Securities Archive » June, 2012

Securities - June, 2012

375 articles

• Ex-Stroock Partner Can't Get Retirement Benefits
• Wells Fargo Fund Reaches $25M Deal In Investor Class Action
• GE Escapes Employee Suit Over Iraq Bribery Worries
• Snapshot: New SEC Compensation Adviser Rules
• Top UK Banks To Provide Redress Over Derivative Sales
• Law360's Global 20 Firms Open Up New Frontiers
• Citi, McGraw-Hill Workers Take ERISA Suits To High Court
• Obama, Wielding Veto Threat, Enters Fray Over SEC Budget
• Fairfax's Claims Survive In $8B Suit Over Short Selling Scam
• Calif. Developers Told To Pay $5.5M Over Commingled Funds
• D&O Policy Covers Some Losses In Investor Suit: 7th Circ.
• Fairfax Tells Rinehart To Put Her Money Where Her Mouth Is
• Wiley Rein Picks Up White Collar Veteran From Akerman
• Highland Drops Citigroup CLO Suit Over Manager Role
• Nomura Admits Lax Controls Led To Leaks Of Inside Info
• Peter Madoff Pleads Guilty, Says Ponzi Scheme Shocked Him
• Icahn Sues Forest Labs For Docs In Renewed Proxy Fight
• Texas Court Affirms $1.5M Award In Oil Investment Scam
• Madoff Trustee, Tremont Shake Challenge To $1B Deal
• SEC Finalizes Swap Reform Rules For Clearing Agencies
• 5th Circ. Extends Block On Vitro Debt Collection Efforts
• $80M Ruling Against Ex-IndyMac Execs Bolsters Insurers' Cases
• Accretive Execs Face Derivative Suit Over Company's Health
• BioSante Sued Again Over Female Libido Drug Disappointment
• Texas Golf Retailer's Shareholders Sue To Block $96M Sale
• Barclays CEO Will Get 'Serious Questions' On Libor Dealings
• CFPB Promises To Keep Bank Documents Under Wraps
• NY Court Shoots Down Investors' $1.1B BofA MBS Suit
• 6th Circ. Says Attys Aren't Liable For Bad Stock Sales
• SEC Chairman Mulling Money Market Reform Proposal
• Cost Plus Shareholders Can't Block $494M Buyout Offer
• Comverse's $46M ARS Suit Akin To Nixed Cases, Merrill Says
• European Regulators Propose Caps On Fund Managers' Pay
• Sentinel Criminal Case Will Take Priority Over SEC Suit
• 'Like' It Or Not: Broker-Dealers And Social Media Access
• Gupta And The Future Of Insider Trading Policy
• ABN Amro To Pay Ageas $497M To End Fight Over Securities
• States Can't Cash Out Unclaimed Savings Bonds: 3rd Circ.
