Securities Archive » September, 2011

Securities - September, 2011

441 articles

• Hedge Fund VCG To Pay Wachovia $2.1M In Swap Suit
• Ex-Stanford Unit Exec Seeks Exit From Ponzi Class Action
• Wachovia, BDO Seidman Settle Le-Nature's Suits For $50M
• Kraft Says 7th Circ. Ruling Should Halt ERISA Action
• 11th Circ. Partly Revives MIVA Securities Fraud Suit
• Ex-MBC Execs Can't Dodge Concealment Charges
• Spongetech Consultant Wants Break On Perjury Sentence
• $150M Adelphia Stock Fight Belongs In District Court: FPL
• Bug Music CEO Tries To Block $300M BMG Merger
• SEC Clean In Mark Cuban Probe, Watchdog Says
• Morgan Stanley Wins Dismissal Of Libertas CDO Suit
• Oracle Investors Sue Larry Ellison Over Pillar Purchase
• FINRA Merger Immunity Ruling Appealed To High Court
• Simpson Thacher Launches Hong Kong Practice
• SEC Audit Finds Failures At Credit Rating Agencies
• Thompson & Knight Nabs Jones Day Securities Atty
• TeliaSonera Wins $932M In Tussle Over Turkcell
• BofA, JPMorgan, Others Sued Over $4.5B In MBS
• The Role Of Regional Offices In The SEC FCPA Unit
• Mets Ruling Could Cost Victims $6.2B: Madoff Trustee
• UBS Dodges Suit Over $5M In Pension Fund Investments
• SEC Eyes Broker-Dealers Over Subaccount Risks
• FBI Agent Lays Out Origins Of Gabon FCPA Sting
• US Wants Rajaratnam's Medical Docs Unsealed
• Investors Can't Apply Twiqbal To Sprint Answers: Judge
• Lawrence Graham Financial Trio Jumps To DLA Piper
• Liz Claiborne Ducks Suit Over Macy's, JC Penney Claims
• Raymond James To Pay $2.1M Over Bloated Commissions
• $45M MySpace Deal Axed For Stiffing Early Stock Sellers
• Ecuadorean Heiress Sues Family Over Share Dilution
• Insurer Aims To Avoid Defense Of Coral Employee Fraud
• CBOE Picks Up NSX To Widen Exchange Presence
• Racer To Pay Up Over Dad's $11M Ponzi Scheme
• Rye Portfolio Wants $400M Madoff Clawback Suit Moved
• IT Workers Get 3 Years For Role In Rothstein Ponzi Scam
• US-Funded Education Co., Banks Duck Shareholder IPO Suit
• Western Union Can't Nix Suit Over $94M Smuggling Deal
• SEC To Hold Debate On Rules For Conflict Minerals
• Stanford Employees Ask 5th Circ. To Force Arbitration
• BofA Reduces Lehman Claims By $4.5B, Backs Ch. 11 Plan
• Fait V. Regions: A Matter Of Fact Or Opinion?
• Ex-VoIP Exec Fined For Lag In Revenue Inflation Suit
• Ameriprise Sued Over $20M Loss In 401(K) Investments
• FBI Botched Sting Operation, Gabon FCPA Defendants Say
• Goldman, TCW Dodge German Bank's MBS Suit
• Sino-Forest Hit With $5.6B Securities Fraud Suit
• Ex-Cowboy's Investing Partner Pushes For Discovery Stay
• $33M Ambac Securities Action Settlement Gets Final OK
• Feds Try To Chart Course On FCPA Knowledge Requirement
• SEC Sues 2 Over Alleged $6.3M Real Estate Loan Fraud
• Ex-CME Programmer Accused Of Stealing Source Code
• Madoff Trustee Trims $245M Clawback Suit Against Plaza
• Ex-Fund Prez Can't Dodge Lying Charges In Petters Case
• Long Island Hedge Fund Bilked Clients Of $1M: SEC
• Edward Jones Dropped From Insurance Co.'s MBS Suit
• FBI Raid Of Imperial Sparks Shareholder Probes
• Madoff Trustee's Mets Claims Have $386M Ceiling: Judge
• NY AG Says Suit Against Madoff Feeder Still Has Legs
• Lehman Brass, Calif. Cities End Securities Row For $1M
• Insider Trading Suit Over Sanofi Deal Stays Alive
• 6th Defendant Sentenced For A&O Fraud Gets 60 Years
• Judge Initiates Discovery In Massey Securities Action
• US Seeks To Reduce Helpful Lancer Trader's Sentence
• US Seeks 5 Years For Cohort In Atty's $1.4B Ponzi Plot
• BofA Ignored Countrywide's Bad Mortgage Practices: Suit
• Corporate Political Spending Post-Citizens United
