Securities Archive » August, 2012

Securities - August, 2012

428 articles

• Ex-GE, Barclays Units Sued Over Allegedly Defective Loans
• SEC Appeals Ruling That SIPC Needn't Cover Stanford Victims
• Shareholder Sues Over $3.7B M&T Takeover Of Hudson City
• MGM Grand Condo Investors Can't Dodge Arbitration
• DOL Nixes Ex-Sprint Atty's Sarbanes-Oxley Claims
• 4 Firms Feared Most By In-House Counsel
• Countrywide Investor Can't Nix Standing Rule, Court Says
• Taro's PE Backers Balk At Sun Pharma's $600M Buyout
• Fannie, Goldman Beat Some Claims In Subprime Mortgage Suit
• Pa. Man Indicted In Oil Investment Scam
• Bank Of England Exec Calls Post-Crisis Rules Too Complex
• SEC Warns Muni Bond Firms To Watch Political Donations
• Ex-UBS Execs Convicted Of Bid-Rigging Charges
• JPMorgan Sued Over Alleged Forex Manipulation
• SEC Wins $75M In Suit Over Mantria Ponzi Scheme
• Defining The Mission Of The Complex Case
• SEC Ducks Sanctions Over Evidence In $23M Radius MBS Suit
• Fund Wants Xstrata Board Shake-Up If Glencore Deal Fails
• The SEC's Wells Process Turns 40
• 2 Firms Are Top Of The Heap For Securities Defense Work
• Del. Chancery Court Will Rehear TRI Shareholder Fight
• Qatar Holding Poised To Block $31B Glencore-Xstrata Merger
• Merrill Lynch Can't Shake Suit Over $300M Pension Investment
• SEC Readying Civil Charges Against Stanford Execs: Report
• $88M Verdict Tossed In Shareholder Oppression Suit
• Libor Classes Fight Banks' Antitrust Dismissal Bid
• Textron, Brooke Holdings Settle Investment Liability Suit
• Judge Trims Securities MDL Claims Against Merck Execs
• E-Trade, TradeKing Settle Multistate Antitrust Probe
• Shareholders Say Assisted Living Hid Low Occupancy, Citations
• Peregrine Trustee Pushed To Explain Bid For GC Raise
• MF Global Trustees At Odds Over Claim Assignment Deal
• Knight Capital Backs Nasdaq $62M Facebook IPO Payout
• Wells Fargo Asks 6th Circ. To Revive Dorsey Bond Lawsuit
• BofA Attacks Shareholder Suit Over AIG Litigation
• Counting Cammer Factors — A Review Of Case Law
• Israeli Bank Targets Morgan Stanley In $281M RMBS Suit
• Jury Starts Deliberations In UBS Bid-Rigging Case
• New York Fed Gets More Time To Produce Libor Documents
• Pershing Square's Ackman Again Pushes For Simon, GGP Deal
• Investment Firms Find Few Catches In SEC Advertising Rule
• MBIA Can't Clear Path To BofA, Countrywide Docs In MBS Suit
• SunTrust, Underwriters Escape Securities Class Action
• Bankruptcy No Sanctuary For Ponzi Schemer, SEC Says
• Nonbank Hedgers Should Go Through Clearinghouses: ECB
• Judge Tosses Relief Claims in Perelman Family ERISA Feud
• KDVG Adds Ex-Willis DePasquale Biz Litigator In San Fran
• Schwab, Others Fight Bank Bids To Nix Libor Antitrust Suits
• Merrill Lynch Settles Charity's $33M Suit Over Madoff Losses
• Holland & Knight To Pay $25M To Settle Nadel Ponzi Charges
• Jefferies Broker Dodges FINRA Claims Over ARS Disclosures
• New Charges Filed In $72M Dell, Nvidia Insider Trading Case
• McDermott Snags Greenberg Traurig Energy Pro For DC Office
• Citigroup Pays $590M To End Investors' CDO Action
• B&N Balks At $11M Attys' Fees In Suit Over Riggio Deal
• FINRA's New Arbitration Program Vs. Going To Court
• SEC Sues 8 For Insider Trading In Sanofi, Chattem Deal
• Goldman Denies Conflict In $5B Amerigroup-WellPoint Deal
• Art Financier Can't Shake Suit Over Diversion Of Business
• Nicor Execs Avoid Penalties, Injunction In SEC Fraud Suit
• SEC's GOP Members Blast Schapiro On Money Market Reform
• Shareholder Slams PE Firms' $850M TPC Take-Private Bid
• K&L Gates Appeals Revival of $500M Malpractice Suit
• Caterpillar's Taxable Bonuses Wasted Funds, Investors Say
• CFTC Must Close Global Swaps Loopholes, Reformers Say
• Avon Within Its Right To Reject $10B Coty Offer, Atty Says
• Court Revives Suit Alleging Comerica Aided Ponzi Scheme
• Federal Employees Seek Extension of STOCK Act Deadline
• SEC Investigates ResCap For Possible Mortgage Fraud
• Judge Won't Rethink Keeping BofA Mortgage Suit Alive
• ThaiBev Ups F&N Stake By $252M In Bid To Block Heineken
• Ex-Wynn Partner Lobs $140M Defamation Suit At Casino Co.
