Securities Archive » April, 2012

Securities - April, 2012

413 articles

• Costa Rican Co. Prez Convicted Of $485M Insurance Fraud
• Chesapeake CEO Faces 2 More Investor Suits Over $1B In Loans
• MF Global Customer Can't Block Execs From $30M Coverage
• Goldman CEO Seeks To Toss Investors' Bailout Suit
• Ex-Tech Exec Gets 22 Years For $31M Investment Scam
• Judge Drops Madoff Trustee's Claims In 4 Clawback Suits
• UBS Unit, Others Want $2B Madoff Clawback Suit Nixed
• State Street Directors Hit With Shareholder Derivative Suit
• ZST Seeks To Toss Suit Over China Revenue Reports
• Janis Schuelke Partners Dissolve Firm, Seek Greener Pastures
• Calif. Bill Looks To Repeal Corporate Long-Arm Statute
• SEC Taps New Deputy Director Of Enforcement
• Mining Co. Sued Over Fund Transfer Probe
• Hedge Fund Sues CDC Software Over Alleged Smear Campaign
• Wall Street Groups Say Risk Rule Shouldn't Cover Nonbanks
• Houston American Faces Shareholder Suit Over Stock Plunge
• Software Co. Heads To $291M Merger Vote After 2 Settlements
• Supreme Court Frees Verizon, JPMorgan From Spinoff Suit
• Direct Investment Reporting — What PE Funds Must Know
• Jury To Hear Huffington Claims Over Doomed Carlyle Fund
• Madoff Feeder Liquidator Urges 2nd Circ. To Back Ch. 15
• Investor Sues Google To Halt Stock Split
• Judge Sends Stanford Class Action Back To State Court
• 2nd Circ. Won't Certify Investor Class In $7B MBS Suit
• Goldman, JPMorgan, Others Targeted Over $130M In MBS
• Accretive Faces Shareholder Suit Over Stock Plunge
• Picard Urges 2nd Circ. To Revive $30B In Suits Against Banks
• SEC Gives Broker-Dealers Extra Year On Flash Crash Rule
• House Bill Aims To Break Down Banks Deemed Too Big To Fail
• Famed White Collar Atty's Family Launches New Firm
• Simmons Adds DLA Piper Private Fund Partner In London
• Judge Sinks Investor Suit Over $1B Oracle-ATG Deal
• Barclays Sued Over Alleged CDO Double-Dealing
• Ignoring The Mandatory: Rule 11 Inquiries Under PSLRA
• Stanford Victims Push For Streamlined Claims Process
• Lampoon CEO Can't Hush Wiretap In $230M Fraud Case
• Standard Chartered Hit With $330M Madoff Clawback Suit
• Howard Stern Renews Bid For Bonuses In $330M Sirius Battle
• Great Wolf Investors To Settle Suit Over Apollo Buyout
• Suits Over Chesapeake CEO's $1.1B Loans Face High Bar
• House Dems Defend Position Limits As Part Of Dodd-Frank
• CFTC Challenges FERC's Authority To Fine Gas Trader $30M
• Gupta Investigation Targets Another Goldman Sachs Banker
• Traders Can't Dodge CFTC's $50M Oil Manipulation Suit
• SEC Sets Sights On Bristol-Myers In Foreign Bribery Crackdown
• MetLife Targets Morgan Stanley Over $757M In Toxic RMBS
• Syms Examiner Report A Boondoggle, Shareholders Say
• EU Agency Seeks Unified Rules To Curb Market Abuse
• TD Bank Drops Greenberg Traurig After Rothstein Trial Gaffe
• Operationalizing Law Department Performance Metrics
• Crowdfunding — Who In Their Right Mind Would ...
• Senate Dems Want Final Volcker Rule Issued By Summer
• Homeowners Win Cert. In WaMu Mortgage Appraisal Suit
• Ex-Morgan Stanley Exec Cops To Role In China Bribery Scheme
• Ex-Optionable CEO Gets 30 Months For Gas Stock Fraud
• SEC Whistleblower Reveal Won't Sink Program, Attys Say
• Bernanke Says New Rules Should Prevent Bank Bailouts
• Prosecutors Defend Rajaratnam Wiretaps To 2nd. Circ.