• EU Floats Financial Transaction Tax To Raise €57B Annually
• Investors Seek Class Cert. In Goldman MBS Action
• CFTC Calls Panamian Commodity Pool $1.7M Ponzi Scheme
• Big Banks Want Hedge Funds' $100M Enron Suit Tossed
• Bond Insurer Wins Dismissal Of Subprime Exposure Action
• S&P, Others Dodge Suit Over AAA Ratings On Bad Securites
• Feds Lay Out Jury Instructions In CCI Bribery Case
• Nev. AG, Morgan Stanley Reach Deal In Subprime Probe
• Mutual Fund Sues Citi Over Bankrupt Vegas Monorail Bonds
• Brockmeyer Named To Lead SEC's FCPA Unit
• Madoff Trustee's $1B Suit Against Mets Owners Trimmed
• Thompson & Knight Snags SEC Regional Director
• Ex-Crunk Employee's Action Over Solvi Sale Tossed
• Investor Cops To Hiding Income From $930M Ponzi Scheme
• Former Sonray Capital Exec Charged With $6M Theft
• Case Study: Atkinson V. Morgan Asset Managment
• Investors Can't Stop Cincinnati Bell's Exec Raises
• Ex-Taylor Bean Chair To Pay $3.5B For Role In Fraud
• SEC Proposes Tighter Rules To Target Market Swings
• RBS Can't Nix Lehman Trustee's $345M Contract Claim
• Alleged $33M Ponzi Artist Asks 2nd Circ. For Acquittal
• RBC Unit To Pay $30M Over CDO Sales To School Districts
• O'Melveny Snares Former SEC Lawyer For DC Office
• FDA Chemist Faces New Charges Before Possible Plea Deal
• Terra Exec Seeks Lighter Sentence In Bribery Case
• Investors Can't Escape Stanford Receiver's Suit
• Howard Stern Can't Cash In On Sirius XM Tie-Up: Atty
• Judge Sides With Goldman Sachs In Pay Suits
• Tech Co. Shareholders Sue Sakhr Software Over $14M Deal
• SEC Drops Fraud Suit Against Imprisoned Ex-Ala. Mayor
• Ex-Carter's Exec Charged With $16M Securities Fraud
• Tower Bancorp Shareholder Tries To Block $336M Sale
• Deloitte Sued For $7.6B Over Taylor Bean Fraud Role
• Investor Suits Over Merkin's Madoff Feeder Funds Nixed
• Boston Scientific Beats Investor Suit Over Bad Defibrillators
• Lindsey Rips DOJ Bid To Duck FCPA Misconduct Allegations
• Fraudster Seeks To Bar Post-A&O Work From Sentencing
• Feds Return $55M To Alleged 'Auto-Surf' Ponzi Victims
• Alston & Bird Gains SNR Denton Financial Services Trio
• CORRECTED Class Seeks Final OK For $209M Deal Over WaMu Stock
• Rentech Strikes $2M Deal In Stock Inflation Action
• SEC Considers Suit Against S&P Over CDO Rating
• Berkshire Hathaway Approves Share Buyback Plan
• To Pay Or Not To Pay For Gov't Official Travel
• Icahn Abandons $10.7B Bid For Clorox
• Goffer Brother Seeks Lighter Term For Insider Trading
• Groupon Restates Revenue In Amended SEC Filing
• Goodrich Investors Seek To Block $16.5B United Tech Deal
• BofA Accused Of Hiding $10B AIG Liability From Investors
• Madoff Trustee Renews $91M American Securities Suit
• Milbank Boosts Securities Group With Weil Gotshal Bigwig
• Mining Co. Says Websites Ran Defamation Stock Scheme
• UBS Sues H Partners Over $25M Deal In Cumulus Buy
• Ex-CEO Seeks Lighter Sentence In Le-Nature's Fraud Suit
• DOL Lowers Bar For 'Adverse Action' In SOX Cases
• Spongetech Consultant Should Pay For Lying To SEC: Judge
• Ex-AOL Execs Win Toss Of 2 Claims In SEC Suit
• SEC Strikes Deal With Another China Voice Ponzi Player
• Senate Republican's Bill Seeks To Trim Dodd-Frank
• Ex-Armor Co. Execs' $80M Insider Gains Off Limits: Judge
• Pentwater Sues UBS Over Soured $25M Stock Purchase
• Goldman's Tourre Seeks Appeal In SEC Fraud Suit
• Ex-Atty's Madoff Ties Needed More Scrutiny: SEC Head
• 2nd Circ. Sends UBS, Hospital ARS Fight To Arbitration
• Investment Club Exec Admits To $40M Fraud
• Medicis Settles Investors' Fraud Action For $18M
• Judge OKs Innospec's $45M Deal To End Antitrust Suits