• Piedmont REIT Gets Investor Suit Shut Down
• DOJ Blasts Convicted GE Execs' Acquittal Bid In Bond Scam
• Case Study: Walsh Securities V. Cristo Property Mgmt.
• Netflix Wants 'Nonsense' Suit Over Financial Reports Ejected
• Case Study: SEC V. Apuzzo
• Hedge Fund, CEO To Pay $2.4M To Settle CFTC Fraud Suit
• Banyon Trustee Sues Insurers To Cover $70M In Ponzi Losses
• Old Claims Off Limits In Supplement Co. CEO's Trial: 9th Circ.
• Facebook Fiasco Has SEC Rethinking IPO Gag Rules
• Citigroup To Pay $25M To Settle Investors' MBS Suit
• HP Close To Escaping Investor Suit Over WebOS Failure
• Greenberg Traurig Corporate Finance Pro Heads To Dykema
• Del. High Court Affirms $2B Grupo Mexico Judgment
• Goldman Sachs, Morgan Stanley Sued Over $634M In RMBS
• Judge Presses Nixon Peabody To Settle NewPoint Suit
• AIG, Reporter Spar Over Access to Asset-Hiding Reports
• CFTC Floats CEA Exemptions For Utility Deals
• CFTC Adopts Swaps Record-Keeping, Registration Rules
• 2nd Circ. Sends Reputational Damages Query To Conn. Court
• Patriot Shareholders Ask For Ch. 11 Equity Committee
• ZeekRewards Investors Launch Class Action Over $600M Scam
• Dynegy Creditors OK Ch. 11 Plan As Potential Class Objects
• FHFA, Trust Target Deutsche Bank Over Alleged RMBS Fraud
• Profit Counting: The Pfizer FCPA Settlement
• Phantom Equity Arrangements And IRS Section 409A
• Countrywide Fights To Keep MBS Class Action In Federal Court
• Chamber Backs Allergan's Appeal Of Controversial Decision
• Morningstar Can't Duck Ponzi Scheme Receiver's Suit
• Bernanke Defends Fed's Economy-Stimulating Policies
• Jackson Walker Nets Energy, Finance Pro From Vinson
• Dynegy Ch. 11 Judge Won't Appoint Equity Committee
• Conrad Black Rips SEC's 'Staggering' $10M Penalty Request
• Facebook Loses Bid To Stay Calif. IPO Class Actions
• What's Making Attorneys Flee Their Firms?
• Pershing Square, Brookfield Spar Over Mall Operator Sale
• Acticon's Impact On Post-Corrective Disclosure Damages
• Implications Of The SEC's 1st Whistleblower Award
• Venture Capital Firm Can't Get Fraud Suit Sent To Calif.
• Duke Investors Seek Stay Of Copycat Suit Over CEO's Ouster
• Judge Shuts Down Investors' Bid For BofA Docs
• Money Market Reform Fails Despite SEC Head's Best Efforts
• Banks Blast Nasdaq's Proposed $62M Facebook IPO Deal
• Judge Throws Wrench In AK Steel Investor's Exec Bonus Suit
• 'Chinese Warren Buffett' Faces $11.8M Ponzi Scheme Penalty
• SEC's Conflict Minerals Rules: Strict, Onerous, Vague
• SEC Chairman Abandons Money Market Reform
• Trados Directors Can't Escape Shareholder Class Action
• Prudential Faces Investor Suit Following Death Benefits Audit
• SEC Adopts Disclosure Rule For Extraction Cos.