• SEC Won't Meet Deadline For Securities Advertising Rule
• Judge Hits Alleged Forex Scammer With $9M Judgment
• Madoff's Brother Agrees To Forfeit $143B In Plea Deal
• Living Wills Give Banks A Chance To Uncover Own Weak Spots
• SEC Settlements Reflect New Focus On Individuals
• Judge 'Ticked' Over Delays In MBIA Suit Against BofA
• Trustee In $500M DBSI Ponzi Scheme Sues Broker-Dealers
• Diamond Foods Execs Sued Over Botched $2B Pringles Deal
• NJ Court Won't Revive Broker-Dealers' Claims Against Merrill
• SEC Sues Falcone Over Market Manipulation, $113M Loan
• NY High Court Lets Barclays Off Hook Over $1.6B Toxic MBS
• Dissecting Da Silva: There Is A Science To It
• SEC To Sue Harbinger After Settlement Talks Fizzle
• FHFA's Claims Not Too Late In $6B UBS Suit, Judge Rules
• Defense Co. Can't Shake Claims It Bilked PE Firm In Merger
• Ex-IndyMac CEO Puts Up $5.5M To Exit Stock Drop Suit
• Merrill, RBC Dodge Claims In MuniMae Shareholder MDL
• Expert Networking Exec Cops To Illegal Abaxis Tips
• Comcast Case Gives Justices A Chance To Expand On Dukes
• Latest EU Rescue Plan Won't Work Without German Support
• Official Lauds Quality Of SEC Tips Under New Program
• Galleon Trader Turned FBI Cooperator Gets Probation
• Amylin Board Hid $3.5B Offer To Buy Cheap Options: Suit
• Irish Fund Launches $960M MBS Suit Against Deutsche Bank
• AMMB Unit Settles SEC Advisory Fee Suit For $1.6M
• IntegraMed Investor Says $170M Sagard Buyout Price Too Low
• 'Transylmania' Investors Hit Directors With $22M Fraud Suit
• CFTC May Free Block Trades From Some Dodd-Frank Rules
• Greenhill Brings On Wachtell Lipton Atty As Director, GC
• Insurer Seeks Sanctions Over Frivolous Litigation Activity
• An Imprecise Measure Of Loss — At Best
• Australian Mining Co. Threatens To Sell Stake In Fairfax
• Fund Rejected $341M Investment To Cheat Research Co.: Suit
• Deutsche Bank Sues GE Unit Over $650M Losses In MBS Pool
• BIS Tells Banks To Recognize Losses, Wean Gov't Support
• Vivendi Hit With €765M Verdict Over Liberty Deal Disclosures
• Merck Pays $10M To Exit ERISA Class Action Over Vytorin
• Plasticon Prez Convicted Of $18M Penny Stock Fraud
• Lane Powell Hires Securities Litigator From K&L Gates
• 5th Circ. Asked To Revive $10M McGlinchey Malpractice Suit
• Justices Demur In Argentina Investors' $100M Clawback Suit
• High Court To Hear Comcast's Class Cert. Appeal Post-Dukes
• Supreme Court Snub Paves Way For $8B Madoff Payout
• Kodak Officers Win Access To $25M In Insurance Funds
• 'Jacob The Jeweler' Files $12M Suit Against Jailed Adviser
• Weighing Reverse Mergers For Private Chinese Cos.
• An EU Antitrust Update
• Dangerous Cyber Waters: You're Gonna Need A Bigger Boat
• Merkin Pays $410M To End NY AG's Madoff Fund Loss Claims
• UBS' $2.3B Trading Loss Spurs Investor Class Action
• Madoff Trustee To Appeal Two-Year Clawback Limit
• Downgrades May Stir Up A Hornets' Nest For Banks
• Judge Strips Homeowners' Countrywide MBS Suit
• Calif. Court Says Citigroup Can Arbitrate Investor Suit
• Judge Approves $40M Deal In Lehman MBS Class Action
• GCs Name Law Firms With Top Shelf Brands
• HP Investor Suit Over Hurd's $40M Payout Dismissed
• Ex-AIG, Gen Re Execs Settle $500M Accounting Fraud Charges
• Wynn Brawl Returns To State Court Despite FCPA Element
• Liquidnet Says Dark Pool Disclosures Drew SEC Reproach
• Eye On Tech Sector — 2012
• Orient Paper Pays $2M To Wrap Up Shareholder Suit
• Goldman Gets Investors' Abacus Suit Cut Down
• Allergan Requests Appeal Of Del. Botox Decision
• Goldman Says Icahn's CVR Energy Owes $18.5M Tab
• Oversight Chair Wants SEC To Examine 'Flawed' IPO Process
• MassMutual Gets Fraud Suit Over $216M Ponzi Scheme Pared
• Alcoa Execs Face Shareholder Suit Alleging Bahrain Bribes
• Moody's Downgrades Ratings At 15 Global Banks
• NY Court Overturns Icahn's Federal-Mogul Investment Suit Win
• Fraud Case Against Head Of Galleon-Linked Fund Will Proceed
• Restructuring Corporate Bonds: A Menu Of Options
• Bloomberg, E-Trade, Others Face Stock Alert Patent Suits
• EU Unveils Dispute Mechanism For Foreign Investors
• FINRA Fines Merrill $2.8M For Overcharging Customers $32M
• SEC Head Touts Money Market Reform In Banking Committee
• Lessons From US Fund Advisers On Foreign Ground
• National Lampoon CEO Convicted In $230M Investor Scam
• Greenberg, Quarles To Pay Ponzi Investors $88M In Settlements
• BofA Directors Finalize $20M Merrill Acquisition Settlement
• Viacom To Pay $84M Of 'Band' Award, Leaving $299M In Air
• BGCP Overpays Insiders At Shareholder Expense, Suit Says
• SEC Adopts Rule For Exchanges On Compensation
• Travelzoo Says Sales Growth Should Kill Shareholder Suit
• Bear Stearns Amply Warned Ky. Bank Of MBS Risk: 6th Circ.