• AXA Co-Founder Settles SEC Coding Error Suit For $2.5M
• Judge Trims Trustee's $198M Suit Against Madoff Family
• Alleged Rogue UBS Trader Faces Extended Fraud Charges
• 2 Live Crew Rapper Accuses Ponzi Schemer Of Defamation
• Dynegy Bondholders Sue Over $1.7B Restructuring
• Medtronic Must Produce InFuse Docs In Securities Suit
• Lawmakers Want Investor Info In Solyndra Loan Probe
• Skadden Reps Sage In $320M Health Unit Sale To Vista
• Cadwalader Disputes Nomura's $70M Malpractice Suit
• Beauty And The BRICS: Avon's FCPA Investigation
• CORRECTED: Mass. Man Denies Gains From Nadel Ponzi Scheme
• Madoff Trustee, Baker Hostetler Seek $45M In Fees
• Ex-SEC Atty Denies Conflict Of Interest In Madoff Case
• Goldman Execs At Fault For Billions In TARP Losses: Suit
• Feeder Fund Settles Rothstein Ponzi Suit For $10M
• Jiau Sentenced To 4 Years For Stock Tipping
• Citi Unit, Others Want $2B Thornburg Trustee Suit Axed
• Liberty Media Can Split Off Assets: Del. High Court
• Rajaratnam Sentencing Delayed Until October
• 2nd Circ. Skeptical Of $163M Citi Risky Investments Suit
• Akin Gump Can Stay On AIG Case For Now: NY Judge
• Ex-Madoff Employee Wins Relaxed House Arrest
• 7th Circ. Keeps 10-Year Term For $28M Fraudster
• Greenberg FCPA Pro Heads To Venable
• Express Scripts Can't Shake Suit Over $29B Merger
• Galleon's Goffer Gets 10 Years For Insider Trading
• How They Won It: Baker Botts Clears Discovery Exec In Trading Suit
• Ex-Goldman Employee Accused Of ETF Insider Trading
• BofA, Wells Fargo, Citi Downgraded By Moody's
• Wells Fargo Exec Dismissed From Insurer's MBS Suit
• Cincinnati Bell Exec Pay Suit Survives Dismissal Bid
• Textron Takes 2nd Shot At Nixing ERISA Action
• BCI Aircraft CEO's Bid To Squelch Evidence Rebuffed
• NetLogic Investors Fight $3.7B Broadcom Deal
• SEC Seeks Testimony On Mark Cuban In Trading Suit
• Control Person Liability: Tips For Investment Firms
• Brokers Face Fraud Suit Over Bogus $332M Oil Field Deal
• BofA's Lax MBS Standards Led To Investor Losses: Suit
• Madoff Feeder Funds Seek Bankruptcy Suit Removal
• 3rd Circ. KOs $1M Suit Over George Foreman Trademark
• Investors Sue Ralcorp Over Rejected $5.2B ConAgra Deal
• Trigon Founder Receives 8 Years For $76M Ponzi Plot
• Ex-Auto Parts Exec Receives 2 Years In Fraud Case
• US Asks 2nd Circ. To Uphold Smart Online CEO's Conviction
• Gryphon Head Gets 8 Years For $17.5M Stock Tip Scheme
• Primary Global Sales Exec Convicted Of Fraud Conspiracy
• SEC Watchdog Slams Ex-GC For Madoff Ties
• NY's ARS Suit Against Charles Schwab 'Inconsistent': Atty
• Dendreon Overstated Demand For Provenge: Investors
• Last Trivium Insider Trading Defendant Settles SEC Suit
• Boston Scientific Dodges Fraud Suit Over Firings
• Ex-Gerova Exec Escapes Suit Over Stillwater Deal
• Applying A Sophisticated Means Sentencing Enhancement
• Beckman Reaches $5.5M Settlement In Shareholder Suit
• FDA Chemist, US Close To Deal In Insider Trading Case
• Jefferies Sues Nasdaq Unit Over Interest Rate Contracts
• Hartford Wins Bid To Toss Securities Class Action
• Gentiva Misled Investors On Medicare Practices: Suit
• Federal Off Hook For Goodyear Securities Claims Coverage
• Sadia Reaches $27M Deal In Currency Hedging Action
• Mich. Agency Loses Bid For Review Of Lehman Row
• Investment Co. Seeks Quick Win In $3M Coverage Fight
• 4th Defendant Charged In Citigroup Insider Trading Plot
• DOL To Rework ERISA Fiduciary Rule
• SEC Alleges $1.7M Trading Scam In Global-Technip Deal
• Court Joins 3 Google Investor Suits Over Illegal Drug Ads
• Madoff Feeder Fund Sues Societe Generale For $35M
• Disgorgements Can Be Discharged In Ch. 7: 9th Circ.
