Securities Archive » August, 2011

Securities - August, 2011

460 articles

• Judge Cans Bid-Rigging Suit Over $5.3B Del Monte LBO
• Ex-Galleon Trader Asks For Lenient Sentence
• Lancer Group Receiver, Citco Group Reach $5M Settlement
• PFF Bancorp Investors Win Class Cert In Suit Against Execs
• Pa. Minority Shareholders Can Sue Over Mergers: 3rd Circ.
• CIT Investors Blast Goldman, Others Over Discovery
• NYMEX, COMEX Need More Compliance Staff: CFTC
• Wind Turbine Co. A-Power Faces Investor Fraud Action
• Oil Co. Beats Financing Suit On Jurisdictional Grounds
• Primary Global Exec's Insider Trading Trial Kicks Off
• Ex-Galleon Trader Gets 5 1/2 Years For Insider Trading
• Venoco Investor Aims To Block CEO's $770M Buyout Bid
• Citing Fait, Deutsche Bank Tries To Nix Securities Action
• Madoff Trustee Trims Maxam Fraudulent Transfer Suit
• Lehman Wants Giants Stadium To Produce Goldman Docs
• UK Charges 1st Person Under New Bribery Law
• Hedge Fund Manager Sues Wife For $25M Over Stolen Info
• China Voice Executive Settles SEC Ponzi Claims
• Judge Affirms Decision To Allow Coventry Fraud Action
• SEC Seeks Guidance On Amending ICA Exceptions
• Judge Rejects Objection To Meridian MDL Consolidation
• SEC Sues Ex-Syntax Execs For Fraud
• Sirius XM Defeats 1 Of 2 Derivative Suits Over Merger
• Refreshed: FINRA's Message On Social Media
• Principal Again Fails To Slip Westgate Ponzi Action
• Returning Courts To Their Owners
• Ex-FINRA Director Accuses Agency Of Age Bias
• BP's Moscow Office Raided In Shareholder Dispute
• BofA Dodges $1.6B Deutsche Bank, BNP Conversion Claims
• Google Hit With Investor Suit Over Illegal Drug Ads
• Ex-Frontier Holdings CEO Convicted Of $7.4M Fraud
• Fannie, Freddie Seek Info On BofA's $8.5B MBS Settlement
• AmFin Creditor Says Ch. 11 Plan Is Too Opaque
• Underwriters Could Be Targeted Over Longtop Collapse
• BNY Mellon Seeks Bondholders' Vote In Real Estate Ch. 11
• BofA Can't Move Insurer's $619M MBS Suit Out Of Ohio
• Icahn Ends Lionsgate Takeover Bid, Sells All Shares
• Kings Road Investor Demands Docs In Stake Dilution Row
• Ex-Beazer CFO To Return $1.4M In Gains: SEC
• Santander Madoff Suit Belongs In Ireland: 11th Circ.
• 2nd Circ. Clears AmEx In Suit Over Lending Standards
• Convicted Ex-Duane Reade CEO Tries To Dodge Payout
• Trustee Wants BofA To Buy Back Loans In $1.75B Trust
• Layne Christensen Fires Exec Amid FCPA Probe
• Ex-Pharma Holdings Execs Shell Out $2M To End Fraud Suit
• Madoff Trustee Wants More Defendants In $59B Kohn Suit
• Rothstein Trustee Goes After Hedge Fund Heads For $40M
• Fla. Fraudster Cops To $22M Ponzi Scheme
• Massey 'Death Penalty' Push Faces Long Odds
• American Apparel CEO Rips Derivative Suits
• Mark Cuban Fights For Docs From SEC Trading Probe
• Requiring More From Large Traders
• CalPERS Reaches Deal With Fitch In False Ratings Suit
• Encore Unit-Holder Seeks To Block $546M Vanguard Deal
• Former Bank Execs Get 2 Years For Insider Trading
• Credit Suisse Can't Nix Suit Over AOL Tie-Up Valuation
• FDIC Demands More Info On BofA's $8.5B MBS Deal
• Bancorp Blasts Releases In AmFin Ch. 11 Plan
• Bryan Cave Battles $100M Malpractice Suits
• Loose Lips Could Land Groupon In Hot Water With SEC
• Chapman & Cutler Snags Akerman Public Finance Pro
• Sky Capital Founder Looks To Overturn Fraud Conviction
• Energy Investor May Be Immune To SEC: Judge
• No Arbitration For Stanford Employees: Judge
• SEC To Appeal Dismissal Of Morgan Keegan Suit
• SEC To Target Longtop Over Shoddy Auditing
• Pension Funds Take Aim At Fannie Mae Fraud Priority Rule
• TriCentury Denied Early Win Over Former GC
• Bankruptcy Claims Trading Orders: Who Is Watching?