• $200M SEC Boost Fails In House Committee
• Madoff Client Immune To Securities Class Action, Judge Says
• UBS Can Appeal Timeliness Ruling In FHFA's $6B MBS Suit
• 4th Circ. Backs Ex-Taylor Bean Head's $3B Fraud Conviction
• CFTC Moves Toward High-Frequency Trading Regulation
• IPOs Need Cigarette-Style Warnings, Banking Committee Hears
• An FCPA Customs Investigation In Kazakhstan
• UK Seeks To Give Shareholders Binding Say Over Exec Pay
• JPMorgan Unit Can't Duck Syncora's $666M MBS Repo Claims
• SEC Issues Details On Form PF Disclosure Requirements
• CFTC Funding Cut Passes House Appropriations Committee
• Wynn's Ex-Wife Asks Court To Release $1B Worth Of Stock
• JPMorgan Didn't Hide $2B Loss From Public, Dimon Says
• Ohio AG Probes Chesapeake's Alleged Shareholder Fraud
• Accused Fund Fraudster Balboa Can Ditch Ankle Bracelet
• HSBC, Insurer End Fight Over $14M Debt Shortfall
• Shoddy Risk Practices Fueled $2B JPMorgan Loss: Watchdogs
• NY Court Blocks Challenge To $150M Casino Loan Buy
• Grant Thornton Can't Duck Refco Trustee's Fraud Claims
• Reining In IPO Sponsors In Hong Kong
• Troutman Sanders Lures 5 Rutan & Tucker Attys In Calif.
• News Corp. Board Turned Blind Eye To Phone Hacking: Suit
• BNY Mellon Settles With Prudential Over $28M In Forex Trades
• Stanford Exec Gets 3 Years For Obstructing Fraud Probe
• Cahill Gordon Picks Up Shearman Securities, Antitrust Pro
• CFTC Defends Mutual Fund Rule From Legal Challenge
• Tackling A Circuit Splitter: Amgen In The High Court
• Power Plant Services Co. Pays $9M To End FCPA Charges
• Lehman Creditors Drop Suit After Quizzing Geithner
• Most Execs Unconcerned About D&O Suits, Survey Finds
• TV Studio Seeks $4M Over Botched Exxon Land Deal
• NJ Bill Would Punish Shareholders For Frivolous Suits
• NY High Court Won't Hear Suit Over Dechert Ponzi Loan Advice
• Ex-AT&T Employee Cops Plea To Illegal Tipping Charge
• High Court Denies Ex-McKesson Chairman's Conviction Appeal
• Insurer Reaches Settlement Over Crown Forex FINRA Claims
• Nelson Mullins Adds Partners From Greenberg, K&L Gates
• Gentiva Says Investors Can't Back Up Medicare Fraud Claims
• Sidley Austin Lures Former Federal Prosecutor To SF Office
• Ex-Sentinel Execs Deny $500M Fraud Charges
• Vodafone Gets Go-Ahead For $1.6B CWW Takeover
• A Reg FD Reminder From Social Media
• Deutsche Boerse Sues EU For Blocking $9.7B NYSE Merger
• Judge OKs $7.8M Settlement For Hispanic Madoff Investors