• First Reserve Buys Stake In Amromco
• Activum Raises $325M For Real Estate Fund
• Jury Must Hear Brookstreet Brokers Fraud Suit: Judge
• Jiau Asks For Leniency In Insider Trading Sentencing
• FHFA Head Sees Higher Fannie, Freddie Fees Looming
• Proposed SEC Rule Targets ABS Conflicts Of Interest
• Primary Global Exec's Atty Says Feds 'Grasping At Straws'
• Ex-Duane Reade CEO Appeals 3-Year Prison Term
• National Indemnity Renews $3.2B Bid For Transatlantic
• Sidley Austin Adds Ex-SEC Director To DC Office
• NY AG's Office Suspends Moonlighting Dominatrix
• 2nd Circ. Shuts Down GE Stock Inflation Action
• Tiger Global Leads $40M Investment In Online Retailer
• Hercules Investor Points To Say-On-Pay Vote In Raise Row
• Defining Family: SEC's Rule Excluding Family Offices
• 4 Ex-National Execs Booted From Great American Policy
• Madoff Investor Wins Bid To Remove $3B Clawback Suit
• Fiserv, TD Settle Coverage Suit Over Madoff Losses
• BP Seeks To Snuff Norex Suit Over Russian Power Grab
• Developer, Ex-Atty Cop To $52.5M Real Estate Scheme
• Ex-Syndicated Food CEO Settles Fraud Case For $26M
• Viacom Wants $132M Refund From Harmonix Investors
• Panama Power Co. Says Fraud Doomed $400M Plant Deal
• Ex-FINRA Atty, Mother Pushes For Trial In $15M Bias Suit
• Ceragenix Whistleblower Takes $10M Suit To Colorado
• Sutherland Nabs SEC Vet For Financial Services Group
• TD Exits Oilsands Investors' $136M Overvaluation Suit
• 2nd Circ. Affirms Conviction Over Film Co. Securities
• Traders Aren't Liable For Ponzi Losses: 5th Circ.
• Akin Gump Fights Disqualification Bid In $350M AIG Suit
• How They Won It: Hogan Lovells Rescues Gen Re Exec
• Ark. High Court Tosses Suit Against Dillard's Board
• Facing Charges, UBS Trader Taps Kingsley Napley
• 2nd Circ. Upholds $6M Penalty In Universal Express Case
• Influential House Republican Open To SEC Budget Boost
• Simplifying Section 500 Of Calif. Corporations Code
• Transatlantic Calls Off Allied Deal, Replaces CEO
• HP Misled Investors About Palm, PC Unit: Suit
• Judge Nixes BP Derivative Suit, Suggests UK Venue
• Aspen Exec Must Pay $100M, Serve 7 1/2 Years For Fraud
• Banks Can Avoid UBS Fate With Smart Employer Policies
• UBS Trader Scandal Reveals Lingering Regulatory Gaps
• Ex-Primary Global Tipster Gets 18 Months In Prison
• US Can Go After Madoff Accomplice Proceeds: Judge
• Judge Tosses Morgan Stanley MBS Suit For Now
• Boeing SOX Plaintiffs Seek Supreme Court Review
• Musicland Investor To Pay $21M For False Filing
• 2 Men Charged With Trading On Drug Co. Merger Tips
• Gryphon Salesman Gets 2 Years Over $20M Fraud
• Ponzi Schemer's Ex-Wife Can Keep $14M Payout: 2nd Circ.