• Investors Seek Remand Of Morgan Stanley Securities Suit
• 2011 Attorney Marketing: Where Do You Stand?
• L&L Energy Shareholder Launches Stock Fraud Action
• Northwest Pipe Can't Sink Accounting Fraud Suit
• Judge Chucks $38M Cadence Class Action Settlement
• Santander US Escapes Madoff Feeder Fund Class Action
• Ex-Marvell Manager Gets Bail In Insider Trading Case
• Husband Admits He Lied About Ponzi Fugitive's Location
• Benefits Of Mandatory Auditor Rotation Remain In Doubt
• Mutual Benefits Atty Gets 5 Years For $837M Ponzi Plot
• Fraud Suit Against Ex-SemGroup CEO Sent To State Court
• Insurer Wants $650M JPMorgan Suit Moved To State Court
• Convicted Ex-Duane Reade Execs Lose Bid For Retrial
• Fight Over $8.5B BofA MBS Deal Pulled Into Federal Court
• Fraudster's Lawyer, Accountants Settle For $1.75M
• Madoff Hits Banks, Funds With $45M Clawback Claims
• Bid-Rigging Case Against Ex-GE Execs Sent To Trial
• Hansen Medical Securities Fraud Action Nixed
• The Secret To Beating 'Short And Distort' Schemers
• Founding Partners CEO Fights $32M Fraud Penalty
• Terra Execs Point To New Evidence In Acquittal Bid
• Akeena To Pay $4.8M To Settle Stock Inflation Action
• Apple Likely Shielded From Any Suits Over Jobs' Departure
• Madoff Trustee Seeks $20.6M From Delta Bank
• Ex-Lehman Execs Seek Coverage Of $90M Settlement
• Trader Should Get 5 1/2 Years For $6M Galleon Gains: US
• Schwab Accuses BofA, Others Of Libor Antitrust Scheme
• 10th Circ. Shuts Down REIT Suit Against Tishman
• Raser's Ch. 11 Plan Strips Creditors Of Rights: SEC
• Oil Investment Co. Wants Atty's Fraud Testimony Nixed
• Las Vegas Sands Can't Shake Investors' Fraud Action
• BraunHagey Picks Up SEC Trial Lawyer In San Francisco
• Ex-National Century CEO Takes Convictions To High Court
• SEC Conduct — A Shield Against Enforcement
• Ex-Aspen Oilman's Swag Goes To Victims Of $56M Fraud
• Countrywide Gets Homeowners' MBS Fraud Claim Tossed
• AIG Sought To Protect Bonuses In Pay Czar Meeting: Doc
• 3rd Circ. Nixes Fraud Suit Over Horizon Price-Fixing Plot
• Duncan Dodges Investor Suit Over $2.5B Enterprise Deal
• Gryphon Fraudsters Banned From Trading In SEC Suit
• WexTrust Receiver's Much Shelist Deal Nixed
• Rothstein Cohort Gets 5 Years For Ponzi Plot
• Deutsche Bank Launches New Suit Over $8B Tribune Buyout
• Textron Off Hook In Shareholder Class Action
• Appeal Of Hollywood Producers' FCPA Sentences Dropped
• 6th Circ. OKs Atty Sanctions In Fifth Third Class Action
• Ener1 Hit With Class Suit Over Failed Car Investment
• Ex-Striker Execs Told To Cough Up $7M In SEC Fraud Suit
• Magnum D'Or Faces Investor Action Over Kickback Plot
• Lake Shore Exec Pleads Guilty In $294M Fraud Case
• Vinson & Elkins Nabs McDermott Corporate Litigator In DC
• DBSI Trustee Launches Attack On Hundreds Of Brokers
• Fugitive Galleon Tipster Must Pay $34.6M: Judge