• Icahn Yanks Offer To Acquire Last 18% Of CVR Energy
• Investors Blast Opposition To Making BofA Docs Public
• ArthroCare Execs Arrested Over $400M Stock Drop
• Sirius Investor Sues To Stop Liberty's 'Creeping Takeover'
• Deutsche, Others Say Destroyed Evidence Nixes Refco Suit
• FSI Investor Challenges $252M Tokyo Electron Deal
• DOJ Shines Some Light On FCPA Definitions In 11th Circ.
• Oracle Investor Suit Over Purchase Of CEO's Co. Survives
• 3 Scandals — 3 Key Dodd-Frank Developments
• SEC's Toned-Down Conflict Mineral Rule Still Faces A Fight
• UK Regulator Wants More Rules On Esoteric-Securities Sales
• US Mayors Come Out Against SEC Money Market Regs
• Fed. Circ. Denies Fees For SEC Atty Fired Over Cuban Emails
• Godwin Ronquillo Adds Trial Veteran To Commercial Group
• Fletcher International Wants Ch. 11 Trustee Appointed
• $2.4B Payout To Madoff Victims Wins Court Approval
• Wynn Wins Attys' Fees After FCPA Issue Fails In Federal Court
• US Lacks Domain Over Offshore Investments: Convicted Adviser
• Investor Says Equus Board Diluted Shares To Seize Control
• FHFA Claims Over $5B In MBS Time-Barred, Barclays Says
• Investor Targets Monster Over Marketing Practices
• Citibank Pushes 2nd Circ. To Uphold $268M Win In CDS Suit
• SEC Goes Far To Protect 1st Whistleblower's Anonymity
• Smart Tech Investors' $660M Suit Over IPO Will Proceed
• BofA Wants Suit Over $100M In Frozen ARS Investments Nixed
• $37M Viacom Investor Suit Likely To Flop Despite Novel Tactic
• SIPC Recommends $60M In Fees For Madoff Trustee
• AXA Appeals Paul Weiss Docs Ruling In $1.5B ING Suit
• Foley & Lardner Gets Green Light For Peregrine Liquidation
• FDIC Demands $2B From Goldman, BofA, Others Over MBS
• Securities Litigation And The Energy Sector
• SEC Pays First Whistleblower Award
• Texas Can't Bring Receiver Into Life Partners Fraud Case
• Countrywide Can't Shake MassMutual's MBS Claims In MDL
• Ex-Freddie Mac CEO Pushes To Kill SEC Suit
• Gov't Inspection Finds Problems In Broker-Dealer Audits
• Securitization Lobby Seeks Dodd-Frank Exemptions
• Del. Court Won't Toss Board Election Shareholder Suit
• Biotech Exec Settles Over Trades Ahead Of Novartis Deal
• House Republican Blasts SEC For JOBS Act Delay
• USA Tech, Shareholder Resolve Proxy Battle
• Best Buy Founder Spurns Board Effort To Out PE Backers
• Lee Raymond Leads JPMorgan Probe Into $6B Trading Loss
• Argentina Can't Halt Discovery In $1.6B Debt Row: 2nd Circ.
• UK Committee Wants Regulations Improved After Libor Probe
• Treasury Taps DOJ Veteran To Head Financial Crimes Bureau
• Barclays Libor Prosecutor Joins Murphy & McGonigle
• Judge Kills Shareholder Suit Over J&J's $20B Synthes Buyout
• Investors Get Class Cert. In Risky IndyMac MBS Suit
• Fund Founder Whitman Found Guilty Of Insider Trading
• UK Couple Pays $2.35M In Record FSA Insider Trading Case
• SEC Shuts Down $600M ZeekRewards.com Ponzi Scheme
• Peregrine CEO Pleads Not Guilty In Fraud Case
• US Bank Can't Keep Mortgage Fee Suit In Calif. Federal Court
• SEC Sanctioned Over Deposition In Life Partners Fraud Suit
• Despite $1.6B Missing, DOJ Doesn't See Crime In MF Global
• Professors Back Rakoff In 2nd Circ. On Nixed $285M Citi Deal
• Baseball Hall Of Famer Settles Insider Trading Claims
• Investor Sues Knight Capital Over $440M Trading Glitch
• Amgen Ruling Placed Cert. Bar Too Low, Ex-SEC Officials Say
• Insurer, Investors Seek High Court Review Of 401(k) Fee Suit
• Q&A With Covington's David Bayless
• Amerigroup Investors Sue Over $4.9B WellPoint Deal