• Gupta Wiretap Appeal Would Face Slim Chance Of Success
• WellPoint To Pay $90M To Settle Anthem Policyholder Suit
• Gupta Win Strengthens DOJ's Hand In Insider Trading Cases
• Kenneth Cole's $280M Buyout Bid Still Short, Investor Says
• Barclays, Hedge Funds Reach Deal In $100M Enron Suit
• Jurors Say They Hoped To Free Gupta, But Had To Convict
• FDIC To Clarify Cos. Subject To Its Liquidation Authority
• Facebook Points Finger At Nasdaq For Botched IPO
• Rothstein Ponzi Funded Versace Mansion With $125M Price Tag
• Okada Accuses Wynn Resorts Head, GC Of Racketeering
• Ex-SEC Attorney Pleads Not Guilty To Green Scheme Charges
• Former Taylor Bean Exec Gets 5 Years For Role In $3B Fraud
• Allen & Overy Aids Hong Kong Exchange's $2.1B LME Buy
• St. Jude Stock Flatlined Amid Recalls, Investors Say
• Derivative Rule Delays In US Slow Global Reform: Report
• A Compliance Defense For The FCPA?
• Gupta Found Guilty Of Insider Trading
• Ex-CCI Customer Service VP Latest To Cop To FCPA Charges
• Sidley Austin Sued Over $4M Deal In Chinese FCPA Case
• Tronox Witness Says Kerr-McGee Misstated Liabilities
• DOL Ruling Exposes Contractors To SOX Whistleblower Claims
• UK's Broad Ring-Fencing Proposal May Outshine Volcker Rule
• Attys Divided Over Start Of $62M Dell Insider Trading Suit
• CFTC May Push Back Swaps Rules For Foreign Banks
• Judge Scolds Attys Bickering Over $8.5B BofA Settlement
• Ceragenix Whistleblower's Malpractice Suit Shut Down
• Gupta Jury Weighs Evidence As Deliberations Begin
• Regions Investor Class Wins Cert. In Stock Inflation Suit
• MF Global Trustee Inks $175M Deal With CME Group
• CFTC Floats Blame-Sharing Rule For Swaps Under Dodd-Frank
• Stanford Gets 110 Years For $7B Ponzi Scheme
• Morgan Stanley Returns $67M MBS Row To Federal Court
• Pre-Signing Auction Not Necessarily Required
• Interline Investor Challenges $1B Private Equity Buyout
• Greenberg Nabs Seyfarth M&A, Securities Partner In Boston
• Kelley Drye Brings In Ex-Torys Capital Markets Vet
• Countrywide Wants Judge To Boot Insurers' MBS Claims
• Prosecutors Recap 'Devastating' Evidence To Gupta Jury
• 7th Circ. Blisters Sears Shareholders' Antitrust Suit
• Judge Won't Excuse UBS From 1st Trial In FHFA MBS Cases
• Syncora, EMC Spar Over Terms Of $666M MBS Repo Deal
• FERC Defends Authority To Fine Gas Trader $30M In DC Circ.
• 2nd Circ. Nixes Double Eagle, PetroSearch Merger Challenge
• Stanford Receiver Can't Put Hold On Libyan Assets: 5th Circ.