• Citigroup Wants Solow's Recession Crash Suit Nixed
• 2nd Circ. Will Hear AIG's $10B RMBS Suit Against BofA
• LSP Energy Sues BNY Mellon To Skirt $80M Bond Penalty
• Highland Wants Citi CLO Fight Sent Back To State Court
• Knights Of Columbus Should Sue BofA, BNY Mellon Says
• 'Mini-Madoff' Associates Charged In $413M Ponzi Scheme
• Smith Gambrell To Pay $11M To Settle Ponzi Negligence Case
• Bill Would Shift SEC's Investment Adviser Oversight to SRO
• Wal-Mart Investor Sues Execs Over Reported Bribery Plot
• 11th Circ. Nixes Funds' Suit Over CompuCredit Dividends
• Ex-Wilson Sonsini Atty, Others Settle $32M Insider Trading Suit
• Icahn Ditches Amylin Suit After Chat With CEO
• The Sun Never Sets On Dodd-Frank
• SEC Head Defends $245M Budget Request, Reform Progress
• REIT IPOs Flounder As Investors Remain Skittish
• A 'Value' Approach For Calif. Corporate Distributions
• Kohlberg Capital's CFO May Face SEC Suit
• Sheppard Mullin Adds Corporate Pro From Cadwalader
• Ardea Sued Over $1.3B AstraZeneca Deal
• Judge OKs $685M Payout To MF Global Customers
• Movie Studios In FCPA Spotlight For China Dealings
• Goldman Can't Shake Fraud Claims In $120M Abacus Suit
• SEC Says Egan-Jones Lied About Ratings Experience
• Judge Lays Out Discovery Limits In Clash Over $8.5B BofA Deal
• Stanford Receiver Asks 5th Circ. For Hold On Libyan Assets
• Hedge Fund's $8M Fraud Suit Is Old News, Judge Hears
• Mistrial Declared In Book-Cooking Case Against Vitesse Execs
• H&R Block Unit Pays Out $28M Over Alleged MBS Fraud
• Wal-Mart Creates New Officer Post To Ensure FCPA Compliance
• Feds Want Probe Into New Goldman Leak Suspect Kept Quiet
• Chinese Battery Execs Drained Company Of Value, Suit Says
• MassMutual Brings New RMBS Suit Against Countrywide Execs
• Pain Drug Co. Treated To Shareholder Suit Over Exec's Exit
• Senate Republicans Blast Regulators On MF Global
• MF Global To Face Joined Customer, Investor Suits
• Defining 'Swap Dealer' And 'Major Swap Participant'
• Carter's Swings $20M Deal To Resolve Stock Drop Suit
• Ex-Calif. Attorney Gets 5 Years In Prison For $7M Fraud
• Wal-Mart May Face FCPA Charges Over Mexican Bribery Plot
• Tongues Wag Over Wal-Mart's Choice Of Greenberg Traurig
• Fund Manager Must Forfeit $40M For Black Diamond Ponzi Role
• 2 Brooke Corp. Execs Must Pay $1.3M In SEC Fraud Suit
• Thornburg Trustee Ordered To Arbitrate $19M Goldman Suit
• Finance Reform Group Defends CFTC's Position Limits Rule
• GE Ruling Thrusts Rare SEC Rule Into Spotlight
• MF Global Customers Want JPMorgan Forced To Return Funds
• SEC Sues Former CalPERS CEO Over Bogus Documents
• Argentina Asks 2nd Circ. To Curb Discovery In $1.6B Bond Case
• BVF Partners Pursues Appeal Over Genetics Co. Sale
• SEC Sues SinoTech Bosses For Alleged IPO Lies
• BP Unit Sues Bridas Over Failed $7B Pan American Deal
• Judge Expedites Icahn's Suit Over $3.5B Amylin Takeover Bid
• Business Groups Blast PCAOB Auditor Rotation Proposal
• Ex-Merrill Exec's Enron Fraud Case Denied High Court Review
• Between You And Me: FDA Comments Not Disclosure Events