• Countrywide Loses Bid To Trim $2.6B MBS Class Action
• Bridgestone To Pay $28M In Bid-Rigging, Bribery Case
• Proxy Access Without Proxy Access Rules
• Feds Say 'Brazen' Ex-Galleon Trader Deserves No Mercy
• Trader's $2B Fraud Exposes UBS To Investor Wrath
• 'Daily News' Owner's Madoff Claims Revived
• SEC Admits It Destroyed Docs, Says No Probes Harmed
• SAC Capital, Founder Dropped From $8B Fairfax Suit
• Ex-Stark Reagan Attys Can Bring Age Bias Suit: Court
• Oil Securities Managers Face $13M SEC Fraud Suit
• DOJ Defends 5-Year Fraud Sentence for CSK Auto Exec
• Ex-Frontier Holdings CEO Seeks Retrial Over Bad Evidence
• HSBC Ducks Antitrust Suit Over Silver Price Suppression
• $260M Budget Boost For SEC, CFTC Advances
• Technip's $1B Global Industries Buy Spurs Investor Suit
• SEC Taps Fenwick Ace For Small Biz Investment Panel
• Smokefree CEO Settles With SEC In Wake Of Fraud Sting
• 6th Circ. Upholds 10-Year Sentence For Ponzi Schemer
• Judge Delays Ex-Gryphon Head's Sentence For 2nd Time
• BNY Investors Sue Over $35M Lehman Loss
• New EU Rules Aim To Keep Energy Market Competitive
• Judge Puts Pine Street's $8M Arbitration Award On Hold
• Validus Targets Transatlantic Board In $3.2B Hostile Bid
• SEC Ends Probe Over Schawk Restatement
• Case Study: Haiti Teleco
• 'Ragtime' Producers' Fraud Convictions Upheld
• Jacob The Jeweler Accuses Ex-NYC Council Prez Of Scam
• Judge Nixes WaMu Ch. 11 Plan, Sends Parties To Mediation
• NY Judge Revives ERISA Claims In Bear Stearns MDL
• UBS Dodges Forex Investor Claims Over $100B In Stocks
• Executive Pay Suits Against Janus Consolidated
• No Need For New Trial In Terra Bribery Case: US
• Textron Ducks Investor Suit Over Financial Claims
• Investors Seek To Keep E&Y, KPMG In Madoff Suit
• Ex-Primary Global Exec's Atty Grills Witness On Past Lies
• Texas Ponzi Schemer Who Preyed On Elderly Gets 15 Years
• Stock Promoter Gets 16 Months For Broker Bribery
• 5th Circ. Upholds Exxon Fraudster's 5-Year Prison Bid
• Lehman Calls Giants For Illegal Block In Docs Fight
• Moore Capital Dodges Suit Over Market Manipulation
• Advanta, KPMG Nix Most Shareholder Class Claims
• Former SAC Capital Exec Settles SEC Suit
• Marshals Mishandled $140M In Seized Assets, DOJ Says
• HMB Snags Finance, Bankruptcy Quartet From Dykema
• News Corp. Investors Tie US Units To Hacking
• Reworking Regulations On Use Of Derivatives
• Sequenom Patent Agent Gets Probation For Insider Trading
• PharMerica Sued Over Rebuffed $441M Omnicare Deal
• Waste Co. Exec Gets 4 Years For Superfund Fraud
• Caliper Investor Sues To Block $600M PerkinElmer Deal
• Thornburg's $94M Barclays Suit Gets Green Light
• Oracle Investor Sues Over Whistleblower's FCA Claims
• WaMu Fights Investors Over $337M In Asset Claims
• Smith Gambrell Adds 6 Attys, Opens Conn. Office
• Receiver Nets $3.8M From Fla. Ponzi Players
• Morgan Mutual Fund Shareholder Suit Dismissed
• Jiau Should Serve Up To 10 Years For Fraud: Feds
• Kilpatrick Townsend Picks Up Wilson Sonsini Atty In Calif.
• Venture Capital Firm Wants In On Illarramendi Fraud Suit
• Novelos Claims Securities Action Strikes Out
• Cobalt Receiver Can Sue Firms Over $23M Fraud: Report
• UK Commission Wants Retail, Investment Banking Split Up
• Muni Bond Regulators Delay Proposed Rules For Advisers
• Prestige, D2W Assets Frozen Over Alleged Forex Plot
• Federal Insurance Not Liable For $25M SafeNet Settlement
• McGraw-Hill To Split Into Capital Markets, Education Cos.