• Investor Hits Advanced Cell With $12M Stock Fraud Suit
• Global Regulators Endorse Derivatives Reporting
• A New Roadblock To Reverse Mergers
• 6th Circ. OKs 7-Year Sentence For NCFE Witness Bribe
• FNY Accuses Ex-Partners Of Stealing Trade Secrets
• Convicted A&O Fraudster Should Repay $102M: Feds
• Ex-Credit Suisse Broker Gets 5 Years For $1B ARS Fraud
• Judge Sends $825M Cambridge MBS Suit To Mass. Court
• US Seeks To Sell Aspen Officer Mark Rand's Assets
• The Alarming Lesson Of Winklevoss V. The Facebook
• Primary Global CEO Snared In Insider Trading Claims
• Muni Bond Advisers Face Compensation Monitoring
• Fannie Mae Says Investors Can't Prove Fraud
• Texas Bond Seller Reaches Deal In $52M SEC Suit
• 2nd Circ. Nixes Fraud Action Over Regions-AmSouth Deal
• Judge Lets Investors In On Suit Over $8.5B BofA Deal
• Feds Need Warrant For Cellphone Location Data: Judge
• Ex-ShengdaTech CEO Blocking Fraud Probe, Suit Says
• Navistar Says Deloitte Can't Duck $500M Malpractice Suit
• SEC Seeks Tough Penalties For Alleged Dell Inside Trader
• Temple-Inland Crippled GFG Spinoff, Trustee Says
• Judge Says Ventas Can Collect $102M Award From HCP
• KBW Shorted Clients' Shares, Hastened Failure: Suit
• Ex-Veritas CFO Wants More Claims Cut In SEC Fraud Suit
• Paramount Loses Bid To Toss $3.75M 'No Country' Suit
• McGraw-Hill Investors Push To Break Up Co.
• Blankfein Retains Steptoe White Collar Veteran
• Taylor Bean Trustee Fires Off 200 Suits Over Transfers
• Ex-Duane Reade CEO Gets 3 Years In Fraud Case
• Goldman Escapes Swath Of Suits In Muni Bond MDL
• USAE Seeks To Nix Investor Suit Over Akin Gump Letter
• Banks Escape Class Action Over $660M Smart Tech IPO
• Lehman Trustee Hits RBS With $345M Contract Suit
• McGinn Smith Founder's Wife Must Seek Relief In 2nd Circ.
• CFTC Taps Linklaters' Barnett For Swap Oversight Role
• GSC Employee Wants D&O Policy To Cover SEC Defense
• Longview Wins Sanctions, Dismissal Of Castle Arch Claims
• Merrill Can't Cite Dukes To Dodge $16.5B MBS Action
• Ex-Frontier Holdings CEO Tries To Trim Fraud Evidence
• Ex-Haynes & Boone Energy Atty Joins Locke Lord
• Bank Exec Deserves 3 1/2 Years For Inside Trading: Feds
• US Defends 'Very Large' Discovery In CDR Fraud Case
• Goldman's Tourre Fails To Slash SEC Fraud Claims
• GetFugu Says Patton Boggs Plotted Downfall
• Investors Win Broad Discovery In Fannie Mae Suit
• Petrohawk Settles Class Actions Over $12B BHP Deal
• Rise Of The Whistleblowers
• Ex-Cabletron Exec Can't Shake SEC Claims
• Tribune Settles Claims Over Workers' Benefits For $32M
• Deutsche Bank Can't Duck Action Over RMBS Statements
• Activists Seek To File Amicus In Picard's JPMorgan Case
• Madoff Trustee, Mets Showdown Could Go Before Jury
• ShengdaTech Files For Ch. 11 Amid Securities Scandal
• CFTC Hid Oil Speculation Info: Sen.