• JPMorgan Skirts ERISA Action Over Lehman Investments
• Sallie Mae To Pay $35M To Resolve Stock Drop Suit
• Lehman, Barclays' $3B Contract Fight Hits District Court
• SEC Wants Ex-TPG Associate's Insider Trading Fine Upheld
• Judge Hacks IP Claims Against ProShares ETF System
• Catalyst Investors Get Short Shrift In $4B SXC Buyout: Suit
• Delta Petroleum Shareholders Drill Execs With New Suit
• Cadwalader Says Evidence Misread In $70M Nomura Suit
• Citigroup Shareholders Sue Over $54M In Executive Pay
• Shareholder Claims $341M Merger Undervalues SureWest
• Provident Capital Admits To Reinsurance Bond Scheme
• Firms Spar For Lead Role In Suit Over $2B Quest Buyout
• Fed Taps Academic Panel To Study Bank Stress Tests
• Judge Declines To Block Perfumania's $118M Parlux Buy
• Judge Puts MBIA Restructuring Trial On Tight Leash
• NJ Court Sinks Coverage Suit Over $15M Madoff Losses
• AIG Units, Lennar End Trade Secrets, Extortion Coverage Row
• CFTC Plays Hardball As Oil Crisis Intensifies
• Chesapeake Brass Sued Over $1.1B In Personal Loans
• A Recap Of FCPA Enforcement So Far This Year
• Defining 'Domestic Transactions' Under Securities Law
• SEC Probes Houston American's Possible Securities Violations
• JPMorgan Ducks Claims In Lehman's $9B Suit Over Transfers
• SEC Targets Egan-Jones Over Bond Rating Application
• National Lampoon CEO Can't Duck $230M Fraud Case
• Ex-Prosecutor Tapped To Lead NJ Consumer Watchdog
• OptionsXpress Affiliate Accused Of Unregistered Dealing
• 11th Circ. Upholds $62M Disgorgement For Ex-Lancer Exec
• Goldman Ducks German Bank's Appeal Of $37M MBS Suit
• SEC Probes Univ. Of Phoenix Owner Over Insider Trading
• Sallie Mae Workers Allege Botched Review In ERISA Appeal
• Madoff Trustee Seeks To Bar 3rd-Party Suit In Luxembourg
• Possible Goldman Tipster For Rajaratnam Probed In Calif.
• Fed's Volcker Rule Grace Period Eases Bank Uncertainty
• PETA Agrees To Put Down Merck Securities Suit
• Elan, Pfizer Didn't Hype Alzheimer's Drug, 2nd Circ. Hears
• Union Head Prods SEC To Implement CEO Pay Disclosure Rule
• NewPage Creditors Tap Cerberus For Insider Trading Info
• BayernLB Strikes At Deutsche Over $810M In Toxic MBS
• Wells Fargo Can't Duck Blue Cross' Securities Lending Suit
• Debating Preclusion Of State Law Securities Claims
• CVR Drops Poison Pill Blocking $2.6B Icahn Buyout
• Gearing Up For Clawbacks
• SAIC Hit With Securities Suit Over Alleged Kickbacks
• MF Global Trustee Plans To Pursue $700M In UK Suit
• Schottenfeld Insider Trading Cooperator Gets House Arrest
• Citigroup Pay Rejection Puts Wall Street On Notice
• PE Firm Serves Up Fresh Suit Over Subway CEO's Investor Beef
• House Committee Advances Bill Gutting Dodd-Frank Reforms
• Syncora Says $496M Toll-Road Bonds Had Hidden Potholes
• Lexington Asks For $10M Limit In Rothstein Ponzi Suit
• NY Fed Puts More AIG Bailout Assets On Auction Block
• BNY Mellon Forex Fraud Suits Centralized In NY
• Investors Target BofA Board In Suit Over Foreclosures
• SEC Wants More Disclosure For Structured Notes
• UK-Based Stewarts Law To Open US Offices In NY, Del.