• US Says Fund Head Lied As Insider Trading Trial Wraps Up
• Global Committee Wants More Forex Trading Risk Scrutiny
• CFTC Proposes Dodd-Frank Exemption For Utility Co-Ops
• Claims Pared In Securities Suit Against FBR, Wells Fargo
• Pension Fund Seeks Wal-Mart Info On Alleged Mexico Bribery
• NFA Seeks Access To Firm Accounts After Peregrine Fraud
• BNY Mellon Beats Class Cert. In Suit Over Lehman Losses
• There's No Accounting For MF Global
• Investors Target Chipotle Over Bloated Stock Price
• Case Study: In Re Answers Corp. Shareholders Litigation
• Ex-Morgan Stanley Exec Gets 9 Months For China Bribe Scheme
• Wellspring Accused Of Hiding Tax Breaks From Cleaver Merger
• Arcapita Gets Green Light For Warehouse Asset IPO
• Trader Says MF Global Misused $42M Collateral Account
• Validating A Holder's Right To Elect Ch. 7 Trustee
• Alpha's $7.1B Massey Merger Draws Securities Class Claim
• Hedge Fund Founder Defense Wraps Up In Insider Trading Case
• Texas Wins Life Partners Injunction In Securities Fraud Suit
• MBIA, Investors Want BofA Docs Made Public
• Oracle Pays $2M To Settle Claims It Breached FCPA In India
• SEC Says Ex-Georgia Football Coach Ran $80M Ponzi Scheme
• CFTC Rule Would Exempt Affiliate Swaps From Clearing Regs
• Citi Wants $130M Claim Cut From Madoff Ponzi Clawback Suit
• ResCap Examiner Wins Subpoena Power In Prebankruptcy Probe
• Bankruptcy Court To Gauge Indemnity Owed Cantor Fitzgerald
• Discover Investors Say Shady Marketing Put Co. In Hot Water
• Fed Expands Eligibility For Monetary Tightening Deals
• Oxfam Demands SEC Enact Dodd-Frank Resource Payment Rule
• Cos. Should Be Wary Of Those Who 'Whistle' While They Work
• UBS Unit Can't Ditch Suit Over $308M MBS Insurance
• NY Judge Tosses Suit To Block $150M Casino Loan Buy
• Bombing Victims' Families Sue StanChart Over Iran Assets
• Fund Head Still Milked Friend After Suspecting Insider Trades
• MF Global Trustee To Cooperate In MDL Against Corzine
• Illarramendi Scheme Investors Net Deal To Duck Clawback Suits
• NY, Conn. AGs Add Chase, UBS, Others To Libor Probe
• Citigroup Units Cut Loose From Investor Fee Suit
• 2nd Circ. Frees AIG From Madoff Investor Couple's Claims
• BayernLB Can't Sue Over Failed $2B CDO, Barclays Argues
• Provident Royalties, Creditor End $37M In Bankruptcy Disputes
• Interest-Rate Ruse: Understanding The LIBOR Scandal
• Lawmakers Pressure Wal-Mart To Comply With FCPA Probe
• Cabinet Co. Investors Sue Over $94M Home Depot Merger
• Fund Manager Calls His Wiretap Remarks 'Jokes'
• FGIC Must Respond To Countrywide's Questions In MBS Suit
• Blankfein, Goldman Directors Shake Investors' MBS Suit
• Simon Property's Board Misled Investors About Bonuses: Suit
• $340M Standard Chartered Deal Shows New Watchdog Can Bite
• Merrill Lynch Pares $26M ARS Fraud Suit From MDL
• 2nd Circ. Will Hear UBS Timeliness Appeal In $6B MBS Suit
• Heineken's Singapore Brewer Buy Hits Snags
• Bell Nunnally Plucks White Collar Ace From Curran Tomko
• JPMorgan Picks Sullivan & Cromwell MBS Pro For GC Spot
• 2nd Circ. Lets Merrill, Moody's Off The Hook In ARS Action
• Icahn Blasts Forest Labs' Nondisclosure Of FDA Letter
• Standard Chartered To Pay $340M To Settle NY Iran Claims
• Wells Fargo To Pay $6.5M To Settle SEC Charges Over MBS
• Defunct Carlyle Fund Escapes Shareholders' Fraud Claims
• Judge Threatens Sanctions For Ex-Paron Exec In CFTC Suit
• Bankrupt Sino-Forest To Give Assets To Creditors
• Recent Class Action Stats: Bad News For Public Cos.