• Chicago Loan Co. Owners Misused Investor Cash: Suit
• BCI Wire Fraud Part Of Single $50M Scheme: Judge
• 2nd Circ. Upholds Kickback Judgment Against Broker
• 8th Circ. Upholds 11 Years For Petters' Ponzi Helper
• Trustee Sues Vitro Units To Recoup $1.35B In Notes
• Moody's Execs Dodge Deposition In Securities Fraud Case
• Madoff Fund, Banks Fight Over $3.1B In Clawbacks
• Ex-Smith Barney Adviser Gets 3 Years For Fraud
• Ex-SEC Atty Convicted In Pump-And-Dump Ducks Civil Fine
• SEC, CFTC Seek Input On Whether SVCs Are Swaps
• Atty Gets 3 Years For Feeding Tips In Galleon Scheme
• Class Status Sought In Express Scripts-Medco Deal Suit
• A Debtor-Friendly View Of Safe Harbors
• Ex-Diebold CFOs Eye Janus Defense In SEC Fraud Case
• SEC Wrongly Destroyed Wall Street Probe Docs: US Archives
• NYBOT Member Wins Stock In ICE Merger Agreement Suit
• Juniper Faces Class Actions Over Alleged Misstatements
• FINRA Clarifies Brokerage Social Media Rules
• Morgan Stanley Must Face Suit Over Toxic Mortgages
• NY AG Subpoenas Energy Giants Over Drilling Forecasts
• Bayou Brother Can't Escape $60M Payout: 2nd Circ.
• WaMu Creditors Blast Investors' Bid To Tap Legal Whiz
• Madoff Feeder Fund Sues 5 Cos. To Recoup $18M
• Treasury Ordered To Produce AIG TARP Document
• Investment Adviser Gets 58 Months For $2.5M Fraud
• AIG Says Securities Class Is Too Big To Certify
• Forest Labs Defeats Icahn In Proxy Fight
• Judge Grants Class Cert. In $2.4B Credit Suisse MBS Suit
• THL Blasts Grant Thornton Expert Before Refco Trial
• Audit Failure Triggers SEC Probe Of A-Power Energy
• Janus Sued Over Say-On-Pay Vote
• Preferred Stock — Not So Preferred After All
• Lights, Camera, Trial: Directing Your Trial Team
• Ex-Triton CEO Convicted In $50M Ponzi Scheme
• CSX Ends Suit Against TCI Over Proxy Fight
• Madoff Trustee Amends $2B Complaint Against UBS
• Staff Atty Says SEC Destroyed Files
• BNY Mellon Opposes NY AG's Bid To Nix $8.5B BofA Deal
• Stanford Atty Wants US Witness List Before Trial
• Shareholder Suit Over Denbury, Encore Deal Survives
• CIFG Sues Goldman Over $275M In Bad Mortgages
• SEC Seeks Repayment From Accused GlobeTel Fraudsters
• Judge Refuses To Overturn Jiau Fraud Verdict
• Argentina Must Cough Up Extra Bond Interest: 2nd Circ.
• Universal Express Traders Liable For $34M Scheme: Judge
• GeoStar Can't Buck Horse Breeding Fraud Suit
• Gateway Wins D&O Coverage Fight With Travelers
• New CFTC Rules: Liability For Fraud-Based Manipulation
• Knights Of Columbus Seeks Info On BNY Mellon Trusts
• Clearstream, Citi Accused Of Helping Iran Hide $250M
• $12.5B Motorola, Google Merger Sparks Class Action
• US Foreign Bribery Actions Soared In 2010, Report Says
• JPMorgan Indemnity Claims Against Ala. County Survive
• Rajaratnam Loses Bid To Overturn Conviction
• Stinson Pleads Guilty To $17M Ponzi Scheme
• First American Beats Shareholders' Derivative Suit
• Oil Co. CEO Looted Investor Funds For Personal Use: SEC
• The SEC's New 'Short Form' Criteria
• Debt Crisis: What's Happening In Europe?
