suit Over Disastrous LBO
• Q&A With Greenberg Traurig's Richard Edlin
• Judge OKs SEC Settlement With Clean Energy Startup