• Madoff Investor Calls On 2nd Circ. To Oust Trustee
• Ralph Lauren Gets Suit Over Exec Salaries Thrown Out
• Barnes & Noble Chairman's $29M Deal Shelves Investor Suit
• GSK Says ERISA Suit Dismissal Backed By 6th Circ. Ruling
• Ex-Orion Bank CEO Sentenced To 6 Years For Lending Fraud
• Jones Day Snags Fraud Chief From US Atty's Office In LA
• Volcker Rule Might Have Prevented $2B JPMorgan Loss: Dimon
• Citigroup Asks 2nd Circ. To Uphold Time Limit In CDO Suits
• CFTC's Chilton Recommends Stronger Firewall For Client Cash
• WilmerHale Nabs Hedge Fund Guru From Cadwalader
• Reconciling Muni Direct Loans With Securities Laws
• Senate Panel OKs $1.9B Funding For Dodd-Frank Oversights
• SEC Targets Sales Reps For Roles In $415M Ponzi Scheme
• Ex-Schwab Exec Gets Claims Pared From SEC's YieldPlus Suit
• Swiss Re, Others Avoid Covering JPMorgan For Ponzi Losses
• Gupta Defense Rests Case In Insider Trading Trial
• Dimon Will Face Senate Firing Squad Over Reform Opposition
• 3 Trevor Cook Associates Convicted In $194M Ponzi Scheme
• German Bank Sues Capital One, Barclays Over $87M In MBS
• $9B Claim To End ResCap-Investors RMBS Fight
• High Court's Amgen Ruling Could Stymie Securities Classes
• Dodd-Frank Panel To Tackle Distrust Among Retail Investors
• European Investors Launch AIG Fraud Suit Over CDO Bets
• Tower Bancorp Ends 2 Suits Over $336M Susquehanna Merger
• Drinker Biddle Bests Lehman Broker's Suit In 2nd Circ.
• Wal-Mart's Worldwide Anti-Corruption Policies Under Review
• Bankruptcy Court Can't Hear Madoff Suits: Barclays, Others
• KB Toys And The Trade Claims Playing Field
• Goldman Sues To Stop FINRA Arbitration Over $125M In ARS
• US Wants Stanford On The Hook For $6B In Ponzi Scheme
• Viacom Wants $383M Award Over 'Rock Band' Earnings Tossed
• Alcoa Can't Escape $1B Bahrain Bribery And RICO Suit
• Deloitte To Pay $20M To Exit Bear Stearns Investor Suit
• Wells Fargo, BNY Mellon To Pay $106M In MedCap Settlement
• Gupta Judge Tentatively Bars 'Second Tipper' Wiretaps
• NY Comptroller Sees Opportunity Amid Shareholder Revolt
• SEC Issues Road Map For Swap Reform Implementation
• DOJ Seeks 7 Years For Taylor Bean CFO In Fraud Scheme
• NYC Pension Funds Sue Wal-Mart Over Mexican Expansion
• Syms Resorts To Mediation To Break Impasse On Ch. 11 Plan
• SEC Should Probe Chevron Over $18B Ruling, House Rep. Says
• Allergan Can't Kick Investor Suit Over $600M Botox Settlement
• Savient Denies Default In Countersuit Against Creditor
• Greenberg Traurig Securities Pros Jump To King & Spalding
• Greenberg Adds Health Dealmaker To Orange County Office
• Pushing For Stricter FCM Controls Post MF Global
• Ex-Innospec CEO Cops To UK Foreign Bribery Charges
• High Court To Weigh In On Amgen Class Cert. Quarrel
• Global Financial Regulators Float Trade Labeling Rules
• UBS May Sue Nasdaq Over $350M In Facebook IPO Losses
• Ambac Investor Asserts Right To Challenge $33M Settlement
• Judge Orders BofA To Cough Up Liability Docs In MBIA Suit
• CME Fines Morgan Stanley For Overstating Crude Oil Futures
• Chesapeake Investors Rip CEO Pay, Oust Directors
• Struggling Savient Swipes Creditors' Bid To Appoint Receiver
• Gupta Will Not Take Stand, His Lawyer Says
• Foreign Madoff Defendants To Get Hearing In District Court
• Ex-NewPoint President Pleads Guilty In $20M Ponzi Case