• Juno Founders Rip SEC's Suit Over Alleged $1.8M Scam
• Madoff Investors Can't Collect Fake Profits: 2nd Circ.
• Allstate Sues Goldman Over Sale Of $123M In Junk MBS
• Investment Co. Sanctioned For Failing To Produce Docs
• JPML Sends Countrywide MBS Suits To Calif.
• PNY Sues For Coverage Of Forex Claims Against Ex-CFO
• ARB Breaks New Ground In FedEx Whistleblower Case
• Motricity Faces Investor Suit After Stock Plunge
• Former Ahold Exec Cops To Books And Records Charge
• Former Brocade CEO Settles SEC Backdating Suit
• AIG Motives 'Suspect' In $10.5B BofA Deal: Investors
• Judge Boots Investor Class Action Over Feraheme Risks
• Chapman & Cutler Adds Ex-Howe Barnes General Counsel
• Ex-Madoff Aide Wants Out Of 'Excessive' House Arrest
• Investors Target BioMimetic Over Bone Graft Statements
• Moody's Execs May Dodge Testifying In Subprime Suit
• Ex-Optionable CEO Admits Inflating Trader's Book
• Ambac: An Investor's Lifeline
• Life Partners Investor Fails To Usurp Lead Plaintiff
• Smoothing Out Your Back-End Merger
• BDO Seeks To Squash Stanford Investor Suit
• Ex-FrontPoint Trader Cops To Receiving Insider Tips
• Ex-CCI Execs Can't Shake Foreign Bribery Charges
• Colonial Execs, Investors Settle Fraud Suit For $10.5M
• 5th Circ. Nixes Ex-Merrill Exec's Enron Fraud Appeal
• Mass. Expert Network Regs May Have Little Impact
• Feds Pan Ex-Point Blank CEO's Retrial Bid In $189M Scam
• WaMu Investors Can't Form Committee For $337M Claims
• BNY Mellon Wants Baker Hughes Arbitration Ruling Upheld
• King & Spalding Lures Orrick Capital Transactions Pro
• Former FECI Exec Halts SEC Case For Legal Fee Fight
• Hedge Fund Fraudster Gets 5 Years For $20M Scheme
• Evidence Bid Went Too Far, Ex-Primary Global VP Says
• Miller Energy Overvalued Alaskan Oil Assets, Investor Says
• Ex-Nasdaq Exec Gets 3 1/2 Years For Insider Trades
• 4 Steps Toward OFAC Sanctions Compliance
• Lehman Ch. 11 Plan Faces Objections Over Lack Of Info
• Funds Resume Fight Over Enron Losses V. Merrill, Others
• Creditor Wins Restraining Order On Argentina Assets
• Jamaican Banker Gets 30 Years For $220M Ponzi Scheme
• Shaky Markets Lead 4 EU States To Ban Short Sales
• CVO Holders Hit Progress Energy With $42M Fraud Suit
• Disney Insider's Boyfriend Faces SEC Suit Over Trades
• CORRECTED: Ex-Nasdaq Exec Apologizes For Insider Trading
• Gryphon Head's Sentence For Securities Fraud Delayed
• Madoff Trustee Sues Abu Dhabi Wealth Fund For $300M
• Judge OKs $2M Schulte Roth Award In Belstar Fee Fight
• Argentina On Hook For Investor Losses From Bond Default
• Validus Fights Secrecy Terms In $3.2B Transatlantic Bid
• Illarramendi Scheme Investors Fight For Share Of $230M
• Debt Crisis ... Averted
• SEC Demands Info On Deere's Overseas Activities
• Cadwalader Adds Mayer Brown Finance Pro In Hong Kong
• Janus Ruling Revives China Expert Auditor's Dismissal Bid
• Q&A With Robbins Geller's James Jaconette
• World Bank To Hear $1B Suit Over Argentine Default
• Ex-FrontPoint Trader Ends $30M SEC Insider Trading Suit
• Conn. Town Can't Revive Suit Over $42M Madoff Losses