• Rakoff Says SEC, Citi Want Rubber Stamp On $285M MBS Deal
• JPMorgan Sued By Calif. School District Over $4M Bond Profit
• Peregrine CEO Indicted Over Lies To CFTC
• OneWest Bank Targeted By Insurer Over $335M In MBS Losses
• Insurer, Ex-Enron Chairman's Widow Settle Annuity Dispute
• Bankrupt Vitro Makes Case For Nondebtor Releases
• On Stand, Hedge Fund Founder Denies Trading On Inside Info
• Global Banks Rethink NY Bases After Standard Chartered Probe
• Vivendi Investors Allowed To Use Facts From Class Action
• Bank Hapoalim Targets JPMorgan Over $361M In Risky MBS
• 2nd Circ. Gives Gen Re's $72M Fraud Deal Another Chance
• Goldman Sachs Hit With Sealink Suit Over $587M In RMBS
• Former Hansen Medical VPs Can't Duck SEC's Fraud Claims
• SEC Warns Investors About Risks Of ETFs
• 5th Circ. Won't Delay Trustmark's $2M Stanford Payment Order
• NY Atty, 2 Others Charged With Bilking Well-Heeled Investor
• CBOE, Clearing Agency Must Face Fraud Suit, Ill. Court Says
• Banco Santander Gets Madoff Fraud Suit Sent To Switzerland
• FDIC Seeks $741M From JPMorgan, BofA, Others Over MBS
• Court Reverses $1M In Attys' Fees In Centex-Pulte Merger Deal
• Judge Trims Claims From $9.5M Facebook Share Sale Suit
• Google Dodges Suit Over $500M Drug Ad Settlement, For Now
• When Your Most Trusted Employees Are Working For The SEC
• Callisto Investor Challenges Proposed Synergy Merger
• Refining The Adviser Disclosure Dance In Del.
• Reversal Gives Title Insurers Win In $450M Failed Merger Suit
• Deutsche Bank Says Icahn's CVR Owes $18.5M In Fees
• Deutsche Bank Defeats Massive RMBS Class Action
• SEC Case Against Ex-Microtune Execs Time-Barred: 5th Circ.
• Tyco, Convicted Ex-CEO Kozlowski Settle Just Before Trial
• Boiler Room Schemer Sentenced To 5 Months For $12M Plot
• Madoff Victims Appeal For Right To Sue Picower Estate
• Ex-Fannie CEO Loses Bid To Toss SEC Suit
• Forest Labs To Alter Governance To Settle Derivative Suits
• Judge OKs $175M MF Global Inc., CME Settlement
• Ex-Carlyle Consultant Gets Probation For Insider Trading
• Former IndyMac Execs Win Initial Nod On 2 Settlements
• Continental Shareholders OK $340M Oil Asset Purchase
• Hansen Can't Escape Bulk Of Securities Inflation Class Action
• NFL Players Say SunTrust Liable For Alleged Ponzi Scheme
• Merge Presses 7th Circ. For Fees In $3M Fight With Insurer
• Trustmark Fights $2M Stanford Payment In 5th Circ.