• Investors Demand Goldman Execs' Evals In Bid-Rigging Row
• Judge Defers Decision On Kodak Equity Committee
• Reddy Ice Makes $1M Deal In Shareholders' Cartel Suit
• Restitution Can't Be Based On Illicit Gains, 2nd Circ. Says
• Martha Stewart Investor Aims To Block Vote On New Shares
• Roche Gives Up On $6.2B Hostile Bid For Illumina
• What To Expect From CLOs In 2012
• SEC, CFTC Approve Weaker Swaps Rule Under Dodd-Frank
• Docket Diving: Strategic Uses Of Online Docket Info
• Ex-Thornburg Execs Smooth Out Shareholder Beef For $2M
• Ohio Tells 6th Circ. To Reopen MBS Ratings Dispute
• Insurers Get Lender's Mortgage Fraud Suit Trimmed
• US Fire Says Family's $10M Madoff Loss Not Insured
• Reform Group Urges SEC, CFTC To Hold Firm On Swaps Rule
• Biz Owners Sue Morrison Cohen Over $45M In Taxes, Costs
• Extracting The Thorn(burg) In SEC's Side
• Mutual Fund Groups Target CFTC Over Cost-Benefit Study
• Sirius XM Freed From Howard Stern Affiliates' $330M Suit
• Obama Vows To Get Tough On Oil Speculators
• DLA Piper Rounds Out Ex-Morgan Lewis Corporate, Tax Trio
• Encore Shareholders Blast Exec Perks In $250M Cadence Deal
• 2 Former CCI Execs Admit To Foreign Bribery Scheme
• MassMutual, Countrywide MBS Row Limited To Underwriters
• Wall Street Says Volcker Rule Ignores Swap Market Reality
• Sentencing Panel Floats New Insider Trading, Fraud Rules
• AIG Must Release Reports On Asset-Hiding Program, Judge Says
• 11th Circ. To Rehear CompuCredit Antitrust Suit Against Funds
• SEC Dings Schwab Unit With Action Over Naked Short Selling
• Fairfield Funds Liquidator Seeks $130M In 5 New Suits
• BNY Mellon Racks Up $6M Fine Over Breached Fed Loan Deal
• Steptoe To Cough Up Docs In CCI Bribery Case
• WaMu Units Want Last Claim Dropped From MBS Suit
• Ex-GE Execs Ripped Off Cities In Muni Bond Scam, Jury Told
• Dan Marino Charity Has Rothstein Cash, Trustee Says
• Ambac Backed $856M In Bad MBS Due To Merrill's Tricks: Suit
• CFTC Fires Back At Industry Groups In Trade Limit Suit
• Securities Regulators Set New Rules For Clearinghouses
• Skilling Denied High Court Review In Latest Appeal
• Dual Listing Opportunities In The US And Israel
• Judge Unites 300 Madoff Suits For Ruling On Stern Impact
• Judge Stays Proskauer Suits Pending 5th Circ. Ruling
• Swindler Gets 2 Years In $53M Oil, Gas Securities Scam
• Aetna Suit Over $49M Lehman Securities Sale Survives
• Kodak Retiree Committee Bid May Be Wolf In Sheep's Clothing
• House GOP Bill Would Gut FDIC's Big Bank Wind-Down Power
• SEC Taps Fraud Prosecutor For Enforcement Division Post
• Sens. Defend CFTC Trading Limits Rule To Ebb Speculation
• ICP Founder's Wife Kept In SEC Suit
• Ex-Hotel Exec Gets 70 Months For $1.6M Investment Fraud
• Key Takeaways From Southern Peru
• US, German Regulators To Cooperate On Audits
• Merrill, Others Say Allstate's $456M MBS Claims Time-Barred
• Wells Fargo Beats $116M Premature Redemption Suit
• Ex-Whittier Analyst Pleads Guilty In $62M Insider Tips Case
• Akin Gump Docs Can't Sink USAE Shareholder Suit
• Banks Need More Imagination In Stress Tests, Report Says
• Responding To FINRA's Insider Trading Inquiries
• CVR, Icahn Meet To Discuss $2.6B Takeover Bid
• Olympus Faces $2M Fine For Accounting Scandal
• Rosenthal Collins To Pay $2.5M For Ponzi Scheme Role
• Judge Won't Stop MBIA From Deposing BofA Exec In MBS Suit
• 7th Circ. Nixes Bid To Revive MGIC Stock Fraud Suit
• Wells Fargo Safe From RICO Suit Over $68M Ponzi Scheme
• Ex-Nvidia Analyst Turned Insider Tips Informer Dodges Jail
• The Achilles' Heel Of Restructuring Greece
• Ex-Rothstein Atty To Admit To Campaign Donation Fraud
• SEC Member Asks Congress To Override Morrison Decision
• NJ Civil Enforcement Efforts Racked Up $150M In 2011
• Investor Sues To Halt Genstar's $400M Buy Of Research Co.