• Travelzoo Hit With Shareholder Class Action
• Ex-Gryphon Rep Seeks Light Sentence In $20M Fraud Case
• Elan Beats Investor Fraud Claims Over Drug Prospects
• Credit Downgrade May Yield Ready-Made Fraud Defense
• US Gunning For S&P, But Results May Prove Elusive
• Refco Report Punctures Hedge Fund Claims Against PwC
• SEC Sues Stifel Over Sale Of $200M In Risky CDOs
• Lehman Trustee Fights Citigroup's Bid To Nix $1.3B Suit
• Ex-Marvell Manager Arrested In Insider Trading Probe
• Pfizer Can't Shake Investor Suit Over Off-Label Marketing
• Akin Gump Docs Should Doom Securities Suit: USAE
• Ex-Seyfarth Atty Pins $90M RICO Suit On Ex-KPMG Ace
• Fraudster's Wife Strikes Deal Over Transferred Assets
• The 'Dark Side' Of The Hedge Fund World
• No New Trial For Delphi Exec In $237M Fraud Case
• Deutsche Bank Ends Suit Over $8.5B Tribune Buyout
• Former Point Blank CEO To Cop To Tax Charges: Atty
• Yahoo Sued Again Over Botched Alibaba Deal Cover-Up
• Innospec Says Afton 'Stonewalling' Antitrust Suit
• Judge Won't Nix Wiretaps In Ex-Primary Global Exec Trial
• Prosecutors Request 19-24 Years For Rajaratnam
• Russian Mining Co. Gets Securities Fraud Suit Nixed
• E&Y To Face Suit Over $2B Broadcom Backdating Scheme
• Lawyer Gets 4 Years For $2.5M Investment Fraud
• Research In Motion Sued Over Alleged Stock Inflation
• Q&A With Shearman & Sterling's Stephen Hibbard
• Credit Union Agency Hits Goldman With $491M Suit
• 10th Circ. Upholds Fraud Conviction of Ex-PanWorld CEO
• Most Claims Stand In Securities Suit Over Vioxx Risks
• Schwab Escapes Class Action Over Risky Investments
• Goldman Faces Mortgage Suit Threats From AIG, Others
• Ex-Stroock Partner Sues Over Retirement Benefits
• Discovery Communications Exec Beats Insider-Trading Suit
• S1 Investor Sues Board Over Rebuff Of $540M ACI Offer
• FDIC Says BofA Lacks Standing In $1.8B Taylor Bean Suit
• NYSE Floats Rules To Stanch Reverse Merger Ripoffs
• Weatherford Fails To Merge Suits Over $500M Tax Error
• Bank Austria Wins Dismissal Of Some Madoff Claims
• Point-Counterpoint: Dodd-Frank Whistleblower Rules
• Dissecting 2nd Circ.'s MBIA Ruling
• Paetec Investor Sues To Block $2.3B Windstream Deal
• NatCity Inks $168M Settlement With NY Pension Fund
• Forest Decision Does Little To Remove Exclusion Threat
• SEC Scores Injunction Against Convicted Ex-Mayor
• Zynga Tries To Nix $13M Stock Buy Suit
• Countrywide's Alleged Misstatements 'Puffery': Atty
• Ala. County Floats Truce To $3.2B Bond Standoff
• Mass. Cracks Down On Expert Networking Firms
• State Street, Lehman Reach Deal On Loan Repurchases
• Judge Won't Hold Separate Trials In $50M BCI Fraud Case
• Feds Fight Ex-Optionable CEO's Bid To Trim Charges
• Fund's Suit Against JPMorgan Over '06 Collapse Tossed
• Emdeon Investor Fights $3B Blackstone Buyout
• Alleged $5M Investment Fraudster Extradited From Poland
• 2nd Circ. Nails Ex-Pritchard Broker Over Trading Fraud
• Akeena Strikes Deal In Stock Inflation Action
• AIG Sues BofA For $10B Over RMBS
• Accused Fraudster's Wife Should Sell Home: 2nd Circ.