• Tackling Tougher SEC Scrutiny With Mock Exams
• Rajaratnam, U.S. Spar Over Insider Trading Sentence
• CSK Settles Earnings Manipulation Claims For $21M
• 5th Circ. Upholds Ponzi Schemer's 30-Year Sentence
• Openlane Investor Sues To Block $210M KAR Auction Deal
• Bug Music CEO Seeks Company Equity In Contract Suit
• A&P Shareholder Claims Execs Hushed Faulty Finances
• Ex-Primary Global Adviser Seeks 12-Month Sentence
• An Integrated Approach To Anti-Corruption
• Ex-Lehman Execs Tangle Over $90M In Insurance Funds
• Black Diamond CEO Bilked Clients Out Of $5M, Feds Say
• Paramount Faces Bench Trial In 'No Country' Payout Battle
• SEC, CFTC Claim Forex Trader Cost Clients More Than $3M
• Ex-IEA Chief Gets Up To 21 Years For $90M Fraud
• Las Vegas Sands Fights Ruling In Investor Fraud Action
• 2nd Circ. Affirms E&Y Atty's Insider Trading Conviction
• Mayer Brown Atty Asks 2nd Circ. To Toss Conviction
• Case Study: CML V LLC V. Bax
• Former Latin Node CEO Gets 4 Years For Bribes
• Calif. AG Hit With $1B Suit Over Atty Scam Investigation
• SEC Slaps Deloitte With Subpoena Action In Longtop Probe
• TV Producer Cops To Stock Fraud, Conspiracy Charges
• CFTC Delays Derivative Rules Until 2012
• NJ Investment Adviser Gets 14 Years For $11.5M Fraud
• BNY Transfers Hurt Sentinel Creditors, 7th Circ. Told
• Chesapeake Execs Sued Over $75M CEO Bonus
• 6th Circ. Backs Dismissal Of Morgan Keegan Fraud Action
• Ex-Aspen Exec Gets 6 Years For $56M Fraud
• Convicted Terra Exec Denied Release Before Sentencing
• Judge Nixes Broad Discovery Bid In Madoff Feeder MDL
• Ex-Primary Global Adviser Deserves 4-Year Sentence: US
• Equity Fund, Auditor Avoid Trial In Refco MDL
• Judge Keeps Zuckerman Spaeder Atty In BCI Fraud Case
• SEC Halts Doc Destruction Policy Amid Uproar
• Former DOJ Inspector General Joins Dechert
• Puda Coal Chairman Targeted In SEC Probe
• IndyMac Suit Against D&O Insurers, Directors Tossed
• Searching For An Exculpatory Needle In A Haystack
• Merge Healthcare Exits Coverage Fight Over $3M Award
• Ex-Primary Global Employee Gets 2 Years' Probation
• Deutsche Bank Sued Over Risky MBS Sales
• Ex-Milberg Partner Claims Ignorance Of Madoff's Scheme
• FINRA Fines 5 Broker-Dealers Over Bogus 'Handling Fees'
• Ex-Triton CEO's Conviction For $50M Ponzi Scheme Upheld
• Chesapeake, Execs Sued Over Stock Offering Omissions
• Goldman Aims To Kill Investor Suit Over High Pay Rates
• CFTC Targets 9 Cos. In Latest Wave Of Forex Suits
• Proxy Access Still Alive Even Without SEC Appeal
• Fried Frank Adds Ex-FINRA Chief Counsel In NY
• K&L Gates Adds FCPA Expert To Gov't Enforcement Group
• $10B HP-Autonomy Deal Leaves Plaintiffs Few Options
• Insurers Balk At Madoff Trustee's $1B Tremont Fund Deal
• SunTrust, Merrill, UBS Can't Shake Securities Action
• DOJ's Top Fraud Official Joins Winston & Strawn
• Regions Can't Escape Investor Action Over AmSouth Buy
• Wells Fargo Can Bring Bond Claims In Loan Row: 7th Circ.