• KPMG Audit To Blame For Madoff Losses, 2nd Circ. Hears
• Bankrupt CDC Corp. Settles $63M IPO Row With Evolution
• Regulators Fine Goldman $22M Over Trading Tip Favoritism
• Movie Investor Could Face $60M Fraud Suit Back In State Court
• Bond Insurer MBIA Settles Hedge Fund's Fraud Suit
• Reed Smith Snags Startup Pro For Silicon Valley Office
• Judge Not Sweet On Sugar Co. Execs' Merrill Testimony
• Icahn Sues Amylin For Docs On Rebuffed $3.5B Bristol Bid
• Don't Count On JOBS Act To Spark IPO Craze, Attys Say
• $685M Payout To MF Global Customers On Hold
• Legal Challenges To Exclusive Forum Bylaw Provisions
• Alternative Energy Claims SEC Wants It To Go Bankrupt
• SEC Accuses Chinese Auto Firm Of Stock Market Manipulation
• Citigroup Seeks Slam Dunk On $7M Impac MBS Flub
• 2nd Circ. Nixes Mechel Shareholder Suit Over Monopoly Probe
• Boston Fed Chief Pushes For Added Money Market Reforms
• Lancer Insider Trader Pays $1.5M To End Civil Suit
• Fla. Law Cracks Down On Unregistered Securities Sales
• Denver Man Dodges Jail In Apache Deal Insider Tip Case
• Ex-Gateway CFO Settles SEC Fraud Suit
• Kodak Rails Against Investors' Call For Equity Committee
• SEC Seeks Input On JOBS Act Ahead Of Rulemaking
• Conn. Latest To Probe State Street Forex Trades
• GOP Hearing A Chance For SEC To Face Cost Analysis Critics
• CCI Execs Shouldn't Get Steptoe Docs In FCPA Case, US Says
• M&A Drove 2011 Securities Actions As Crisis Suits Died Down
• Blackstone Ordered To Disclose RE Investments In IPO Suit
• HealthSouth Investors Can Reseek $3M From Scrushy Charity
• 2 Ex-Prosecutors Join Baker & McKenzie Compliance Team
• Approaching Attorney Whistleblowing Post Dodd-Frank
• Beyond Conventional Wisdom: 4 Tips For New Lawyers
• MF Global Execs Can Tap Insurance For Defense Costs
• Rothstein Accountant's Insurer Must Hand $10M To Trustee
• NY AG Makes 2nd Play To Intervene In BofA's $8.5B MBS Deal
• CalPERS Tapped For SEC Investor Advisory Panel
• Think Before You Tweet, Securities Attys Warn
• SEC Atty Wins Fed. Circ. Appeal Over Emails To Cuban
• Abbott Hit With Shareholder Suit Over Depakote Marketing
• Gupta Prosecutors Make New Insider Tipping Claim
• Ex-Frontier Holdings CEO Blasts 'Gamesmanship' By Feds
• Ex-Brookstone CEO Asks Judge To Undo $10M Fraud Ruling
• Madoff In-Law Joins Chorus Asking To Move Clawback Suits
• Twin City Dodges Most Claims In Isilon's $5M Coverage Suit
• Fed Governor Says Bank Stress Tests Will Change
• Mortgages Ltd. Officers To Get $3.7M From D&O Insurer
• Greenberg Traurig Grabs Goodwin VC, Tech Ace
• ERISA Claims Revived In Booz Allen Contract Units Row
• Paying It Forward: Lehman's Impact On MF Global
• Tech Startup Founder Settles $7M Investor Fraud Case
• Martin Marietta, Vulcan Won't Get Quick Ruling On Hostile Bid
• Bank Austria Says Picard Can't Aim Tort Claims At 3rd Parties
• Icahn Sues Amylin Over Alleged $3.5B Takeover Bid
• Reserve Defense Can Grill SEC Attys In Fund Fraud Case
• 2 Directors Still On Hook In China Alliance Investor Squabble
• Schulte Roth May Have To Face Refco Malpractice Claims
• SEC Reveals Roster Of New Investor Advisory Committee
• Kirkland Adds FCPA Expert From DOJ
• Ex-CEO Of Antifreeze Co. Prison Bound For $60M Stock Scam