• Spanish Cement Co. Escapes Suit Over $280M Unit Sale
• Billionaire SEC Target Charles Wyly Dies In Accident
• Clarifying Accountants' Secondary Liability
• Prudential To Pay $16.5M To Settle Shareholder Suit
• Constellation Investor Sues Over $8B Exelon Merger
• DOJ Ends WaMu Probe With No Criminal Charges
• JPMorgan Gets Claims Trimmed From ERISA Action
• 1st Circ. Tosses Boston Scientific Securities Fraud Action
• Terra Execs Convicted In Haiti Teleco Bribery Scheme
• La Madrid Brother Denied Leniency, Gets 2 1/2 Years
• SEC Revamps ABS Shelf Eligibility Rules
• Ex-Westar CEO Strikes Deal For $39M In Pay, Fees
• Stanford Victims Want High Court Arbitration Ruling
• Del. AG To Intervene In $8.5B BofA Settlement Fight
• Mining Exec Wants $5M From SEC In Forgery Case
• Too Late For Goldman Bond Trading Claims: 7th Circ.
• 11th Circ. Denies Ex-Mayor's Bribery Conviction Appeal
• Brokerage Seeks To Dodge Rice Futures Class Action
• Father-Son Duo Cop To Insider Trading On Apache Deal
• US Ends Bid To Oust Forest Labs CEO Solomon
• CDR Execs Blast Excessive Discovery In Bid-Rigging Suit
• SEC Disclosure Must Include Political Spending: Law Profs
• The SEC Changeup On Private Equity Fund Registration
• Ex-Taylor Bean Chair Balks At $3.5B In Restitution
• Imprisoned Money Manager Starr Disbarred
• Judge Nixes ADCB's Suit Over $40M Restructuring
• Judge OKs $80M Ameriprise Deal Over Bad Securities
• Wells Fargo, KPMG Settle Wachovia Suit For $627M
• Q&A With SNR Denton's Peg Donahue Hall
• NY AG Seeks To Block $8.5B BofA, BNY Mellon Deal
• Ex-Goldman Director Gupta, SEC Agree To Drop Claims
• Conoco Hit With Investor Suit Over Exec Payment Plan
• Starr Can Pursue Records From Chinese Ad Co. For Now
• Ponzi Schemer Gets 4 Years For $2M Fraud
• SEC Official Rewarded Despite Missing Madoff Scheme
• Facing Subpoenas, Regions Expects $300M In Legal Costs
• K&L Gates Adds Former SEC Bigwig In Texas
• Ex-Orioles Player Settles Insider Trading Suit For $2.5M
• Energy Startup, CEO Ordered To Pay SEC $3.5M
• UBS Units Hit Ace With $10M Suit Over Investigation Costs
• Stanford Receiver Sues Texas A&M For $4.4M
• State Street Can't Shake Investors' ERISA, Fraud Claims
• EU Takes Critical Look At $9.7B NYSE Tie-Up
• CFTC Finalizes Whistleblower, Swap Data Rules
• SEC Clears Ex-Enron Atty's Return To Securities Law
• NewAlliance IPO Investor Hit With $1M Penalty
• Growing Foreign Prosecutions Under FCPA-Style Laws
• Applying Morrison To Foreign-Cubed Claims By The SEC
• Lawmaker Introduces Bill To Restructure SEC
• Allied Shareholder Tries To Halt $175M Saga Deal
• Receiver's High Attys' Fees Draw Fire In WexTrust Case
• Forest Labs Told To Turn Over Docs On CEO To Icahn
• US Wants Ex-Taylor Bean Execs To Pay $3.5B Restitution
• Extended Stay Bankruptcy Trust Wants To Move LBO Suits
• WaMu Seeks OK For Pair Of Securities Settlements