• Lender Galante Seeks Judge's OK To Buy $150M Casino Loan
• Orrick Adds 2 Corporate Partners In Greater China
• Madoff-Mets Settlement: It Ain't Over Till It's Over
• Pangea Exec Used Investment As 'Piggy Bank,' $20M Suit Says
• Subjecting Mortgage-Backed Securities To TIA
• Grupo Mexico Fights $2B Judgment In Southern Copper Suit
• Morgan Stanley, Ratings Agencies Can't Kill Investor Suit
• E&Y Exits IndyMac Investor Action Over Co.'s Collapse
• Ex-Pegasus CEO Gets 21 Years For $35M Stock Fraud
• Goldman Sachs' Blankfein Says Gupta 'Leaks' Not Allowed
• GOP Rips White House For Butting Into Argentina Bond Case
• US Seeks 230-Year Prison Term For Stanford's $7B Scam
• Oil Probes Show FCPA Enforcement Has Cos. Running Scared
• NYSE Calls Nasdaq's $40M Facebook Plan Anti-Competitive
• Evidence Dooms MBIA's $5B Breakup, Banks Say
• Investor Sues Sprint Over Alleged $100M Sales Tax Dodge
• Recordings Off-Limits In Bid-Rigging Case Against UBS Execs
• Madoff Trustee Says Calif. AG's Suit Is Illegal
• Feds Lose Bid To Bar Experts In FCPA Trial
• Baker Hostetler Gets Veteran Trial Pro From McDonald Hopkins
• Dodd-Frank Can Resolve Problems Of Biggest Banks: Bernanke
• Oil Giants Investigate Allegations Of Bribery In Kazakhstan
• Inner City Investor Sues Parent Over 'Bogus' IP Suit
• Sounding The Safe Harbors Of Section 546(e)
• Goldman, Leap Fend Off Investor Suit Over Short-Swing Trades
• SEC Backs UBS In 2nd Circ. Over Margin Call Disclosure
• Egan-Jones Accuses SEC Of Bias Over ABS Rating Case
• NY, Del. AGs Can Intervene In $8.5B BofA MBS Deal
• Bear Stearns Strikes $275M Deal To End Securities MDL
• Gupta Defense Floats Theory Of Another Goldman Insider
• Madoff Trustee Launches $800 Million In Clawback Suits
• 11th Circ. Asked To Toss Hedge Funds' Antitrust Exemption
• ShengdaTech Note Buyers Sue Auditors, Morgan Stanley
• Nasdaq Allots $40M To Quell Investors' Facebook IPO Claims
• Law Firm Fights To Quash DBSI Ponzi Scheme Suit
• CVR Investors Drill Icahn With Suit Over 'Unfair' Share Grab
• FINRA Offers To Take Investment Advisers Off SEC's Hands
• DOJ's Aggressive FCPA Enforcement Bites The Agency Back
• Investors Seek Right To Sue BofA Over $1.1B MBS Flub
• Ex-FDIC Chair Bair To Lead Powerful Private Reform Group
• XO Shareholders Say Icahn Usurped Them To Seize Co.
• Kodak Noteholders Want To Grill Execs Over IP Mistakes
• Comptroller Dropped Ball On $2B JPMorgan Loss, Sens. Hear
• Oppenheimer To Pay SEC $35M Over Misleading Statements
• Judge Vacates FCPA Conviction Over Gov't Misconduct
• DLA Piper Lures Deals, Insurance Atty From Credit Suisse
• The Incompatibility Of International Business And Law
• How New FATCA Regs Affect Private Investment Funds
• MF Global Claims Against Ex-Affiliates Top $3B, Trustee Says
• SEC Probes Nasdaq's $11M Profit From Facebook IPO
• Ex-Vitesse Execs Push For Acquittal Following Fraud Mistrial
• Ex-Madoff Admin Forfeits $2M, Admits Fudging Tax Records
• CFTC Chief Under Fire Over Handling Of Oil Speculation
• MBIA Says Regulator Followed Law In $5B Breakup Approval
• Barclays Wins Big In Trustee Row Over Lehman Assets
• JPMorgan's $2B Loss Weakens Banks' Anti-Capital Case
• BNP, Deutsche Beat BofA Counterclaims In $1.6B MBS Row
• Fannie Mae, KPMG Slam Investors' Accounting Fraud Claims
• TIAA Suit Against Manager Of $967M Fund Nixed By 2nd Circ.