• Balch & Bingham Reels In Ala. Public Financing Firm
• BlackRobe Snags Ex-Simpson Thacher Securities Pro
• Delphi Pays $49M To Settle Investor Suit Over Buyout
• $140M Judgment Ordered For Convicted Meridian Founder
• Sino-Forest Hit With Canadian Securities Action
• NY Prosecutor Taps New Head Of Economic Crimes Unit
• Choate Hall Lures Away Goodwin Procter Securities Vet
• MBIA Hid 'Very Dark' Loss Projections, Banks Say
• Continuing The Trend: Biomet's FCPA Settlement
• UBS Asks To Shield Docs In GE Bid-Rigging Probe
• Proskauer Rose Seeks Review On 5th Circ. Ponzi Decision
• Broader SEC Analyses Could Cost It $22M, CBO Says
• SC High Court Affirms Mortgage Co. Exec's Fraud Sentence
• Investors Accuse Chelsea Of Overselling Drug's Potential
• Rothstein Fund Trustee, Insurers Want Hand In Deposition
• Paulson Claims Investor Can't Sue For Sino-Forest Loss
• Execution Threats To Regulators Earn Trader 28-Month Term
• SEC Sues 6 Chinese Citizens For Insider Trading
• FERC Accuses Barclays Of Manipulative Energy Trading
• Fairfield Sentry Liquidator Seeks $2.6M In 7 Latest Suits
• Ex-Nvidia Analyst Seeks Probation In Insider Trading Case
• Passage Of JOBS Act Adds To SEC's Rulemaking Burden
• BP Investors Ask 9th Circ. To Revive Alaska Spill Suit
• Dewey Loses Structured Finance Chair To Mayer Brown
• BofA Again Fails To Combine Insurers' MBS Claims
• JOBS Act — A Game Changer For Emerging Growth Cos.
• UBS, Others Ask 2nd Circ. To Bury $30B Of Madoff Claims
• Ex-Tyco CEO Kozlowski Denied Parole
• Judge Raises Stanford Receiver Rate To $400 Per Hour
• Feds Won't Drop Daimler Foreign Bribery Charges Yet
• Piedmont REIT Argues Hiding Merger Offer Was Legal
• Illumina Backed By Advisory Firm In Roche Proxy Fight
• Simple Volcker Rule May Be Out Of Reach, Experts Say
• SEC Accuses Ex-Franklin Bank Heads Of Home Loan Scam
• MF Global Clients Sue MFG Over $120M Policy Proceeds
• Ex-SEC Atty, Others To Pay Millions Over Illegal Stock Sales
• JPMorgan, MF Global Trustee In Talks Over Missing Funds
• Citi Can't Claim Privilege On Advice Used As Defense: SEC
• JPMorgan Hit With Derivative Suit Over Robosigning
• BDO Seidman Settles Investor Suit Over Le-Nature's Loan
• Energy Co. Reaches Deal To Exit Developer's $100M Fraud Suit
• Wells Fargo Nailed With $10.4M Verdict Over Lehman Loss
• Ex-Syntax Head To Pay $11.6M In SEC Insider Trading Suit
• Rising Star: Skadden's Jennifer Voss
• Gas Titans Probed Over Possible FCPA Violations In Libya
• SEC Exempts Swaps From Some Securities Regulations
• Oil Appraiser Ducks Fraud Claims Over $24M Investment
• Judge Releases Some McGinn Assets For Criminal Defense
• Kilpatrick Nabs Ex-Baker & McKenzie Corporate Partner
• Cadwalader Snags Another DOJ Vet For Business Fraud Group
• Quest's $2B Sale To Insight A Fraud Cover-Up, Investor Says
• Ex-Regulator Urges DOJ To Probe Wall Street Oil Speculation
• First Solar Investor Accuses Execs Of Insider Trading
• Wives Of Madoff Sons To Face Suit Over $115M Payouts
• How Qualified Client Rule Changes Affect Fund Managers
• Predictive Coding — Cost Savings If Investment Is Made
• Ruth Madoff's Attys Can't Claim Legal Fees, Judge Says
• Judge Sinks K-Sea Investor Suit Over $604M Sale To Kirby