• Lions Gate Seeks $8M Coverage In Icahn Suit
• Levenfeld Nabs Litigation Partners From Pedersen, Minkow
• Hefner Kin Settles Playboy Insider Trading Suit
• Ex-World Fuel Exec Settles $1M Insider Trading Case
• Duncan Investors Decry $2.5B Buyout By Enterprise
• Baker Hughes Sues Deutsche Bank, BNY Mellon Over ARS
• Meridian Mortgage Founder Cops To $100M Fraud
• ML Servicing's Greenberg Suit Sent Back To State Court
• Muni Bond Underwriters Face Strict Disclosure Rules
• WebMD Accused Of Hiding Ad Woes Before Stock Plunge
• Interpretation Of Arbitration Provision Post-Concepcion
• Credit Suisse To Buy Back $276M In ARS From NJ Investors
• Chinese Reverse Merger Co. Hyped 'Worthless' Stock: Suit
• BNY Mellon Escapes Baker's $41.2M Bid Over ARS Fraud
• Trial Date Set For Exec Tied To Petters' $3.7B Fraud
• Janus Doesn't Apply To Schwab Execs' Fraud Case: Judge
• U.K. Watchdog Reveals New Adviser Fee, Platform Rules
• Merrill Accused Of Making Misrepresentations To Fund
• Senate Committee OKs Reid Aide For CFTC Post
• Gryphon Prez Says Scheme Merits Less Than 9 Years
• Financial Firms, PwC Fight Claims Over Colonial Fraud
• Ex-Lampoon CEO Loses Bid To Toss Investor Suit
• US Oncology Debtholders Seek $40M From McKesson Tie-Up
• Deloitte Says Actrade Suit Imperils Class Settlement
• Immunosyn Execs Hit With $20M Insider Trading Suit
• Gerber Settles Suit Over $282M Sale To Vector
• Insurer Sued Over Colonial Bank Losses In $3B Fraud
• Grant Thornton Leaves Koss Corp. Embezzlement Suit
• JPMorgan, UBS Try To Kill $21B Madoff Claims
• Royal Caribbean, Execs Misled Investors: Suit
• TIAA Accuses Deutsche Bank Of RMBS Fraud
• Judge Freezes Texas Bond Seller's Assets After SEC Sues
• Asserting The 5th During SEC Investigations
• Cohmad Can't Shake Madoff Trustee's $245M Suit
• Ex-Primary Global Exec Fights Wiretap Evidence
• 2nd Circ. Revives SEC Suit Over Gabelli Market-Timing
• Bundesbank Loses Bid For Control Of $4.1B Lehman Notes
• Barclays Ups Lehman Asset Appeal To $2.8B
• America Movil Offers To Buy Telmex For $6.5B
• Court OKs $22M Continental Deal In WG Trading Clawback
• Ex-Duane Reade Execs' Fraud Didn't Harm Owner: Judge
• Reed Smith Adds 4 DLA Piper Securities Experts
• S1 Investor Demands Review Of $540M Rival Offer
• Schiff Hardin Lures Ex-Arkin Kaplan Partner In NY
• Berkshire Execs Move To Bury Suit Over Sokol Trades
• Judge Dismisses Stock Fraud Suit Against Zale
• Feds Blast Ex-Galleon Adviser's Fraud Retrial Bid
• Investor Wants Fair Share Of $1.4B Portfolio For Fund
• 2nd Circ. Nixes Convictions Of Gen Re, AIG Execs
• ICG Agrees To $1.4M Deal In Investors' Mine Safety Suit
• Suit Says Zynex Directors' Deception Inflated Stock
• Q&A With Vinson & Elkins' John Wander
• Proskauer Rose Sued For $140M Over Flawed Tax Advice
• Favoring A Multiclass REIT Structure