• House Bill Would Slash Funds For CFTC's Dodd-Frank Work
• Merrill's ARS Disclosures Doom Investor Fraud Suit
• MBIA Stakes Claims To IndyMac MBS Losses In DC Circ.
• Morningstar Can't Sue Ponzi Schemer, Judge Rules
• SEC Enforcement Division Buried In Whistleblower Tips
• Advisors In $1.5B Knology Deal Had Conflict Of Interest: Suit
• Middleman In $37M Insider Trading Scheme Gets 27 Months
• Morgan Stanley Pays $5M To Settle CFTC Futures Probe
• The New Era Of FCPA Enforcement: New Era Of Compliance?
• Inside The 2nd Circ. Analysis Of Absolute Activist
• Ala. Residents, Pols File $1.6B Claim In County's Bankruptcy
• SEC Taps 2 New Deputies For Asset Management Unit
• NY AG Taps Ex-Prosecutor To Lead MBS Probe
• Ex-Wilson Atty Gets Record Insider Trading Sentence
• JPMorgan Pays $45M To Exit Derivatives Bid-Rigging MDL
• MF Global Report Reignites Debate Over Corzine
• Goldman Board Talks Are Secret, Blankfein Tells Gupta Jury
• 8th Circ. Reinstates Investors' Claims Against KV Pharma
• Judge Tosses Annuities Suit Against AIG Subsidiary
• Barclays Accused Of Misleading Clients On $808M In MBS
• Denver Insider Trading Trio To Pay $5M In Deal With SEC
• Investors Must Pay Goldman $1M After FINRA Loss
• MBIA Says $5B Split Meant to Revive Municipal Bond Market
• Madoff Fund Investors' Santander Fraud Case Trimmed
• Talbots Investor Challenges $369M Sycamore Buyout
• Wachtell's Bold BofA-Merrill Advice May Land It In Hot Water
• Mid-Season Update On The 2012 Proxy Season
• Ceragenix Atty Sued Over Whistleblower's Ouster
• Reed Smith Snags Ex-SEC Honcho For Regulatory Group
• SEC Accuses 3 Consol Execs Of Insider Trading
• Ex-Madoff Employee To Admit To Role In Ponzi Scheme
• Gupta Protege Boosts Prosecutor Claims Of Close Raj Ties
• Madoff Victims Can't See Simpson Thacher Files, Judge Says
• SEC Raids Imperial Petroleum HQ In Fuel Credit Probe
• Directors, Bank Want Out Of Puda Coal Securities Fraud Suit
• SEC Sues Grifco Officials Over $4M Stock Rigging Scam
• Departure Of 2 Top Attys Leaves SEC With Holes To Fill
• CFTC Lobs Creditor Claim At MF Global Amid Investigation
• DOL Tells 7th Circ. Bar Was Too High In 401(k) Suit
• MBIA Using $5B Breakup To Coerce Settlements, Banks Say
• SEC Moves To Dampen Volatility In Stock Market
• CME Fines JPMorgan For Wash Trades In Crude Oil
• Allscripts Accepts Hedge Fund's Board Picks To End Suit
• Ex-Sentinel Execs Indicted On $500M Fraud Charges
• Ex-Posterscope Finance Chief Cops To $20M Fraud
• UK Questions EU Authority To Ban Short Selling
• When The Presumption Of Prudence Applies