• SEC Adviser Reunites With Dechert's Financial Team
• Textron Fails To Dodge ERISA Class Action
• Addressing Materiality At The Pleadings Stage
• Shareholders Accuse Bovie Board Of Mismanagement
• $8M Settlement Reached In ArthroCare Shareholder Suit
• Fraudster Conrad Black's Co. Sues Horizon Board
• Ex-Stanford Employees Must Face Receiver's Suit
• Nokia Beats ERISA Action Over Company Stock Risks
• Elektrobit Blasts TerreStar Ch. 11 Disclosures
• Judge Greenlights $105M WaMu Truce With Investors
• FHFA Suits Put Fannie, Freddie Under Microscope
• 8th Circ. Revives Ritchie Suit Against Petters Execs
• MBIA Settles Investor Action Over RMBS Losses For $68M
• KCM CEO Settles SEC Stock Fraud Case
• Former Duane Reade CFO Skirts Prison Term
• Trustee Wants Ex-GE, Barclays Units To Buy Back Loans
• Former AOL CFO Settles SEC Suit Over Inflated Revenue
• AIG Latest To Seek More Info On BofA's $8.5B MBS Deal
• Ambac Looks To Clear $33M Deal By Nixing Investor Claims
• Wells Fargo Reaches Deal To Buy Cargill's LaCrosse
• Cooperator In Dick's Kickback Case Seeks Leniency
• Simpson Thacher Reps Carlyle Group In $100M IPO
• DOJ Fights To Save Lindsey Convictions Despite Mistakes
• Vacating The SEC's Proxy Access Rule
• Madoff Victims Want Another Shot At 2nd Circ. Appeal
• Mayer Brown Adds Debevoise Insurance Dealmaker
• Carlyle Investors Sue Over 'Disastrous' IPO
• Rothstein Atty Gets 2 Years For Role In Ponzi Scheme
• Fund Head Wants Lying Charges Nixed In Petters Case
• Del. High Court Denies Standing To Defunct LLC's Creditor
• Blue Cross Sues Wells Fargo Over Securities Lending
• Amid Scandals, J&J CEO's Pay Was Too High: Suit
• SEC Wins Asset Freeze On Accused Insurance Fraudster
• Dewey & LeBoeuf Impersonator, Fraudster Gets 5 Years
• Boeing Urged To Aid Workers' Discovery In ERISA Suit
• Arbitron Investors Win Class Cert. In Failed Tech Row
• EBay Investor's Antitrust Suit Over Board Member Tossed
• Energex CEO's Assets Frozen In $9.5M Fraud Suit
• Deutsche Bank Ditches Motown Hitmaker's Contract Suit
• UK Regulator Can't Ban Metals Trader Over Market Abuse
• US Sues Banking Giants Over $200B In Failed MBS
• Madoff 'Net Winners' Lose Out
• WebMD Faces Class Action Over Faulty Financials
• CardioNet Can't Escape IPO Class Action
• Broker Settles Arch Coverage Fight Over $485M Fraud
• MassMutual Sues BofA, Others Over $500M MBS Deals
• BNY Mellon Wants Fight Over BofA MBS Deal In State Court
• Hedge Fund Netted $4M Off Insider Trading, SEC Says
• Citing Janus, Judge Trims Fraud Suit Against Dana Execs
• German Bank Targets JPMorgan Units Over $159M In MBS
• BJ's Shareholders Drop Bid To Block $2.8B Buyout
• Oil Demand Drove Gas Prices, Not Speculation, FTC Says
• Lancer Group Fraudster To Serve 3 Years, Pay $8M
• Facing Life Sentence, Ex-Triton CEO Seeks New Trial
• Imperial Sugar Investors Say Stock Doesn't Taste So Sweet
• Madoff Trustee Sues Barclays, Others For $218M
• Atty Says GE Projections 'Classic Case' Of Stock Inflation
• Owner's Father Played Role In Sage Advisory Fraud: SEC
• J.Crew Renews Merger Settlement With Investors For $16M
• Countrywide Was 'Flying Blind' Before $4B BofA Deal: Atty
• NM Appeals Court Steps Into $288M Pay-To-Play Suit
• 2 Months After Dukes ...
• Judge Affirms His Jurisdiction In Parmalat Auditor Suits
• Zale Shareholders Can't Revive Securities Fraud Suit
• Regions Says 2nd Circ. Opinion Kills Ala. Fraud Suit
• WebMD Shareholders Sue Board Over Rosy Forecasts
• Goldman's Tourre Wants Jersey-Based Firms In On SEC Suit
• Diamondback Manager Coughs Up $1.3M In SEC Fraud Suit