• SEC Sticks To Tough Stance On SOX Clawback Provision
• SEC Aims To Clear Up Confusion Over Target Date Funds
• Shareholder Knocks Avon For Rebuffing $10B Coty Offer
• Zhongpin Investor Sues to Halt CEO's $418M Buyout Bid
• Bankers Life To Pay $10.6M Over Unlicensed Broker Activity
• FINRA Tells Investment Firm To Pay $4M For High Markups
• BofA Investors Allowed To Reshuffle Mortgage Suit
• Inside The European Debate On Takeover Regulation
• Madoff Feeder Liquidator Seeks $65M In Latest Round Of Suits
• SEC Vet Returns For 3rd Dance With Pillsbury
• Patriarch Partners Fails To Lift Ruling In MBIA CDO Suit
• Alston & Bird Snags Ex-HUD Atty With M&A, Securities Chops
• Geithner Defends Strong Bank Regs As Crucial To Recovery
• Ex-Mayer Brown FCPA Pro Decamps For LeClairRyan
• Ex-Volvo Execs Fined Over Iraq Oil-For-Food Bribes
• Great Wolf Investor Howls Over $703M Apollo Buyout
• JPMorgan To Pay $20M For Alleged Misuse Of Lehman Funds
• Groupon Faces 1st Shareholder Suit Over Stock Drop
• Rising Star: Simpson Thacher's Alan Turner
• Business Plans For Finance Cos. In Flux With SIFI Rule
• Icahn Claims Majority Shares For $2.6B CVR Takeover
• Rising Star: Shearman & Sterling's Adam Hakki
• For Whom The Statute Stops Tolling
• SEC Unsheathes SOX Provision Against Ex-ArthroCare Execs
• JPMorgan Rainmaker Fined For Disclosing Private Info
• Oil Startup Faces Investor Suit Over Drilling Problems
• 7th Circ. Revives Lancelot Trustee's Auditor Malpractice Suit
• CME Deals For GreenX In Carbon Market Push
• BNY Mellon Dodges Bulk Of MBS Trustee Action
• HSH Nordbank Sues Barclays Over 'Empty' MBS
• RBC Eyes Showdown Over CFTC Wash-Trading Allegations
• Travelers Unit Won't Cover Madoff Suits, Conn. Banks Say
• Israeli Bank Hits Bank of America With $721M RMBS Suit
• Paul Weiss Atty Can't Nix Madoff-Related Divorce Deal
• Battery Co. A123 Faces Securities Suit Over $55M Recall
• Genzyme Beats Investor Suit Over Stock Plunge
• Ex-Orioles Owner Accused Of Reneging On Stock Deal
• Judge Knocks Out Stryker Securities Fraud Class Action
• Medtronic Will Pay Investors $85M To End Off-Label Suit
• Hundreds Want Madoff Suits Out Of Bankruptcy Court
• Groupon Revenue Revision Sparks First Investor Backlash
• Fed Seeks Tighter Definition Of Cos. Governed By Dodd-Frank
• 8th Circ. Limits Standing For Stock Forfeiture Protests
• AboveNet Investors Sue To Block $2B PE-Backed Merger Offer
• Rising Star: Labaton Sucharow's Joseph Fonti
• BNY Mellon Dodges Calif. FCA Claims In Forex Pricing Suit
• Regulators Lagging On Dodd-Frank Rules, Report Says
• PETA Sues Merck Over Research Animals' Living Conditions
• Pentagon Capital Can't Duck $99M Late-Trading Penalty
• Ex-Bristol Myers Exec Settles SEC Profit Inflation Suit
• RBC Sued Over 'Massive' Tax-Avoidance Trading Scheme
• Sirius Asks FCC To Cage Liberty Media's Takeover Play
• Sino-Forest Shareholder Floats Restructuring Plan
• Cushman, Credit Suisse Get $24B Resort Investor Suit Pared
• Frank Vows Fight On House GOP Derivatives Bills
• FSOC Vote Could Put Key Nonbank Firms Under Fed Rule
• Ambac Goes After JPMorgan Over $200M In RMBS Losses
• DC Circ. Nixes Fannie Mae Shareholders' Accounting Suits
• A Look At Litigated And Settled Class Certification