• Miami Wants To Settle SEC Probe Into Bond Offerings
• Keeping Libor 'Not A Viable Option,' UK Panel Says
• Foreign Banks Urge CFTC To Delay Swaps Rules
• Picard-Wilpons Settlement: Impact Of Distributions
• Goldman Avoids DOJ Charges, SEC Probe Into MBS Sales
• NM Officials Arrested For Luring Investors With Fake Audit
• Judge Lets BofA Seek $1.75B In Taylor Bean Losses
• NJ Sues Investment Firm for $12M Securities Fraud
• Hedge Fund Chief Caught On Wiretap Discussing 'Illegal' Tips
• 7th Circ. Backs BNY Mellon In $312M Sentinel Claim Fight
• NY Biz Law Gets A Boost From Del. Derivative Suit Test
• Insurer Ducks Liability For Lending Co.'s Fraud Losses
• Simon Group Shareholder Attacks $120M CEO Bonus
• SEC Says Ex-Standard Oil Chief Masked Convictions
• JPMorgan Details Investigations Over Libor, $5.8B Loss
• RE Fund Says Pension Adviser Tried To Derail $109M Apt. Deal
• Investor Targets FINRA Ruling For JPMorgan In RE Fund Row
• CFTC Member Floats Insurance Fund For Futures Co. Failures
• Dechert Adds Hong Kong M&A Partner From Orrick
• BofA Calls AIG's $10.5B MBS Suit 'Cynical,' Implausible
• 'Fair Value' And Preferred Stock's Liquidation Preference
• Ex-UBS Traders Reach Deals In Libor Probe
• Morgan Stanley Gets New Mortgages Axed From Revived Suit
• Porsche Can't Ditch $1B Investor Suit Over VW Deal
• Scientific-Atlanta, Motorola Beat Fraud Claims In Adelphia MDL
• M*Modal Settles Shareholder Dispute Over $1B Buyout
• Insider Trading Witness Admits To Lying To FBI
• Outback Operator Undermined Stakeholder To Boost IPO: Suit
• BofA Counsel O'Melveny Warns Banks Of Potential Losses
• Former Home Diagnostics CEO Admits To Insider Trading
• Corzine To Face Employee's Stock Suit In Federal Court
• NY Court Backs Del. Test For Spotting Derivative Suits
• Baker Hostetler Lures Litigation Pro From Winston & Strawn
• Irex Rips Pa. High Court's Post-Merger Remedies Ruling
• CORRECTED: Judge Trims Negligence Claims Against PwC
• FHFA Has 'Serious Concerns' About Eminent Domain Plan
• Data Center Co. Plans $300M IPO, To Restructure As REIT
• Ex-Deloitte Chicago Partner Cops To Insider Trading
• Study Defends SEC Revolving Door, But Attys Aren't Convinced
• SEC To Hold Meeting On Knight Capital Trading Glitch
• 2nd Circ. Lowers Bar For SEC Claims Against Fraud Abettors
• Peregrine CEO's Receiver Can Surrender Life Insurance, Plane
• A Guide To Replacing Lost Stock Book Or Certificate
• No Ruling Yet On $175M MF Global Inc., CME Settlement
• SEC Drops FCPA Probe Of Offshore Driller Hercules
• Liberty Media Pays $10M To Settle Shareholder Suit
• FRB Cleared In Early Release Of Volcker Rule Draft
• Jury Hears Alleged Insider Trader On Tape Discussing Tips
• Calif. Man Pleads Guilty In $5.2M 'Rudy' Securities Scheme
• House Committee Seeks Volcker Alternative
• Advisers' Role In Chinese RTO Cos. — Implications For PE
• Cozen O'Connor Picks Up Loeb & Loeb M&A Chair
• Peregrine Trustee OK'd To Subpoena JPMorgan, Others
• Pfizer Will Pay $60M To End Foreign Bribery Probes
• ConocoPhillips Fights $205M MF Global Clawback Bid
• MetLife Misled Investors On AG's 'Death List' Probe: Suit
• Another DOJ Loss Helps The Case For Discovery Reform
• Singapore Co. Faults Morgan Stanley For $32M Loss
• JPMorgan Protests Peregrine Trustee's Subpoena Bid
• Ex-Galleon Employee Takes Stand At Hedge Fund Chief's Trial
• Colonial Seeks OK For $15M Loan To Fight FDIC Claims
• Bristol-Myers Insider Trading Suit Is Compliance Gut Check
• Judge Revives CFTC Suit Against Indicted Sentinel Execs
• Eaton Corp. Fibbed About Effort To Sway Judge, Investors Say
• Pa. High Court Limits Minority Investors' Post-Merger Remedies
• 2nd Circ. Says German Bank Can Bring $60M CDO Suit
• 8th Circ. Revives Individual Claims Against Stifel Brokers
• EDMC Board Responsible For Recruiting Misdeeds: Shareholder
• Knight Capital Raises $400M After Trading Flub
• Wives Of Madoff Sons Fight 'Insider' Label In $58M Suit
• Kerr-McGee, E&Y Paying $37M To End Tronox Securities MDL
• Case Study: In Re Boston Scientific
• CME Group Can't Shake Antitrust Claims In USFE Suit
• Hecla Mining Asks Judge To Ax Del. Derivatives Suit
• Peregrine Officers, US Bank Failed To Detect Fraud, Suit Says
• Citi Targeted By NY, Conn. AGs In Rate-Fixing Probe
• SEC Probes Knight Capital's $440M Trading Glitch
• Total Saves $391M For Possible Settlement Over Iran Deals
• Marvell Didn't Fire Insider Who Shared Tips, Jury Hears
• Diebold Looks To Put Bribery Probe Behind It
• Greenberg Traurig, TD Bank Sanctioned In Rothstein Case
• Nomura Ordered To Ramp Up Internal Controls
• SEC Targets Teva In FCPA Compliance Probe
• Bristol-Myers Exec Dug Own Grave With Cover-Up Efforts
• Nasdaq Raises $62M Cost Estimate Over Facebook IPO Fallout
• Sterling Initiates IPO Process For Fairway Markets
• BayernLB Hits Barclays With New $274M MBS Suit
• Oil Execs Aim To Wrongly Profit Off $640M Affiliate Sale: Suit
• Wells Fargo, Wachovia Get Nadel Receiver Fraud Suit Pared
• 11th Circ. Won't Hear Appeal Over $92M Alcatel-Lucent Deal
• Taser Rival Can't Zap $40M Competition Suit Over PR
• Texas High Court Asked To Rule On Mandatory Venue Clause
• Locke Lord Adds Securitization, Finance Head From Nixon
• New RadioShack Strategy Sparks Investor Class Action
• Suntech Accused Of Misleading Investors In 2 Suits
• STOCK Act Deadline Pushed Back Amid Worker Privacy Fears
• RBS Says It Canned Employees Over Libor-Rigging Scandal
• Securities Clearing Firms: Beware Fraudulent Transfers
• Ex-UBS Strategist Accuses Firm Of Retaliatory Firing
• Investor Seeks To Derail Genesee's $1.4B RailAmerica Buy
• Insider Trading Witness Says Analysts Often Chat Up Insiders
• Market Beats SEC To The Punch In Knight Capital Snafu
• Uggs Maker, Execs Hit With Investor Class Action
• GOP Bill To Curb Dodd-Frank Rule Risks Repeat Of 2008
• Cox Smith Lures 2 K&L Gates Partners To Dallas
• Diamondback Manager Gets Probation For Insider Trading
• Judge Wants BNY Mellon Deposed Over $8.5B BofA Settlement
• Sprint Faces SEC Probe Into Sales Tax Collection
• Murdoch Grabbing Power Before News Corp. Split: Investor
• Imperiled Knight Capital Won't Find Savior In Bankruptcy
• 2nd Circ. Vacates Traders' Convictions In 'Squawk Box' Trial
• Sens. Want Detailed Cost-Benefit Studies For New Regs
• Ex-Biosara CEO Sues For Return Of 6M Shares
• Merck Gets Claims Based On Puffery Trimmed From Vioxx Suit
• Bristol-Myers Squibb Exec Accused of Insider Trading
• Case Study: Hubbard V. BankAtlantic
• Senate Dem Rips NY Fed Oversight In Libor-Rigging
• Knight Capital Loses $440M On Trading Glitch
• Top Dem Wants Clear Regulator For Triparty Repo Market
• Troubled Navistar Reveals SEC Accounting Probe
• Ex-Robbins Geller Atty Faces Sanctions Over Inflated Expenses
• 9th Circ. Snubs Ex-Maxim Exec Seeking New Appeal In Scam
• Analyst Says He Passed Marvell Tips To Whitman
• Olympus Tells DOJ Of Possible FCPA Violations In Brazil
• Macau Privacy Regulator Probes Sands China Over Data Transfer
• Repsol Seeks $50M From BNY Mellon Over YPF Nationalization
• Former IndyMac Execs Reach $6M Settlement Over MBS Claims
• Futures Insurance Seen As Band-Aid For Brokerage Failures
• Monsanto Cleared In Suit Over Stock Drop, Roundup Earnings
• UBS Avoids Pension Fund Investment Suit For 2nd Time
• Regulators Probe Glitch That Led To Canceled NYSE Trades
• Post-Fraud Stock Surge Doesn't Bar Suit, 2nd Circ. Says
• Peregrine Trustee Wants To Subpoena Bank Records
• Madoff Trustee Wants Merkin's $410M Deal With NY Blocked
• Apple's $358M Bid For AuthenTec Not Enough, Investor Says
• A Dissection Of Rule 23
• Matrixx Investors Get Class Cert. In Suit Over Zicam Effects
• DOL Probes Peregrine's Retirement Plan After Collapse
• UBS Can't Halt Calif. Arbitration Over $175M In ARS
• Contracting With Third-Party Reps: FCPA Risks
• Avon Negotiating With Feds To Settle FCPA Probe